Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/2/13 申報
- 申報編號
- 0001209191-23-008585
- 申報時間
- 2023/2/13
- 交易日
- 2023/2/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $753.9 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-23-018339（2023/3/14）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +10,000 | $207.84F1 | +$2,078,400 | 31,547.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −790 | $747.06F2 | −$590,177.4 | 30,757.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,058 | $748.14F3 | −$791,532.12 | 29,699.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,251 | $749.42F4 | −$937,524.42 | 28,448.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −700 | $750.34F5 | −$525,238 | 27,748.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −400 | $752.66F6 | −$301,064 | 27,348.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −600 | $753.98F7 | −$452,388 | 26,748.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,401 | $755.13F8 | −$1,057,937.13 | 25,347.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −400 | $756.33F9 | −$302,532 | 24,947.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −600 | $757.32F10 | −$454,392 | 24,347.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −700 | $758.08F11 | −$530,656 | 23,647.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,800 | $759.69F12 | −$1,367,442 | 21,847.51 | 間接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −300 | $760.70F13 | −$228,210 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 123,517 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.66 - $747.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.75 - $748.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.02 - $749.875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.02 - $750.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.37 - $753.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.505 - $754.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.545 - $755.515. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.94 - $756.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.96 - $757.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.01 - $758.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.285 - $760.215. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.365 - $761.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。