Howley W Nicholas 的 Form 4/A 修正申報
修正TransDigm Group INC（TDG），2022/12/19 申報
- 申報編號
- 0001209191-22-061796
- 申報時間
- 2022/12/19
- 交易日
- 2022/12/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/12/19
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 1 筆交易。公開市場賣出合計 $399.9 萬。交易後 4 天申報。
這份修正申報重述了 0001209191-22-061767（2022/12/19 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Common Stock | M行使選擇權取得 | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −853 | $611.41F2 | −$521,532.73 | 27,194.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −418 | $612.37F3 | −$255,970.66 | 26,776.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −1,427 | $613.21F4 | −$875,050.67 | 25,349.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −1,149 | $614.56F5 | −$706,129.44 | 24,200.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −1,073 | $615.44F6 | −$660,367.12 | 23,127.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −890 | $616.32F7 | −$548,524.8 | 22,237.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −458 | $617.63F8 | −$282,874.54 | 21,779.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −120 | $618.75F9 | −$74,250 | 21,659.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −112 | $619.71 | −$69,407.52 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Common Stock | M行使選擇權處分 | −6,500 | $0.00 | $0 | 143,190 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001209191-22-061767（2022/12/19 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Common Stock | S賣出處分 | −8 | $627.59 | −$5,020.72 | 21,547.51 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.80 - $611.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $611.95 - $612.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.95 - $613.93. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.98 - $614.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.01 - $616.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $616.01 - $617.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.01 - $617.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.39 - $618.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan. Amendment filed to correct line item price and quantity information.