Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Umpqua Holdings Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
UMPQ is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 348
- +26 vs. Q3 2022
- Shares held
- 190.1M
- +8.31M (+4.6%) vs. Q3 2022
- Total value
- $3.39B
- +$284.9M (+9.2%) vs. Q3 2022
- New holders
- 50
- 125 more added
- Sold out
- 24
- 115 more reduced
10 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amalgamated Bank | 190,109 | $3.39M | 0.03% | +34,917+22.5% | Added |
| DLD Asset Management, LP | 185,580 | $3.31M | 0.34% | 00.0% | Unchanged |
| Royal Bank of Canada | 184,329 | $3.29M | 0.00% | +1,239+0.7% | Added |
| Putnam Investments LLC | 184,133 | $3.29M | 0.01% | +49,037+36.3% | Added |
| Mutual of America Capital Management LLC | 178,300 | $3.18M | 0.04% | +3,922+2.2% | Added |
| Glazer Capital, LLC | 177,194 | $3.16M | 0.08% | +177,194 | New |
| Agf Management Ltd | 173,949 | $3.10M | 0.02% | +173,949 | New |
| Janney Montgomery Scott LLC | 169,650 | $3.03M | 0.01% | +4,359+2.6% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 165,611 | $2.96M | 0.14% | −100−0.1% | Reduced |
| RE Advisers Corp | 163,000 | $2.91M | 0.08% | 00.0% | Unchanged |
| HSBC Holdings PLC | 162,780 | $2.89M | 0.00% | +33,727+26.1% | Added |
| Rockefeller Capital Management L.P. | 161,502 | $2.88M | 0.01% | −1,059−0.7% | Reduced |
| Jump Financial, LLC | 159,841 | $2.85M | 0.15% | +159,841 | New |
| Susquehanna Fundamental Investments, LLC | 154,440 | $2.76M | 0.05% | −21,132−12.0% | Reduced |
| Havens Advisors LLC | 150,658 | $2.69M | 6.84% | +71,658+90.7% | Added |
| rhino investment partners, Inc | 148,702 | $2.65M | 1.14% | +10,000+7.2% | Added |
| Texas Permanent School Fund | 145,922 | $2.60M | 0.04% | −10,177−6.5% | Reduced |
| Alaska Permanent Fund Corp | 143,100 | $2.55M | 0.04% | 00.0% | Unchanged |
| MetLife Investment Management | 136,639 | $2.44M | 0.02% | −2,733−2.0% | Reduced |
| CSS LLC | 125,567 | $2.24M | 0.15% | +24,794+24.6% | Added |
| Alpine Associates Management Inc. | 120,300 | $2.15M | 0.10% | −600−0.5% | Reduced |
| Verition Fund Management LLC | 116,687 | $2.08M | 0.04% | +7,665+7.0% | Added |
| State of New Jersey Common Pension Fund D | 116,354 | $2.08M | 0.01% | −42,260−26.6% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 115,175 | $2.06M | 0.08% | −3,981−3.3% | Reduced |
| Citadel Advisors LLC | 111,021 | $1.98M | 0.00% | +99,489+862.7% | Added |
| Yousif Capital Management, LLC | 110,622 | $1.97M | 0.03% | +59+0.1% | Added |
| Edgestream Partners, L.P. | 106,282 | $1.90M | 0.21% | +61,754+138.7% | Added |
| Gsa Capital Partners LLP | 106,204 | $1.90M | 0.24% | +72,538+215.5% | Added |
| D. E. Shaw & Co., Inc. | 103,321 | $1.84M | 0.00% | −35,895−25.8% | Reduced |
| Citigroup Inc | 97,480 | $1.74M | 0.00% | −385,302−79.8% | Reduced |
| Easterly Investment Partners LLC | 96,810 | $1.73M | 0.15% | −1,705−1.7% | Reduced |
| Treasurer of the State of North Carolina | 93,779 | $1.67M | 0.01% | +1,190+1.3% | Added |
| Price T Rowe Associates Inc | 93,438 | $1.67M | 0.00% | −50,263−35.0% | Reduced |
| Captrust Financial Advisors | 93,250 | $1.66M | 0.01% | +8,248+9.7% | Added |
| Comerica Bank | 96,342 | $1.66M | 0.01% | −1,810−1.8% | Reduced |
| Teacher Retirement System of Texas | 91,135 | $1.63M | 0.01% | +4,950+5.7% | Added |
| Trexquant Investment LP | 90,301 | $1.61M | 0.05% | +90,301 | New |
| Allianz Asset Management GmbH | 89,345 | $1.59M | 0.00% | −383−0.4% | Reduced |
| STRS Ohio | 88,133 | $1.57M | 0.01% | +18,409+26.4% | Added |
| Maltese Capital Management LLC | 85,000 | $1.52M | 0.42% | +85,000 | New |
| Los Angeles Capital Management LLC | 84,228 | $1.50M | 0.01% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 83,791 | $1.50M | 0.04% | −1,822−2.1% | Reduced |
| Envestnet Asset Management Inc | 81,974 | $1.46M | 0.00% | −7,298−8.2% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 81,677 | $1.46M | 0.01% | +14,677+21.9% | Added |
| Cozad Asset Management Inc | 78,977 | $1.41M | 0.20% | +953+1.2% | Added |
| Trium Capital LLP | 78,116 | $1.39M | 0.64% | +78,116 | New |
| Capital Advisors Wealth Management, LLC | 77,263 | $1.38M | 0.42% | +3,439+4.7% | Added |
