Howley W Nicholas's Form 4/A amendment
AmendedTransDigm Group INC (TDG) · filed Dec 19, 2022
- Accession no.
- 0001209191-22-061796
- Filed
- Dec 19, 2022
- Trade date
- Dec 15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 19, 2022
This filing lists 10 non-derivative transactions and 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $4.00M. It was filed 4 days after the trade.
This amendment restates part of 0001209191-22-061767 (filed Dec 19, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Common Stock | MOption exerciseAcquired | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −853 | $611.41F2 | −$521,532.73 | 27,194.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −418 | $612.37F3 | −$255,970.66 | 26,776.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −1,427 | $613.21F4 | −$875,050.67 | 25,349.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −1,149 | $614.56F5 | −$706,129.44 | 24,200.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −1,073 | $615.44F6 | −$660,367.12 | 23,127.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −890 | $616.32F7 | −$548,524.8 | 22,237.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −458 | $617.63F8 | −$282,874.54 | 21,779.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −120 | $618.75F9 | −$74,250 | 21,659.51 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −112 | $619.71 | −$69,407.52 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 143,190 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-061767 (filed Dec 19, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Common Stock | SSaleDisposed | −8 | $627.59 | −$5,020.72 | 21,547.51 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.80 - $611.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $611.95 - $612.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.95 - $613.93. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.98 - $614.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.01 - $616.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $616.01 - $617.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.01 - $617.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.39 - $618.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan. Amendment filed to correct line item price and quantity information.