Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 13, 2023
- Accession no.
- 0001209191-23-008585
- Filed
- Feb 13, 2023
- Trade date
- Feb 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.54M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001209191-23-018339 (Mar 14, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $207.84F1 | +$2,078,400 | 31,547.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −790 | $747.06F2 | −$590,177.4 | 30,757.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,058 | $748.14F3 | −$791,532.12 | 29,699.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,251 | $749.42F4 | −$937,524.42 | 28,448.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −700 | $750.34F5 | −$525,238 | 27,748.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −400 | $752.66F6 | −$301,064 | 27,348.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −600 | $753.98F7 | −$452,388 | 26,748.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,401 | $755.13F8 | −$1,057,937.13 | 25,347.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −400 | $756.33F9 | −$302,532 | 24,947.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −600 | $757.32F10 | −$454,392 | 24,347.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −700 | $758.08F11 | −$530,656 | 23,647.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,800 | $759.69F12 | −$1,367,442 | 21,847.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −300 | $760.70F13 | −$228,210 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 123,517 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.66 - $747.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.75 - $748.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.02 - $749.875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.02 - $750.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.37 - $753.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.505 - $754.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.545 - $755.515. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.94 - $756.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.96 - $757.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.01 - $758.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.285 - $760.215. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.365 - $761.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.