Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Umpqua Holdings Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
UMPQ is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 348
- +26 vs. Q3 2022
- Shares held
- 190.1M
- +8.31M (+4.6%) vs. Q3 2022
- Total value
- $3.39B
- +$284.9M (+9.2%) vs. Q3 2022
- New holders
- 50
- 125 more added
- Sold out
- 24
- 115 more reduced
10 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mitsubishi UFJ Trust & Banking Corp | 14,335 | $255.9K | 0.00% | −458−3.1% | Reduced |
| Naples Global Advisors, LLC | 14,500 | $258.8K | 0.03% | −650−4.3% | Reduced |
| Sittner & Nelson, LLC | 14,927 | $266.4K | 0.16% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 16,650 | $297.2K | 0.03% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 16,750 | $299.0K | 0.01% | +16,750 | New |
| Crossmark Global Holdings, Inc. | 16,730 | $299.0K | 0.01% | −1,500−8.2% | Reduced |
| Prudential Financial Inc | 16,756 | $299.1K | 0.00% | −423−2.5% | Reduced |
| SG Americas Securities, LLC | 17,576 | $314.0K | 0.00% | +8,304+89.6% | Added |
| Acrisure Capital Management, LLC | 17,634 | $314.8K | 0.35% | +17,634 | New |
| Moody National Bank Trust Division | 17,711 | $316.0K | 0.03% | −10,896−38.1% | Reduced |
| Vestmark Advisory Solutions, Inc. | 17,969 | $320.7K | 0.02% | −103−0.6% | Reduced |
| Baird Financial Group, Inc. | 18,903 | $338.0K | 0.00% | +39+0.2% | Added |
| Commerce Bank | 19,724 | $352.1K | 0.00% | 00.0% | Unchanged |
| WBI Investments | 19,725 | $352.1K | 0.08% | −8,588−30.3% | Reduced |
| Securian Asset Management, Inc | 19,946 | $356.0K | 0.01% | +159+0.8% | Added |
| Northwestern Mutual Investment Management Company, LLC | 20,088 | $358.6K | 0.01% | −11,260−35.9% | Reduced |
| Telemetry Investments, L.L.C. | 20,363 | $363.0K | 0.85% | +20,363 | New |
| Great Lakes Advisors, LLC | 20,631 | $368.3K | 0.02% | +20,631 | New |
| Raymond James Financial Services Advisors, Inc. | 21,312 | $380.4K | 0.00% | −148−0.7% | Reduced |
| Massmutual Trust Co FSB | 21,676 | $387.0K | 0.02% | −780−3.5% | Reduced |
| Stifel Financial Corp | 21,967 | $392.1K | 0.00% | −4,370−16.6% | Reduced |
| Van Hulzen Asset Management, LLC | 22,542 | $402.0K | 0.05% | +2,000+9.7% | Added |
| Teza Capital Management LLC | 22,825 | $407.4K | 0.08% | +22,825 | New |
| MainStreet Investment Advisors LLC | 22,988 | $410.3K | 0.05% | −2,105−8.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,068 | $412.0K | 0.00% | −459−2.0% | Reduced |
| United Services Automobile Association | 23,174 | $414.0K | 0.01% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 23,701 | $423.1K | 0.01% | −121−0.5% | Reduced |
| PL Capital Advisors, LLC | 25,000 | $427.3K | 0.12% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 24,095 | $430.0K | 0.05% | +1,755+7.9% | Added |
| Quantbot Technologies LP | 24,209 | $432.1K | 0.03% | +24,209 | New |
| Pictet Asset Management SA | 24,800 | $443.0K | 0.00% | +9,998+67.5% | Added |
| Capula Management Ltd | 25,806 | $460.6K | 0.05% | +25,806 | New |
| Cipher Capital LP | 25,908 | $462.5K | 0.09% | +25,908 | New |
| Franklin Resources Inc | 26,650 | $475.7K | 0.00% | +50+0.2% | Added |
| State of Wisconsin Investment Board | 27,057 | $483.0K | 0.00% | −13,174−32.7% | Reduced |
| Neo Ivy Capital Management | 27,042 | $483.0K | 0.33% | +27,042 | New |
| Resources Management Corp | 27,300 | $487.0K | 0.08% | 00.0% | Unchanged |
| KBC Group NV | 27,615 | $493.0K | 0.00% | +24,913+922.0% | Added |
| Inspire Advisors, LLC | 27,880 | $497.7K | 0.13% | +7,351+35.8% | Added |
| Xponance, Inc. | 28,571 | $510.0K | 0.01% | +2,945+11.5% | Added |
| Voya Investment Management LLC | 28,914 | $516.1K | 0.00% | +1,099+4.0% | Added |
| Voloridge Investment Management, LLC | 28,986 | $517.4K | 0.00% | +28,986 | New |
| ProShare Advisors LLC | 29,955 | $534.7K | 0.00% | +3,519+13.3% | Added |
| First Hawaiian Bank | 29,980 | $535.0K | 0.02% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 30,112 | $537.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 30,364 | $542.0K | 0.00% | −249−0.8% | Reduced |
| TRUE Private Wealth Advisors | 30,375 | $542.2K | 0.08% | +110.0% | Added |
| Sepio Capital, LP | 30,743 | $548.8K | 0.05% | −911−2.9% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 31,307 | $558.8K | 0.08% | +31,307 | New |
| Handelsbanken Fonder AB | 31,792 | $567.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 33,356 | $595.4K | 0.04% | +11,312+51.3% | Added |
| Federated Hermes, Inc. | 33,725 | $602.0K | 0.00% | +7,943+30.8% | Added |
| Teachers Retirement System of the State of Kentucky | 33,892 | $605.0K | 0.01% | 00.0% | Unchanged |
| New Mexico Educational Retirement Board | 34,100 | $609.0K | 0.03% | 00.0% | Unchanged |
| Centiva Capital, LP | 34,178 | $610.1K | 0.05% | +34,178 | New |
| Wellington Management Group LLP | 34,296 | $612.2K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 34,592 | $617.5K | 0.02% | +34,592 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 34,730 | $619.9K | 0.00% | +6,289+22.1% | Added |
| Engineers Gate Manager LP | 35,002 | $624.8K | 0.04% | +1,161+3.4% | Added |
| Pathstone Family Office, LLC | 36,087 | $644.2K | 0.01% | −12,134−25.2% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 37,306 | $665.9K | 0.19% | −259−0.7% | Reduced |
| Guggenheim Capital LLC | 37,527 | $669.9K | 0.01% | −824−2.1% | Reduced |
| Public Employees Retirement Association of Colorado | 38,249 | $683.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 39,136 | $698.6K | 0.00% | −8,915−18.6% | Reduced |
| Pacer Advisors, Inc. | 41,600 | $742.6K | 0.00% | +41,600 | New |
| US Bancorp | 42,610 | $760.6K | 0.00% | −5,815−12.0% | Reduced |
| Raymond James & Associates | 43,747 | $780.9K | 0.00% | +1,859+4.4% | Added |
| SummerHaven Investment Management, LLC | 45,321 | $809.0K | 0.48% | +557+1.2% | Added |
| IMS Capital Management | 46,368 | $827.7K | 0.53% | +40.0% | Added |
| Victory Capital Management Inc | 47,561 | $849.0K | 0.00% | −120.0% | Reduced |
| GAM Holding AG | 49,000 | $874.6K | 0.07% | −18,500−27.4% | Reduced |
| Nisa Investment Advisors, LLC | 49,490 | $883.0K | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 50,264 | $897.2K | 0.00% | +2,582+5.4% | Added |
| Clean Yield Group | 50,418 | $900.0K | 0.39% | −5,000−9.0% | Reduced |
| Advisor Group Holdings, Inc. | 50,989 | $911.0K | 0.00% | −7,532−12.9% | Reduced |
| Ameritas Investment Partners, Inc. | 55,820 | $940.0K | 0.04% | 00.0% | Unchanged |
| Mork Capital Management, LLC | 53,010 | $946.2K | 0.73% | 00.0% | Unchanged |
| State of Michigan Retirement System | 55,290 | $986.9K | 0.01% | +600+1.1% | Added |
| Cornercap Investment Counsel Inc | 55,321 | $987.5K | 0.17% | +55,321 | New |
| Henshaw Capital LLC | 57,908 | $1.03M | 0.07% | −29,263−33.6% | Reduced |
| Louisiana State Employees Retirement System | 58,100 | $1.04M | 0.03% | +400+0.7% | Added |
| BNP Paribas Arbitrage, SA | 58,646 | $1.05M | 0.00% | +8,779+17.6% | Added |
| Abbrea Capital, LLC | 58,781 | $1.05M | 0.19% | 00.0% | Unchanged |
| Bank of Montreal | 58,974 | $1.05M | 0.00% | −40,880−40.9% | Reduced |
| Ferguson Wellman Capital Management, Inc | 59,470 | $1.06M | 0.03% | −1,941−3.2% | Reduced |
| Epoch Investment Partners, Inc. | 60,395 | $1.08M | 0.01% | −14,153−19.0% | Reduced |
| Russell Investments Group, Ltd. | 60,466 | $1.08M | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 61,246 | $1.09M | 0.01% | +2,264+3.8% | Added |
| Gotham Asset Management, LLC | 61,467 | $1.10M | 0.03% | −16,936−21.6% | Reduced |
| Ensign Peak Advisors, Inc | 63,500 | $1.13M | 0.00% | +47,200+289.6% | Added |
| Oregon Public Employees Retirement Fund | 63,835 | $1.14M | 0.01% | +447+0.7% | Added |
| Aquatic Capital Management LLC | 63,900 | $1.14M | 0.08% | +63,900 | New |
| XTX Topco Ltd | 64,072 | $1.14M | 0.24% | +64,072 | New |
| Crosspoint Capital Strategies, LLC | 67,640 | $1.21M | 2.39% | +67,640 | New |
| ExodusPoint Capital Management, LP | 68,499 | $1.22M | 0.02% | −3,448−4.8% | Reduced |
| Commonwealth Equity Services, LLC | 69,682 | $1.24M | 0.00% | −9,460−12.0% | Reduced |
| Rafferty Asset Management, LLC | 71,912 | $1.28M | 0.01% | +454+0.6% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 74,412 | $1.33M | 0.01% | +36,705+97.3% | Added |
| First Republic Investment Management, Inc. | 75,475 | $1.35M | 0.00% | +3,593+5.0% | Added |
| Natixis Advisors, L.P. | 76,737 | $1.37M | 0.01% | +11,619+17.8% | Added |