| Natixis Advisors, L.P. | 76,737 | $1.37M | 0.01% | +11,619+17.8% | Added |
| First Republic Investment Management, Inc. | 75,475 | $1.35M | 0.00% | +3,593+5.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 74,412 | $1.33M | 0.01% | +36,705+97.3% | Added |
| Rafferty Asset Management, LLC | 71,912 | $1.28M | 0.01% | +454+0.6% | Added |
| Commonwealth Equity Services, LLC | 69,682 | $1.24M | 0.00% | −9,460−12.0% | Reduced |
| ExodusPoint Capital Management, LP | 68,499 | $1.22M | 0.02% | −3,448−4.8% | Reduced |
| Crosspoint Capital Strategies, LLC | 67,640 | $1.21M | 2.39% | +67,640 | New |
| XTX Topco Ltd | 64,072 | $1.14M | 0.24% | +64,072 | New |
| Aquatic Capital Management LLC | 63,900 | $1.14M | 0.08% | +63,900 | New |
| Oregon Public Employees Retirement Fund | 63,835 | $1.14M | 0.01% | +447+0.7% | Added |
| Ensign Peak Advisors, Inc | 63,500 | $1.13M | 0.00% | +47,200+289.6% | Added |
| Gotham Asset Management, LLC | 61,467 | $1.10M | 0.03% | −16,936−21.6% | Reduced |
| Arizona State Retirement System | 61,246 | $1.09M | 0.01% | +2,264+3.8% | Added |
| Russell Investments Group, Ltd. | 60,466 | $1.08M | 0.00% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 60,395 | $1.08M | 0.01% | −14,153−19.0% | Reduced |
| Ferguson Wellman Capital Management, Inc | 59,470 | $1.06M | 0.03% | −1,941−3.2% | Reduced |
| Bank of Montreal | 58,974 | $1.05M | 0.00% | −40,880−40.9% | Reduced |
| Abbrea Capital, LLC | 58,781 | $1.05M | 0.19% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 58,646 | $1.05M | 0.00% | +8,779+17.6% | Added |
| Louisiana State Employees Retirement System | 58,100 | $1.04M | 0.03% | +400+0.7% | Added |
| Henshaw Capital LLC | 57,908 | $1.03M | 0.07% | −29,263−33.6% | Reduced |
| Cornercap Investment Counsel Inc | 55,321 | $987.5K | 0.17% | +55,321 | New |
| State of Michigan Retirement System | 55,290 | $986.9K | 0.01% | +600+1.1% | Added |
| Mork Capital Management, LLC | 53,010 | $946.2K | 0.73% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 55,820 | $940.0K | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 50,989 | $911.0K | 0.00% | −7,532−12.9% | Reduced |
| Clean Yield Group | 50,418 | $900.0K | 0.39% | −5,000−9.0% | Reduced |
| SEI Investments Co | 50,264 | $897.2K | 0.00% | +2,582+5.4% | Added |
| Nisa Investment Advisors, LLC | 49,490 | $883.0K | 0.01% | 00.0% | Unchanged |
| GAM Holding AG | 49,000 | $874.6K | 0.07% | −18,500−27.4% | Reduced |
| Victory Capital Management Inc | 47,561 | $849.0K | 0.00% | −120.0% | Reduced |
| IMS Capital Management | 46,368 | $827.7K | 0.53% | +40.0% | Added |
| SummerHaven Investment Management, LLC | 45,321 | $809.0K | 0.48% | +557+1.2% | Added |
| Raymond James & Associates | 43,747 | $780.9K | 0.00% | +1,859+4.4% | Added |
| US Bancorp | 42,610 | $760.6K | 0.00% | −5,815−12.0% | Reduced |
| Pacer Advisors, Inc. | 41,600 | $742.6K | 0.00% | +41,600 | New |
| LPL Financial LLC | 39,136 | $698.6K | 0.00% | −8,915−18.6% | Reduced |
| Public Employees Retirement Association of Colorado | 38,249 | $683.0K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 37,527 | $669.9K | 0.01% | −824−2.1% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 37,306 | $665.9K | 0.19% | −259−0.7% | Reduced |
| Pathstone Family Office, LLC | 36,087 | $644.2K | 0.01% | −12,134−25.2% | Reduced |
| Engineers Gate Manager LP | 35,002 | $624.8K | 0.04% | +1,161+3.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 34,730 | $619.9K | 0.00% | +6,289+22.1% | Added |
| Walleye Trading LLC | 34,592 | $617.5K | 0.02% | +34,592 | New |
| Wellington Management Group LLP | 34,296 | $612.2K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 34,178 | $610.1K | 0.05% | +34,178 | New |
| New Mexico Educational Retirement Board | 34,100 | $609.0K | 0.03% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 33,892 | $605.0K | 0.01% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 33,725 | $602.0K | 0.00% | +7,943+30.8% | Added |
| Winton Group Ltd | 33,356 | $595.4K | 0.04% | +11,312+51.3% | Added |
| Handelsbanken Fonder AB | 31,792 | $567.0K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 31,307 | $558.8K | 0.08% | +31,307 | New |
| Sepio Capital, LP | 30,743 | $548.8K | 0.05% | −911−2.9% | Reduced |