Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Umpqua Holdings Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
UMPQ is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 348
- +26 vs. Q3 2022
- Shares held
- 190.1M
- +8.31M (+4.6%) vs. Q3 2022
- Total value
- $3.39B
- +$284.9M (+9.2%) vs. Q3 2022
- New holders
- 50
- 125 more added
- Sold out
- 24
- 115 more reduced
10 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Trust Co NA | 23 | $0 | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 14 | $0 | 0.00% | +14 | New |
| BBJS Financial Advisors, LLC | 7 | $123 | 0.00% | +7 | New |
| McIlrath & Eck, LLC | 23 | $411 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 23 | $411 | 0.00% | +23 | New |
| BDO Wealth Advisors, LLC | 27 | $482 | 0.00% | −258−90.5% | Reduced |
| Disciplined Investments, LLC | 45 | $803 | 0.00% | +1+2.3% | Added |
| Washington Trust Co | 51 | $910 | 0.00% | −154−75.1% | Reduced |
| Central Trust Co | 53 | $946 | 0.00% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 81 | $1.00K | 0.00% | +81 | New |
| Proequities, Inc. | 64 | $1.14K | 0.00% | −20−23.8% | Reduced |
| SJS Investment Consulting Inc. | 64 | $1.14K | 0.00% | +31+93.9% | Added |
| FinTrust Capital Advisors, LLC | 69 | $1.23K | 0.00% | −613−89.9% | Reduced |
| Comerica Securities,inc. | 71 | $1.27K | 0.00% | +71 | New |
| BerganKDV Wealth Management, LLC | 79 | $1.40K | 0.00% | −177−69.1% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 85 | $1.52K | 0.00% | +32+60.4% | Added |
| Creative Financial Designs Inc | 86 | $1.53K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 91 | $1.62K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 93 | $1.66K | 0.00% | +93 | New |
| Farmers & Merchants Investments Inc | 94 | $1.68K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 97 | $1.73K | 0.00% | +97 | New |
| CoreCap Advisors, LLC | 100 | $1.78K | 0.00% | +100 | New |
| GWM Advisors LLC | 101 | $1.80K | 0.00% | +101 | New |
| Bellevue Asset Management, LLC | 102 | $1.81K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 141 | $2.52K | 0.00% | −2−1.4% | Reduced |
| Bell Investment Advisors, Inc | 152 | $2.71K | 0.00% | +29+23.6% | Added |
| Quent Capital, LLC | 159 | $2.84K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 166 | $2.96K | 0.00% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 171 | $3.00K | 0.00% | −63−26.9% | Reduced |
| Ronald Blue Trust, Inc. | 154 | $3.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 213 | $3.80K | 0.00% | −1−0.5% | Reduced |
| Ten Capital Wealth Advisors, LLC | 248 | $4.43K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 265 | $4.73K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 267 | $4.76K | 0.00% | 00.0% | Unchanged |
| Mechanics Financial Corp | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 295 | $5.27K | 0.00% | −1,480−83.4% | Reduced |
| Sageworth Trust Co | 309 | $6.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 400 | $7.14K | 0.00% | 00.0% | Unchanged |
| Adirondack Retirement Specialists, Inc. | 400 | $7.14K | 0.01% | 00.0% | Unchanged |
| Western Pacific Wealth Management, LP | 400 | $7.14K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 431 | $7.69K | 0.00% | +103+31.4% | Added |
| Sageworth Trust Co of South Dakota | 453 | $8.00K | 0.02% | 00.0% | Unchanged |
| Ellevest, Inc. | 451 | $8.05K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 455 | $8.12K | 0.00% | +455 | New |
| Hantz Financial Services, Inc. | 504 | $9.00K | 0.00% | 00.0% | Unchanged |
| Peregrine Capital Management LLC | 550 | $10.0K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 537 | $10.0K | 0.00% | +6+1.1% | Added |
| IFP Advisors, Inc | 595 | $11.0K | 0.00% | −145−19.6% | Reduced |
| Capital Analysts, LLC | 611 | $11.0K | 0.00% | +7+1.2% | Added |
| Clearview Wealth Advisors LLC | 658 | $11.7K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 766 | $13.7K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 770 | $13.7K | 0.00% | +623+423.8% | Added |
| Simplex Trading, LLC | 817 | $14.0K | 0.00% | −79−8.8% | Reduced |
| Harvest Fund Management Co., Ltd | 855 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 950 | $17.0K | 0.00% | −622−39.6% | Reduced |
| Pinnacle Holdings, LLC | 1,000 | $17.9K | 0.01% | +1,000 | New |
| Allworth Financial LP | 1,447 | $25.8K | 0.00% | −111−7.1% | Reduced |
| Nomura Asset Management Co Ltd | 1,610 | $28.7K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 1,706 | $30.0K | 0.00% | +1,554+1,022.4% | Added |
| Caldwell Sutter Capital, Inc. | 1,714 | $30.6K | 0.03% | +1,714 | New |
| Northwestern Mutual Wealth Management Co | 1,717 | $30.6K | 0.00% | +807+88.7% | Added |
| Harbor Investment Advisory, LLC | 1,918 | $34.2K | 0.01% | −666−25.8% | Reduced |
| Column Capital Advisors, LLC | 2,362 | $42.2K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,629 | $46.9K | 0.00% | −498−15.9% | Reduced |
| Rosenberg Matthew Hamilton | 2,750 | $49.1K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 3,140 | $56.0K | 0.00% | +370+13.4% | Added |
| Covestor Ltd | 3,618 | $65.0K | 0.05% | +49+1.4% | Added |
| Longfellow Investment Management Co LLC | 4,139 | $73.9K | 0.02% | −1,636−28.3% | Reduced |
| FMR LLC | 4,721 | $84.3K | 0.00% | −700−12.9% | Reduced |
| Quadrant Capital Group LLC | 4,892 | $87.3K | 0.01% | −2,059−29.6% | Reduced |
| One Wealth Advisors, LLC | 6,468 | $115.5K | 0.03% | +6,468 | New |
| Huntington National Bank | 6,577 | $117.4K | 0.00% | −139−2.1% | Reduced |
| Tower Research Capital LLC (TRC) | 6,838 | $122.0K | 0.01% | −15,244−69.0% | Reduced |
| Counterpoint Mutual Funds LLC | 7,168 | $127.9K | 0.13% | +7,168 | New |
| Toronto Dominion Bank | 8,380 | $149.0K | 0.00% | −36,479−81.3% | Reduced |
| CWM, LLC | 8,998 | $161.0K | 0.00% | +557+6.6% | Added |
| Ci Investments Inc. | 9,444 | $169.0K | 0.00% | +5,278+126.7% | Added |
| Pearl River Capital, LLC | 10,343 | $184.6K | 0.03% | +10,343 | New |
| Advisor Partners II, LLC | 10,527 | $187.9K | 0.01% | −140−1.3% | Reduced |
| Cardiff Park Advisors, LLC | 10,600 | $189.2K | 0.03% | 00.0% | Unchanged |
| Profund Advisors LLC | 10,731 | $191.5K | 0.01% | +443+4.3% | Added |
| Shell Asset Management Co | 10,936 | $195.0K | 0.01% | −2,222−16.9% | Reduced |
| Procyon Private Wealth Partners, LLC | 10,968 | $195.8K | 0.04% | +23+0.2% | Added |
| Amundi | 11,297 | $196.1K | 0.00% | +11,297 | New |
| 44 Wealth Management LLC | 11,046 | $197.2K | 0.07% | +650+6.3% | Added |
| Paragon Capital Management Ltd | 11,183 | $199.6K | 0.05% | 00.0% | Unchanged |
| Shelton Capital Management | 11,390 | $203.3K | 0.02% | 00.0% | Unchanged |
| Utah Retirement Systems | 11,400 | $203.5K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 11,529 | $206.0K | 0.01% | +11,529 | New |
| Jane Street Group, LLC | 11,557 | $206.3K | 0.00% | −48,756−80.8% | Reduced |
| Coldstream Capital Management Inc | 11,784 | $210.3K | 0.01% | +11,784 | New |
| White Pine Capital LLC | 11,850 | $211.5K | 0.08% | 00.0% | Unchanged |
| Mariner, LLC | 11,963 | $214.0K | 0.00% | +1,016+9.3% | Added |
| Cairn Investment Group, Inc. | 12,267 | $219.0K | 0.16% | 00.0% | Unchanged |
| National Bank of Canada | 13,000 | $232.1K | 0.00% | −132,000−91.0% | Reduced |
| CI Private Wealth, LLC | 13,104 | $233.9K | 0.00% | +13,104 | New |
| CWM Advisors, LLC | 13,307 | $237.5K | 0.03% | +1,199+9.9% | Added |
| Virtu Financial LLC | 13,395 | $239.0K | 0.03% | +13,395 | New |
| Raymond James Trust N.A. | 13,634 | $243.0K | 0.01% | +1,864+15.8% | Added |
| MBM Wealth Consultants, LLC | 14,276 | $248.0K | 0.12% | −1,745−10.9% | Reduced |