Western Asset Mortgage Capital Corp
WMCDelisted Dec 6, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001465885
Western Asset Mortgage Capital Corp was delisted on Dec 6, 2023; its insiders filed their last Form 4 on Dec 8, 2023; 27 institutions reported holding it in 13F filings for Q3 2023, worth $8.04M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Western Asset Mortgage Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −6 vs. Q3 2021
- Shares held
- 14.2M
- −717.5K (−4.8%) vs. Q3 2021
- Total value
- $29.9M
- −$8.94M (−23.0%) vs. Q3 2021
- New holders
- 11
- 22 more added
- Sold out
- 17
- 19 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WMC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 27 | $8.04M |
| Q2 2023 | 27 | $7.22M |
| Q1 2023 | 26 | $8.01M |
| Q4 2022 | 29 | $8.39M |
| Q3 2022 | 26 | $13.9M |
| Q2 2022 | 44 | $15.9M |
| Q1 2022 | 57 | $19.0M |
| Q4 2021 | 60 | $29.9M |
| Q3 2021 | 66 | $38.9M |
| Q2 2021 | 74 | $52.1M |
| Q1 2021 | 85 | $67.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,650,673 | $5.59M | 0.00% | −47,441−1.8% | Reduced |
| BlackRock Inc. | 2,508,776 | $5.29M | 0.00% | −166,372−6.2% | Reduced |
| Beach Point Capital Management LP | 1,133,837 | $2.39M | 0.38% | +1,133,837 | New |
| Millennium Management LLC | 991,626 | $2.09M | 0.00% | +338,398+51.8% | Added |
| Geode Capital Management, LLC | 578,184 | $1.22M | 0.00% | −131,587−18.5% | Reduced |
| UBS Group AG | 506,368 | $1.07M | 0.00% | +11,363+2.3% | Added |
| Group One Trading, L.P. | 484,533 | $1.02M | 0.02% | +207,808+75.1% | Added |
| Two Sigma Advisers, LP | 417,310 | $881.0K | 0.00% | −323,300−43.7% | Reduced |
| AE Wealth Management LLC | 337,695 | $713.0K | 0.00% | −2,521−0.7% | Reduced |
| Invesco Ltd. | 331,126 | $699.0K | 0.00% | −21,446−6.1% | Reduced |
| Teamwork Financial Advisors, LLC | 327,257 | $691.0K | 0.13% | −2,521−0.8% | Reduced |
| Caption Management, LLC | 316,032 | $666.0K | 0.04% | +106,032+50.5% | Added |
| Victory Capital Management Inc | 315,000 | $665.0K | 0.00% | +98,500+45.5% | Added |
| Two Sigma Investments, LP | 244,039 | $515.0K | 0.00% | −634,362−72.2% | Reduced |
| State Street Corp | 235,878 | $512.0K | 0.00% | −50,096−17.5% | Reduced |
| Susquehanna International Group, LLP | 224,225 | $473.0K | 0.00% | +64,248+40.2% | Added |
| LSV Asset Management | 219,800 | $464.0K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 212,732 | $449.0K | 0.00% | −20,487−8.8% | Reduced |
| Bank of New York Mellon Corp | 203,076 | $429.0K | 0.00% | +65,545+47.7% | Added |
| Susquehanna Fundamental Investments, LLC | 184,446 | $389.0K | 0.01% | −39,537−17.7% | Reduced |
| Citigroup Inc | 175,706 | $371.0K | 0.00% | +1,491+0.9% | Added |
| Nomura Holdings Inc | 169,802 | $358.0K | 0.00% | +26,301+18.3% | Added |
| JPMorgan Chase & Co | 169,358 | $357.0K | 0.00% | +1,701+1.0% | Added |
| Wolverine Trading, LLC | 152,650 | $328.0K | 0.00% | +69,271+83.1% | Added |
| Northern Trust Corp | 133,015 | $281.0K | 0.00% | +1,682+1.3% | Added |
| Morgan Stanley | 128,396 | $271.0K | 0.00% | −39,875−23.7% | Reduced |
| Citadel Advisors LLC | 108,837 | $230.0K | 0.00% | +28,188+35.0% | Added |
| Parallax Volatility Advisers, L.P. | 106,100 | $224.0K | 0.00% | +37,434+54.5% | Added |
| Independent Financial Group, LLC | 92,387 | $194.9K | 0.02% | −6,140−6.2% | Reduced |
| Parametric Portfolio Associates LLC | 70,245 | $148.0K | 0.00% | −74,151−51.4% | Reduced |
| Tower Research Capital LLC (TRC) | 48,446 | $102.0K | 0.00% | +40,348+498.2% | Added |
| Bank of America Corp | 36,394 | $77.0K | 0.00% | −19,796−35.2% | Reduced |
| Virtu Financial LLC | 33,494 | $71.0K | 0.01% | +33,494 | New |
| Simplex Trading, LLC | 33,256 | $70.0K | 0.00% | +18,972+132.8% | Added |
| Advisor Group Holdings, Inc. | 30,290 | $64.0K | 0.00% | +1,453+5.0% | Added |
| Goldman Sachs Group Inc | 27,173 | $57.0K | 0.00% | +8,437+45.0% | Added |
| Nisa Investment Advisors, LLC | 25,500 | $56.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,070 | $49.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 20,485 | $43.0K | 0.00% | +20,485 | New |
| Squarepoint Ops LLC | 19,671 | $42.0K | 0.00% | +7,137+56.9% | Added |
| O'Shaughnessy Asset Management, LLC | 19,928 | $42.0K | 0.00% | +17,763+820.5% | Added |
| IndexIQ Advisors LLC | 19,105 | $40.0K | 0.00% | −2,496−11.6% | Reduced |
| Fortress Wealth Management, Inc. | 18,282 | $39.0K | 0.03% | +18,282 | New |
| Renaissance Technologies LLC | 15,300 | $32.0K | 0.00% | +15,300 | New |
| ExodusPoint Capital Management, LP | 14,626 | $31.0K | 0.00% | +4,391+42.9% | Added |
| PEAK6 Investments LLC | 14,508 | $31.0K | 0.00% | +14,508 | New |
| Stokes Family Office, LLC | 14,165 | $30.0K | 0.00% | +14,165 | New |
| Stifel Financial Corp | 11,200 | $24.0K | 0.00% | −2,500−18.2% | Reduced |
| Cutler Group LP | 8,410 | $17.0K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 5,500 | $12.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,532 | $10.0K | 0.00% | +2,032+81.3% | Added |
| Umb Bank N A | 2,742 | $6.00K | 0.00% | +2,742 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 745 | $2.00K | 0.00% | −1−0.1% | Reduced |
| Blume Capital Management, Inc. | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Geneos Wealth Management Inc. | 607 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 695 | $1.00K | 0.00% | +695 | New |
| Ellevest, Inc. | 211 | $0 | 0.00% | −284−57.4% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Credit Suisse AG | 0 | $0 | 0.00% | −343,097−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −263,002−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −242,777−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −211,395−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −204,100−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −83,660−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −68,770−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −31,431−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −27,000−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −14,887−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −14,251−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,727−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,274−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −10,090−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,038−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |