Perlman Richard E 的 Form 4 申報
Onterris, Inc.（ONT），2021/10/19 申報
- 申報編號
- 0000899243-21-040646
- 申報時間
- 2021/10/19
- 交易日
- 2021/10/15-10/19
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $628.9 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-22-021401（2022/3/29）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Perlman Richard ECIK 0001079972 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/15 | Common Stock | S賣出處分 | −10,353 | $61.67F1 | −$638,469.51 | 1,346,430 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −20,029 | $62.44F2 | −$1,250,610.76 | 1,326,401 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −820 | $63.42F3 | −$52,004.4 | 1,325,581 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −500 | $64.22 | −$32,110 | 1,325,081 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −37,826 | $64.08F4 | −$2,423,890.08 | 1,287,255 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −15,357 | $63.10F5 | −$969,026.7 | 1,271,898 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −200 | $62.15 | −$12,430 | 1,271,698 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −13,234 | $60.96F6 | −$806,744.64 | 1,258,464 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −1,581 | $61.61F7 | −$97,405.41 | 1,256,883 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −100 | $62.62 | −$6,262 | 1,256,783 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.08 to $62.07, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.08 to $63.02, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.13 to $63.77, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.56 to $64.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.63 to $63.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.48 to $61.45, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.48 to $62.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
備註
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.