Western Asset Mortgage Capital Corp
WMCDelisted Dec 6, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001465885
Western Asset Mortgage Capital Corp was delisted on Dec 6, 2023; its insiders filed their last Form 4 on Dec 8, 2023; 27 institutions reported holding it in 13F filings for Q3 2023, worth $8.04M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Western Asset Mortgage Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- −8 vs. Q2 2021
- Shares held
- 14.9M
- −1.14M (−7.1%) vs. Q2 2021
- Total value
- $38.9M
- −$13.3M (−25.4%) vs. Q2 2021
- New holders
- 8
- 16 more added
- Sold out
- 16
- 32 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WMC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 27 | $8.04M |
| Q2 2023 | 27 | $7.22M |
| Q1 2023 | 26 | $8.01M |
| Q4 2022 | 29 | $8.39M |
| Q3 2022 | 26 | $13.9M |
| Q2 2022 | 44 | $15.9M |
| Q1 2022 | 57 | $19.0M |
| Q4 2021 | 60 | $29.9M |
| Q3 2021 | 66 | $38.9M |
| Q2 2021 | 74 | $52.1M |
| Q1 2021 | 85 | $67.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,698,114 | $7.04M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 2,675,148 | $6.98M | 0.00% | −139,172−4.9% | Reduced |
| Two Sigma Investments, LP | 878,401 | $2.29M | 0.01% | −335,653−27.6% | Reduced |
| Two Sigma Advisers, LP | 740,610 | $1.93M | 0.01% | −239,100−24.4% | Reduced |
| Geode Capital Management, LLC | 709,771 | $1.85M | 0.00% | +159,771+29.0% | Added |
| Millennium Management LLC | 653,228 | $1.71M | 0.00% | −369,656−36.1% | Reduced |
| UBS Group AG | 495,005 | $1.29M | 0.00% | +112,499+29.4% | Added |
| Invesco Ltd. | 352,572 | $920.0K | 0.00% | −488−0.1% | Reduced |
| Credit Suisse AG | 343,097 | $895.0K | 0.00% | −27,487−7.4% | Reduced |
| AE Wealth Management LLC | 340,216 | $888.0K | 0.01% | +113,524+50.1% | Added |
| Teamwork Financial Advisors, LLC | 329,778 | $861.0K | 0.17% | +113,754+52.7% | Added |
| State Street Corp | 285,974 | $746.0K | 0.00% | −67,100−19.0% | Reduced |
| Group One Trading, L.P. | 276,725 | $722.0K | 0.02% | +249,091+901.4% | Added |
| Wolverine Asset Management LLC | 263,002 | $686.0K | 0.01% | −62,488−19.2% | Reduced |
| Ergoteles LLC | 242,777 | $634.0K | 0.02% | −15,723−6.1% | Reduced |
| Thrivent Financial for Lutherans | 233,219 | $608.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 223,983 | $585.0K | 0.01% | +57,951+34.9% | Added |
| LSV Asset Management | 219,800 | $573.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 216,500 | $565.0K | 0.00% | +76,637+54.8% | Added |
| HRT Financial LP | 211,395 | $551.0K | 0.00% | +38,538+22.3% | Added |
| Caption Management, LLC | 210,000 | $548.0K | 0.04% | +210,000 | New |
| Caas Capital Management LP | 204,100 | $533.0K | 0.04% | +168,671+476.1% | Added |
| Citigroup Inc | 174,215 | $455.0K | 0.00% | +97,470+127.0% | Added |
| Morgan Stanley | 168,271 | $440.0K | 0.00% | −8,778−5.0% | Reduced |
| JPMorgan Chase & Co | 167,657 | $438.0K | 0.00% | −98,823−37.1% | Reduced |
| Susquehanna International Group, LLP | 159,977 | $418.0K | 0.00% | +114,783+254.0% | Added |
| Parametric Portfolio Associates LLC | 144,396 | $377.0K | 0.00% | −111,592−43.6% | Reduced |
| Nomura Holdings Inc | 143,501 | $371.0K | 0.00% | +143,501 | New |
| Bank of New York Mellon Corp | 137,531 | $359.0K | 0.00% | +105,876+334.5% | Added |
| Northern Trust Corp | 131,333 | $343.0K | 0.00% | −4,905−3.6% | Reduced |
| Independent Financial Group, LLC | 98,527 | $257.2K | 0.03% | −3,764−3.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,660 | $218.0K | 0.01% | +83,660 | New |
