Howley W Nicholas's Form 4/A amendment
AmendedTransDigm Group INC (TDG) · filed Mar 14, 2023
- Accession no.
- 0001209191-23-018339
- Filed
- Mar 14, 2023
- Trade date
- Feb 9, 2023
- Filing delay
- 33 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 13, 2023
This filing lists 1 non-derivative transaction. It carries over 13 transactions from the original filing that it did not restate. Open-market sales total $7.54M. It was filed 33 days after the trade.
This amendment restates part of 0001209191-23-008585 (filed Feb 13, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | SSaleDisposed | −300 | $760.70F2 | −$228,210 | 21,547.51 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-23-008585 (filed Feb 13, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $207.84F1 | +$2,078,400 | 31,547.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −790 | $747.06F2 | −$590,177.4 | 30,757.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,058 | $748.14F3 | −$791,532.12 | 29,699.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,251 | $749.42F4 | −$937,524.42 | 28,448.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −700 | $750.34F5 | −$525,238 | 27,748.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −400 | $752.66F6 | −$301,064 | 27,348.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −600 | $753.98F7 | −$452,388 | 26,748.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,401 | $755.13F8 | −$1,057,937.13 | 25,347.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −400 | $756.33F9 | −$302,532 | 24,947.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −600 | $757.32F10 | −$454,392 | 24,347.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −700 | $758.08F11 | −$530,656 | 23,647.51 | Indirect | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,800 | $759.69F12 | −$1,367,442 | 21,847.51 | Indirect |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 123,517 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.66 - $747.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.75 - $748.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.02 - $749.875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.02 - $750.635. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.37 - $753.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.505 - $754.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.545 - $755.515. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.94 - $756.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.96 - $757.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $758.01 - $758.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $759.285 - $760.215. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The amendment is being filed solely to attach the power of attorney, which was inadvertently omitted in the original filing. The final transaction from the original filing is being repeated solely to allow for the amendment to be filed.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $760.365 - $761.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney