Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2022/12/19 申報
- 申報編號
- 0001209191-22-061767
- 申報時間
- 2022/12/19
- 交易日
- 2022/12/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $403.2 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-22-061796（2022/12/19）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Common Stock | M行使選擇權取得 | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −218 | $617.56F2 | −$134,628.08 | 27,829.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −1,631 | $618.65F3 | −$1,009,018.15 | 26,198.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −2,561 | $619.60F4 | −$1,586,795.6 | 23,637.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −667 | $620.61F5 | −$413,946.87 | 22,970.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −482 | $621.50F6 | −$299,563 | 22,488.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −86 | $622.64F7 | −$53,547.04 | 22,402.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −165 | $623.67F8 | −$102,905.55 | 22,237.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −328 | $625.64F9 | −$205,209.92 | 21,909.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −354 | $626.05F10 | −$221,621.7 | 21,555.51 | 間接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −8 | $627.59 | −$5,020.72 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Common Stock | M行使選擇權處分 | −6,500 | $0.00 | $0 | 143,190 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.04 - $617.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.11 - $619.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $619.11 - $620.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.18 - $620.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $621.20 - $622.175. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $622.475 - $623.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.52 - $623.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.92 - $625.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $626.01 - $626.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.