Perlman Richard E's Form 4 filing
Onterris, Inc. (ONT) · filed Oct 19, 2021
- Accession no.
- 0000899243-21-040646
- Filed
- Oct 19, 2021
- Trade date
- Oct 15-19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $6.29M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001209191-22-021401 (Mar 29, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perlman Richard ECIK 0001079972 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | SSaleDisposed | −10,353 | $61.67F1 | −$638,469.51 | 1,346,430 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −20,029 | $62.44F2 | −$1,250,610.76 | 1,326,401 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −820 | $63.42F3 | −$52,004.4 | 1,325,581 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −500 | $64.22 | −$32,110 | 1,325,081 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −37,826 | $64.08F4 | −$2,423,890.08 | 1,287,255 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −15,357 | $63.10F5 | −$969,026.7 | 1,271,898 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −200 | $62.15 | −$12,430 | 1,271,698 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −13,234 | $60.96F6 | −$806,744.64 | 1,258,464 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −1,581 | $61.61F7 | −$97,405.41 | 1,256,883 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −100 | $62.62 | −$6,262 | 1,256,783 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.08 to $62.07, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.08 to $63.02, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.13 to $63.77, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.56 to $64.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.63 to $63.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.48 to $61.45, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.48 to $62.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.