Gibson Christopher 的 Form 4 申報
Recursion Pharmaceuticals, Inc.（RXRX），2023/1/6 申報
- 申報編號
- 0001209191-23-002460
- 申報時間
- 2023/1/6
- 交易日
- 2022/4/25-2023/1/5
- 申報延遲
- 256 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $15.5 萬。交易後 256 天才申報，超過 2 個營業日的期限。
這份申報後來被修正申報 0001209191-23-026045（2023/4/28）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gibson ChristopherCIK 0001856369 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/25 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 570,805 | 直接 | |
| 2022/5/12 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 558,805 | 直接 | |
| 2022/5/19 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 546,805 | 直接 | |
| 2022/6/21 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 543,805 | 直接 | |
| 2022/7/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 540,805 | 直接 | |
| 2022/8/17 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 537,805 | 直接 | |
| 2022/9/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 534,805 | 直接 | |
| 2022/10/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 531,805 | 直接 | |
| 2022/11/16 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 528,805 | 直接 | |
| 2022/12/14 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 525,805 | 直接 | |
| 2023/1/5 | Class A Common Stock | C轉換取得 | +18,500 | $0.00 | $0 | 544,305 | 直接 | |
| 2023/1/5 | Class A Common Stock | S賣出處分 | −18,500 | $7.39F3 | −$136,715 | 525,805 | 直接 | |
| 2023/1/5 | Class A Common Stock | C轉換取得 | +500 | $0.00 | $0 | 500 | 間接 | |
| 2023/1/5 | Class A Common Stock | S賣出處分 | −500 | $7.38F5 | −$3,690 | 0 | 間接 | |
| 2023/1/5 | Class A Common Stock | C轉換取得 | +1,000 | $0.00 | $0 | 1,000 | 間接 | |
| 2023/1/5 | Class A Common Stock | S賣出處分 | −1,000 | $7.39F7 | −$7,390 | 0 | 間接 | |
| 2023/1/5 | Class A Common Stock | C轉換取得 | +1,000 | $0.00 | $0 | 1,000 | 間接 | |
| 2023/1/5 | Class A Common Stock | S賣出處分 | −1,000 | $7.38F9 | −$7,380 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/5 | Class A Common Stock | C轉換處分 | −18,500 | $0.00 | $0 | 6,658,834 | 直接 | |
| 2023/1/5 | Class A Common Stock | C轉換處分 | −500 | $0.00 | $0 | 540,000 | 間接 | |
| 2023/1/5 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 530,000 | 間接 | |
| 2023/1/5 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 126,875 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $7.29 to $7.71. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $7.30 to $7.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $7.33 to $7.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $7.30 to $7.67 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。