Howley W Nicholas 的 Form 4/A 修正申報
修正TransDigm Group INC（TDG），2023/3/14 申報
- 申報編號
- 0001209191-23-018339
- 申報時間
- 2023/3/14
- 交易日
- 2023/2/9
- 申報延遲
- 33 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2023/2/13
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 13 筆交易。公開市場賣出合計 $753.9 萬。交易後 33 天申報。
這份修正申報重述了 0001209191-23-008585（2023/2/13 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | S賣出處分 | −300 | $760.70F2 | −$228,210 | 21,547.51 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001209191-23-008585（2023/2/13 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +10,000 | $207.84F1 | +$2,078,400 | 31,547.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −790 | $747.06F2 | −$590,177.4 | 30,757.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,058 | $748.14F3 | −$791,532.12 | 29,699.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,251 | $749.42F4 | −$937,524.42 | 28,448.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −700 | $750.34F5 | −$525,238 | 27,748.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −400 | $752.66F6 | −$301,064 | 27,348.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −600 | $753.98F7 | −$452,388 | 26,748.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,401 | $755.13F8 | −$1,057,937.13 | 25,347.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −400 | $756.33F9 | −$302,532 | 24,947.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −600 | $757.32F10 | −$454,392 | 24,347.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −700 | $758.08F11 | −$530,656 | 23,647.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,800 | $759.69F12 | −$1,367,442 | 21,847.51 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 123,517 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.66 - $747.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.75 - $748.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.02 - $749.875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.02 - $750.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.37 - $753.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.505 - $754.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.545 - $755.515. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.94 - $756.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.96 - $757.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.01 - $758.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.285 - $760.215. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The amendment is being filed solely to attach the power of attorney, which was inadvertently omitted in the original filing. The final transaction from the original filing is being repeated solely to allow for the amendment to be filed.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.365 - $761.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 24 - Power of Attorney