Perlman Richard E 的 Form 4/A 修正申報
修正Onterris, Inc.（ONT），2022/3/29 申報
- 申報編號
- 0001209191-22-021401
- 申報時間
- 2022/3/29
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/10/19
這份申報沒有列出任何交易。沿用原件裡沒有重述的 10 筆交易。公開市場賣出合計 $628.9 萬。
這份修正申報重述了 0000899243-21-040646（2021/10/19 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Perlman Richard ECIK 0001079972 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000899243-21-040646（2021/10/19 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/15 | Common Stock | S賣出處分 | −10,353 | $61.67F1 | −$638,469.51 | 1,346,430 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −20,029 | $62.44F2 | −$1,250,610.76 | 1,326,401 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −820 | $63.42F3 | −$52,004.4 | 1,325,581 | 直接 | |
| 2021/10/15 | Common Stock | S賣出處分 | −500 | $64.22 | −$32,110 | 1,325,081 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −37,826 | $64.08F4 | −$2,423,890.08 | 1,287,255 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −15,357 | $63.10F5 | −$969,026.7 | 1,271,898 | 直接 | |
| 2021/10/18 | Common Stock | S賣出處分 | −200 | $62.15 | −$12,430 | 1,271,698 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −13,234 | $60.96F6 | −$806,744.64 | 1,258,464 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −1,581 | $61.61F7 | −$97,405.41 | 1,256,883 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −100 | $62.62 | −$6,262 | 1,256,783 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.08 to $62.07, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.08 to $63.02, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.13 to $63.77, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.56 to $64.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.63 to $63.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.48 to $61.45, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.48 to $62.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On October 19, 2021, the reporting person filed a Form 4 which reported that, following the transactions reported therein, he held 1,256,783 shares of common stock. This amount inadvertently overstated the number of shares held by the reporting person by 35,325. All subsequent filings made by the reporting person pursuant to Section 16 of the Securities Exchange Act of 1934 through the filing of this amendment included the excess 35,325 shares.