Western Asset Mortgage Capital Corp
WMCDelisted Dec 6, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001465885
Western Asset Mortgage Capital Corp was delisted on Dec 6, 2023; its insiders filed their last Form 4 on Dec 8, 2023; 27 institutions reported holding it in 13F filings for Q3 2023, worth $8.04M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Western Asset Mortgage Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- −8 vs. Q2 2021
- Shares held
- 14.9M
- −1.14M (−7.1%) vs. Q2 2021
- Total value
- $38.9M
- −$13.3M (−25.4%) vs. Q2 2021
- New holders
- 8
- 16 more added
- Sold out
- 16
- 32 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WMC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 27 | $8.04M |
| Q2 2023 | 27 | $7.22M |
| Q1 2023 | 26 | $8.01M |
| Q4 2022 | 29 | $8.39M |
| Q3 2022 | 26 | $13.9M |
| Q2 2022 | 44 | $15.9M |
| Q1 2022 | 57 | $19.0M |
| Q4 2021 | 60 | $29.9M |
| Q3 2021 | 66 | $38.9M |
| Q2 2021 | 74 | $52.1M |
| Q1 2021 | 85 | $67.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quadrant Capital Group LLC | 76 | $0 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 49 | $128 | 0.00% | −4,496−98.9% | Reduced |
| Ellevest, Inc. | 495 | $1.00K | 0.00% | +88+21.6% | Added |
| Geneos Wealth Management Inc. | 607 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 746 | $2.00K | 0.00% | −599−44.5% | Reduced |
| Blume Capital Management, Inc. | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 2,165 | $6.00K | 0.00% | +2,165 | New |
| Royal Bank of Canada | 2,500 | $7.00K | 0.00% | −8,489−77.2% | Reduced |
| Cordasco Financial Network | 5,500 | $14.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 8,410 | $21.0K | 0.00% | −7,500−47.1% | Reduced |
| Tower Research Capital LLC (TRC) | 8,098 | $21.0K | 0.00% | +833+11.5% | Added |
| Barclays PLC | 9,038 | $24.0K | 0.00% | −38,857−81.1% | Reduced |
| LMR Partners LLP | 10,090 | $26.0K | 0.00% | −15,782−61.0% | Reduced |
| ExodusPoint Capital Management, LP | 10,235 | $27.0K | 0.00% | −57,264−84.8% | Reduced |
| Jane Street Group, LLC | 10,274 | $27.0K | 0.00% | −48,464−82.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,727 | $31.0K | 0.00% | −326−2.7% | Reduced |
| Squarepoint Ops LLC | 12,534 | $33.0K | 0.00% | +12,534 | New |
| Stifel Financial Corp | 13,700 | $36.0K | 0.00% | 00.0% | Unchanged |
| BBR Partners, LLC | 14,251 | $37.0K | 0.00% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 14,887 | $39.0K | 0.00% | −4,077−21.5% | Reduced |
| Simplex Trading, LLC | 14,284 | $46.0K | 0.00% | −3,861−21.3% | Reduced |
| Goldman Sachs Group Inc | 18,736 | $49.0K | 0.00% | −7,595−28.8% | Reduced |
| IndexIQ Advisors LLC | 21,601 | $56.0K | 0.00% | −3,670−14.5% | Reduced |
| Charles Schwab Investment Management Inc | 23,070 | $61.0K | 0.00% | −261,563−91.9% | Reduced |
| Nisa Investment Advisors, LLC | 25,500 | $67.0K | 0.00% | −3,126−10.9% | Reduced |
| Fisher Asset Management, LLC | 27,000 | $70.0K | 0.00% | +27,000 | New |
| Advisor Group Holdings, Inc. | 28,837 | $76.0K | 0.00% | −578−2.0% | Reduced |
| Commonwealth Equity Services, LLC | 31,431 | $82.0K | 0.00% | +9,678+44.5% | Added |
| Bank of America Corp | 56,190 | $147.0K | 0.00% | −37,050−39.7% | Reduced |
| SG Americas Securities, LLC | 68,770 | $179.0K | 0.00% | +2,570+3.9% | Added |
| Parallax Volatility Advisers, L.P. | 68,666 | $179.0K | 0.00% | +68,666 | New |
| Citadel Advisors LLC | 80,649 | $210.0K | 0.00% | −185,668−69.7% | Reduced |
| Wolverine Trading, LLC | 83,379 | $213.0K | 0.00% | +83,379 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,660 | $218.0K | 0.01% | +83,660 | New |
| Independent Financial Group, LLC | 98,527 | $257.2K | 0.03% | −3,764−3.7% | Reduced |
| Northern Trust Corp | 131,333 | $343.0K | 0.00% | −4,905−3.6% | Reduced |
| Bank of New York Mellon Corp | 137,531 | $359.0K | 0.00% | +105,876+334.5% | Added |
| Nomura Holdings Inc | 143,501 | $371.0K | 0.00% | +143,501 | New |
| Parametric Portfolio Associates LLC | 144,396 | $377.0K | 0.00% | −111,592−43.6% | Reduced |
| Susquehanna International Group, LLP | 159,977 | $418.0K | 0.00% | +114,783+254.0% | Added |
| JPMorgan Chase & Co | 167,657 | $438.0K | 0.00% | −98,823−37.1% | Reduced |
| Morgan Stanley | 168,271 | $440.0K | 0.00% | −8,778−5.0% | Reduced |
| Citigroup Inc | 174,215 | $455.0K | 0.00% | +97,470+127.0% | Added |
| Caas Capital Management LP | 204,100 | $533.0K | 0.04% | +168,671+476.1% | Added |
| Caption Management, LLC | 210,000 | $548.0K | 0.04% | +210,000 | New |
| HRT Financial LP | 211,395 | $551.0K | 0.00% | +38,538+22.3% | Added |
| Victory Capital Management Inc | 216,500 | $565.0K | 0.00% | +76,637+54.8% | Added |
| LSV Asset Management | 219,800 | $573.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 223,983 | $585.0K | 0.01% | +57,951+34.9% | Added |
| Thrivent Financial for Lutherans | 233,219 | $608.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 242,777 | $634.0K | 0.02% | −15,723−6.1% | Reduced |
| Wolverine Asset Management LLC | 263,002 | $686.0K | 0.01% | −62,488−19.2% | Reduced |
| Group One Trading, L.P. | 276,725 | $722.0K | 0.02% | +249,091+901.4% | Added |
| State Street Corp | 285,974 | $746.0K | 0.00% | −67,100−19.0% | Reduced |
| Teamwork Financial Advisors, LLC | 329,778 | $861.0K | 0.17% | +113,754+52.7% | Added |
| AE Wealth Management LLC | 340,216 | $888.0K | 0.01% | +113,524+50.1% | Added |
| Credit Suisse AG | 343,097 | $895.0K | 0.00% | −27,487−7.4% | Reduced |
| Invesco Ltd. | 352,572 | $920.0K | 0.00% | −488−0.1% | Reduced |
| UBS Group AG | 495,005 | $1.29M | 0.00% | +112,499+29.4% | Added |
| Millennium Management LLC | 653,228 | $1.71M | 0.00% | −369,656−36.1% | Reduced |
| Geode Capital Management, LLC | 709,771 | $1.85M | 0.00% | +159,771+29.0% | Added |
| Two Sigma Advisers, LP | 740,610 | $1.93M | 0.01% | −239,100−24.4% | Reduced |
| Two Sigma Investments, LP | 878,401 | $2.29M | 0.01% | −335,653−27.6% | Reduced |
| BlackRock Inc. | 2,675,148 | $6.98M | 0.00% | −139,172−4.9% | Reduced |
| Vanguard Group Inc | 2,698,114 | $7.04M | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 0 | $0 | 0.00% | −296,369−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −204,726−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −168,960−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −98,700−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −90,992−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −38,800−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −35,545−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −29,146−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −22,623−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −15,649−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −5,900−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −3,637−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −474−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Beck Bode, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |