Gibson Christopher's Form 4/A amendment
AmendedRecursion Pharmaceuticals, Inc. (RXRX) · filed Apr 28, 2023
- Accession no.
- 0001209191-23-026045
- Filed
- Apr 28, 2023
- Trade date
- Jan 5-Dec 14, 2022
- Filing delay
- 478 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 6, 2023
This filing lists 22 non-derivative transactions and 11 derivative transactions. Open-market sales total $136.7K. It was filed 478 days after the trade.
This amendment replaces 0001209191-23-002460 (filed Jan 6, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibson ChristopherCIK 0001856369 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2022 | Class A Common Stock | CConversionAcquired | +12,000 | $0.00 | $0 | 594,805 | Direct | |
| Apr 25, 2022 | Class A Common Stock | GGiftDisposed | −12,000 | $0.00 | $0 | 582,805 | Direct | |
| May 12, 2022 | Class A Common Stock | CConversionAcquired | +12,000 | $0.00 | $0 | 594,805 | Direct | |
| May 12, 2022 | Class A Common Stock | GGiftDisposed | −12,000 | $0.00 | $0 | 582,805 | Direct | |
| May 19, 2022 | Class A Common Stock | CConversionAcquired | +12,000 | $0.00 | $0 | 594,805 | Direct | |
| May 19, 2022 | Class A Common Stock | GGiftDisposed | −12,000 | $0.00 | $0 | 582,805 | Direct | |
| Jun 21, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Jun 21, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Jul 19, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Jul 19, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Aug 17, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Aug 17, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Sep 19, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Sep 19, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Oct 19, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Oct 19, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Nov 16, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Nov 16, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Dec 14, 2022 | Class A Common Stock | CConversionAcquired | +3,000 | $0.00 | $0 | 585,805 | Direct | |
| Dec 14, 2022 | Class A Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 582,805 | Direct | |
| Jan 5, 2022 | Class A Common Stock | CConversionAcquired | +18,500 | $0.00 | $0 | 601,305 | Direct | |
| Jan 5, 2022 | Class A Common Stock | SSaleDisposed | −18,500 | $7.39F5 | −$136,715 | 582,805 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2022 | Class A Common Stock | CConversionDisposed | −12,000 | $0.00 | $0 | 6,665,334 | Direct | |
| May 12, 2022 | Class A Common Stock | CConversionDisposed | −12,000 | $0.00 | $0 | 6,653,334 | Direct | |
| May 19, 2022 | Class A Common Stock | CConversionDisposed | −12,000 | $0.00 | $0 | 6,641,334 | Direct | |
| Jun 21, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,638,334 | Direct | |
| Jul 19, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,635,334 | Direct | |
| Aug 17, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,632,334 | Direct | |
| Sep 19, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,629,334 | Direct | |
| Oct 19, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,626,334 | Direct | |
| Nov 16, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,623,334 | Direct | |
| Dec 14, 2022 | Class A Common Stock | CConversionDisposed | −3,000 | $0.00 | $0 | 6,620,334 | Direct | |
| Jan 5, 2022 | Class A Common Stock | CConversionDisposed | −18,500 | $0.00 | $0 | 6,601,834 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
The sole purpose of this amended Form 4 is to correctly reflect that the shares gifted between April 25, 2022 and December 14, 2022 were first converted from the Reporting Person's holdings of Class B common stock.
- F3
Represents the automatic conversion of Class B Common Stock into Class A Common Stock in connection with a bona-fide gift of shares by the Reporting Person.
- F4
Represents the conversion of Class B Common Stock into Class A Common Stock.
- F5
This transaction was executed in multiple trades at prices ranging from $7.29 to $7.71. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.