| Wolverine Trading, LLC | 83,379 | $213.0K | 0.00% | +83,379 | New |
| Citadel Advisors LLC | 80,649 | $210.0K | 0.00% | −185,668−69.7% | Reduced |
| SG Americas Securities, LLC | 68,770 | $179.0K | 0.00% | +2,570+3.9% | Added |
| Parallax Volatility Advisers, L.P. | 68,666 | $179.0K | 0.00% | +68,666 | New |
| Bank of America Corp | 56,190 | $147.0K | 0.00% | −37,050−39.7% | Reduced |
| Commonwealth Equity Services, LLC | 31,431 | $82.0K | 0.00% | +9,678+44.5% | Added |
| Advisor Group Holdings, Inc. | 28,837 | $76.0K | 0.00% | −578−2.0% | Reduced |
| Fisher Asset Management, LLC | 27,000 | $70.0K | 0.00% | +27,000 | New |
| Nisa Investment Advisors, LLC | 25,500 | $67.0K | 0.00% | −3,126−10.9% | Reduced |
| Charles Schwab Investment Management Inc | 23,070 | $61.0K | 0.00% | −261,563−91.9% | Reduced |
| IndexIQ Advisors LLC | 21,601 | $56.0K | 0.00% | −3,670−14.5% | Reduced |
| Goldman Sachs Group Inc | 18,736 | $49.0K | 0.00% | −7,595−28.8% | Reduced |
| Simplex Trading, LLC | 14,284 | $46.0K | 0.00% | −3,861−21.3% | Reduced |
| Great Lakes Advisors, LLC | 14,887 | $39.0K | 0.00% | −4,077−21.5% | Reduced |
| BBR Partners, LLC | 14,251 | $37.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 13,700 | $36.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 12,534 | $33.0K | 0.00% | +12,534 | New |
| Cambridge Investment Research Advisors, Inc. | 11,727 | $31.0K | 0.00% | −326−2.7% | Reduced |
| ExodusPoint Capital Management, LP | 10,235 | $27.0K | 0.00% | −57,264−84.8% | Reduced |
| Jane Street Group, LLC | 10,274 | $27.0K | 0.00% | −48,464−82.5% | Reduced |
| LMR Partners LLP | 10,090 | $26.0K | 0.00% | −15,782−61.0% | Reduced |
| Barclays PLC | 9,038 | $24.0K | 0.00% | −38,857−81.1% | Reduced |
| Cutler Group LP | 8,410 | $21.0K | 0.00% | −7,500−47.1% | Reduced |
| Tower Research Capital LLC (TRC) | 8,098 | $21.0K | 0.00% | +833+11.5% | Added |
| Cordasco Financial Network | 5,500 | $14.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,500 | $7.00K | 0.00% | −8,489−77.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 2,165 | $6.00K | 0.00% | +2,165 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 746 | $2.00K | 0.00% | −599−44.5% | Reduced |
| Blume Capital Management, Inc. | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 495 | $1.00K | 0.00% | +88+21.6% | Added |
| Geneos Wealth Management Inc. | 607 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 49 | $128 | 0.00% | −4,496−98.9% | Reduced |
| Quadrant Capital Group LLC | 76 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 0 | $0 | 0.00% | −296,369−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −204,726−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −168,960−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −98,700−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −90,992−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −38,800−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −35,545−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −29,146−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −22,623−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −15,649−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −5,900−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −3,637−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −474−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Beck Bode, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |