Western Asset Mortgage Capital Corp
WMCDelisted Dec 6, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001465885
Western Asset Mortgage Capital Corp was delisted on Dec 6, 2023; its insiders filed their last Form 4 on Dec 8, 2023; 27 institutions reported holding it in 13F filings for Q3 2023, worth $8.04M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Western Asset Mortgage Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −6 vs. Q3 2021
- Shares held
- 14.2M
- −717.5K (−4.8%) vs. Q3 2021
- Total value
- $29.9M
- −$8.94M (−23.0%) vs. Q3 2021
- New holders
- 11
- 22 more added
- Sold out
- 17
- 19 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WMC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 27 | $8.04M |
| Q2 2023 | 27 | $7.22M |
| Q1 2023 | 26 | $8.01M |
| Q4 2022 | 29 | $8.39M |
| Q3 2022 | 26 | $13.9M |
| Q2 2022 | 44 | $15.9M |
| Q1 2022 | 57 | $19.0M |
| Q4 2021 | 60 | $29.9M |
| Q3 2021 | 66 | $38.9M |
| Q2 2021 | 74 | $52.1M |
| Q1 2021 | 85 | $67.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ellevest, Inc. | 211 | $0 | 0.00% | −284−57.4% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 607 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 695 | $1.00K | 0.00% | +695 | New |
| Wells Fargo & Company | 745 | $2.00K | 0.00% | −1−0.1% | Reduced |
| Blume Capital Management, Inc. | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 2,742 | $6.00K | 0.00% | +2,742 | New |
| Royal Bank of Canada | 4,532 | $10.0K | 0.00% | +2,032+81.3% | Added |
| Cordasco Financial Network | 5,500 | $12.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 8,410 | $17.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,200 | $24.0K | 0.00% | −2,500−18.2% | Reduced |
| Stokes Family Office, LLC | 14,165 | $30.0K | 0.00% | +14,165 | New |
| ExodusPoint Capital Management, LP | 14,626 | $31.0K | 0.00% | +4,391+42.9% | Added |
| PEAK6 Investments LLC | 14,508 | $31.0K | 0.00% | +14,508 | New |
| Renaissance Technologies LLC | 15,300 | $32.0K | 0.00% | +15,300 | New |
| Fortress Wealth Management, Inc. | 18,282 | $39.0K | 0.03% | +18,282 | New |
| IndexIQ Advisors LLC | 19,105 | $40.0K | 0.00% | −2,496−11.6% | Reduced |
| Squarepoint Ops LLC | 19,671 | $42.0K | 0.00% | +7,137+56.9% | Added |
| O'Shaughnessy Asset Management, LLC | 19,928 | $42.0K | 0.00% | +17,763+820.5% | Added |
| Marshall Wace, LLP | 20,485 | $43.0K | 0.00% | +20,485 | New |
| Charles Schwab Investment Management Inc | 23,070 | $49.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 25,500 | $56.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 27,173 | $57.0K | 0.00% | +8,437+45.0% | Added |
| Advisor Group Holdings, Inc. | 30,290 | $64.0K | 0.00% | +1,453+5.0% | Added |
| Simplex Trading, LLC | 33,256 | $70.0K | 0.00% | +18,972+132.8% | Added |
| Virtu Financial LLC | 33,494 | $71.0K | 0.01% | +33,494 | New |
| Bank of America Corp | 36,394 | $77.0K | 0.00% | −19,796−35.2% | Reduced |
| Tower Research Capital LLC (TRC) | 48,446 | $102.0K | 0.00% | +40,348+498.2% | Added |
| Parametric Portfolio Associates LLC | 70,245 | $148.0K | 0.00% | −74,151−51.4% | Reduced |
| Independent Financial Group, LLC | 92,387 | $194.9K | 0.02% | −6,140−6.2% | Reduced |
| Parallax Volatility Advisers, L.P. | 106,100 | $224.0K | 0.00% | +37,434+54.5% | Added |
| Citadel Advisors LLC | 108,837 | $230.0K | 0.00% | +28,188+35.0% | Added |
| Morgan Stanley | 128,396 | $271.0K | 0.00% | −39,875−23.7% | Reduced |
| Northern Trust Corp | 133,015 | $281.0K | 0.00% | +1,682+1.3% | Added |
| Wolverine Trading, LLC | 152,650 | $328.0K | 0.00% | +69,271+83.1% | Added |
| JPMorgan Chase & Co | 169,358 | $357.0K | 0.00% | +1,701+1.0% | Added |
| Nomura Holdings Inc | 169,802 | $358.0K | 0.00% | +26,301+18.3% | Added |
| Citigroup Inc | 175,706 | $371.0K | 0.00% | +1,491+0.9% | Added |
| Susquehanna Fundamental Investments, LLC | 184,446 | $389.0K | 0.01% | −39,537−17.7% | Reduced |
| Bank of New York Mellon Corp | 203,076 | $429.0K | 0.00% | +65,545+47.7% | Added |
| Thrivent Financial for Lutherans | 212,732 | $449.0K | 0.00% | −20,487−8.8% | Reduced |
| LSV Asset Management | 219,800 | $464.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 224,225 | $473.0K | 0.00% | +64,248+40.2% | Added |
| State Street Corp | 235,878 | $512.0K | 0.00% | −50,096−17.5% | Reduced |
| Two Sigma Investments, LP | 244,039 | $515.0K | 0.00% | −634,362−72.2% | Reduced |
| Victory Capital Management Inc | 315,000 | $665.0K | 0.00% | +98,500+45.5% | Added |
| Caption Management, LLC | 316,032 | $666.0K | 0.04% | +106,032+50.5% | Added |
| Teamwork Financial Advisors, LLC | 327,257 | $691.0K | 0.13% | −2,521−0.8% | Reduced |
| Invesco Ltd. | 331,126 | $699.0K | 0.00% | −21,446−6.1% | Reduced |
| AE Wealth Management LLC | 337,695 | $713.0K | 0.00% | −2,521−0.7% | Reduced |
| Two Sigma Advisers, LP | 417,310 | $881.0K | 0.00% | −323,300−43.7% | Reduced |
| Group One Trading, L.P. | 484,533 | $1.02M | 0.02% | +207,808+75.1% | Added |
| UBS Group AG | 506,368 | $1.07M | 0.00% | +11,363+2.3% | Added |
| Geode Capital Management, LLC | 578,184 | $1.22M | 0.00% | −131,587−18.5% | Reduced |
| Millennium Management LLC | 991,626 | $2.09M | 0.00% | +338,398+51.8% | Added |
| Beach Point Capital Management LP | 1,133,837 | $2.39M | 0.38% | +1,133,837 | New |
| BlackRock Inc. | 2,508,776 | $5.29M | 0.00% | −166,372−6.2% | Reduced |
| Vanguard Group Inc | 2,650,673 | $5.59M | 0.00% | −47,441−1.8% | Reduced |
| Credit Suisse AG | 0 | $0 | 0.00% | −343,097−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −263,002−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −242,777−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −211,395−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −204,100−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −83,660−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −68,770−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −31,431−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −27,000−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −14,887−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −14,251−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,727−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,274−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −10,090−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,038−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |