Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Umpqua Holdings Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 320
- +14 vs. Q3 2021
- Shares held
- 190.4M
- −2.81M (−1.5%) vs. Q3 2021
- Total value
- $3.66B
- −$248.2M (−6.3%) vs. Q3 2021
- New holders
- 53
- 81 more added
- Sold out
- 39
- 128 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudential Financial Inc | 21,485 | $457.0K | 0.00% | −69,214−76.3% | Reduced |
| Royce & Associates LP | 23,765 | $457.0K | 0.00% | +641+2.8% | Added |
| Ontario Teachers Pension Plan Board | 23,378 | $450.0K | 0.01% | +23,378 | New |
| Raymond James Financial Services Advisors, Inc. | 22,956 | $442.0K | 0.00% | −2,607−10.2% | Reduced |
| Pacer Advisors, Inc. | 22,940 | $441.0K | 0.00% | −2,914−11.3% | Reduced |
| Gsa Capital Partners LLP | 21,300 | $410.0K | 0.05% | +9,814+85.4% | Added |
| Vestmark Advisory Solutions, Inc. | 20,326 | $391.0K | 0.02% | −1,606−7.3% | Reduced |
| Gotham Asset Management, LLC | 19,926 | $383.0K | 0.01% | +19,926 | New |
| Commerce Bank | 19,724 | $380.0K | 0.00% | +560+2.9% | Added |
| Securian Asset Management, Inc | 19,402 | $373.0K | 0.01% | −340−1.7% | Reduced |
| Teton Advisors, Inc. | 19,050 | $367.0K | 0.05% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 18,810 | $362.0K | 0.01% | −6,740−26.4% | Reduced |
| Principle Wealth Partners LLC | 18,625 | $358.0K | 0.04% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 18,430 | $355.0K | 0.03% | +18,430 | New |
| Sphinx Trading, LP | 17,800 | $342.0K | 0.35% | +17,800 | New |
| First Citizens Bank & Trust Co | 16,953 | $326.0K | 0.01% | +13+0.1% | Added |
| Maryland State Retirement & Pension System | 16,750 | $322.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 15,198 | $292.0K | 0.00% | −419−2.7% | Reduced |
| Sittner & Nelson, LLC | 14,927 | $287.0K | 0.17% | 00.0% | Unchanged |
| Pictet Asset Management SA | 14,802 | $285.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 14,750 | $284.0K | 0.08% | 00.0% | Unchanged |
| NinePointTwo Capital | 14,602 | $280.0K | 0.09% | +14,602 | New |
| Profund Advisors LLC | 14,134 | $272.0K | 0.01% | −880−5.9% | Reduced |
| Tower Research Capital LLC (TRC) | 12,964 | $249.0K | 0.00% | −18,742−59.1% | Reduced |
| CWM Advisors, LLC | 12,851 | $247.0K | 0.03% | +1,169+10.0% | Added |
| Cairn Investment Group, Inc. | 12,267 | $236.0K | 0.16% | 00.0% | Unchanged |
| Shelton Capital Management | 12,205 | $235.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,081 | $232.0K | 0.00% | +12,081 | New |
| ExodusPoint Capital Management, LP | 11,929 | $230.0K | 0.00% | −62,378−83.9% | Reduced |
| Coldstream Capital Management Inc | 11,783 | $227.0K | 0.01% | +11,783 | New |
| Los Angeles Capital Management LLC | 11,713 | $225.0K | 0.00% | −400−3.3% | Reduced |
| Raymond James & Associates | 11,389 | $219.0K | 0.00% | −5,542−32.7% | Reduced |
| Essex Financial Services, Inc. | 11,330 | $218.0K | 0.02% | 00.0% | Unchanged |
| Procyon Private Wealth Partners, LLC | 11,341 | $218.0K | 0.05% | +27+0.2% | Added |
| Utah Retirement Systems | 11,300 | $217.0K | 0.00% | −200−1.7% | Reduced |
| Bridgefront Capital, LLC | 11,290 | $217.0K | 0.21% | +11,290 | New |
| Advisor Partners LLC | 11,154 | $215.0K | 0.01% | +32+0.3% | Added |
| Paragon Capital Management Ltd | 10,899 | $210.0K | 0.03% | −131−1.2% | Reduced |
| Cardiff Park Advisors, LLC | 10,600 | $204.0K | 0.03% | +10,600 | New |
| Polar Asset Management Partners Inc. | 10,544 | $203.0K | 0.00% | −28,354−72.9% | Reduced |
| 44 Wealth Management LLC | 10,396 | $200.0K | 0.07% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,370 | $200.0K | 0.00% | +10,370 | New |
| Roosevelt Investment Group LLC | 10,000 | $192.0K | 0.01% | +10,000 | New |
| Segantii Capital Management Ltd | 9,180 | $177.0K | 0.01% | +9,180 | New |
| First Quadrant L P | 9,000 | $173.0K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 8,441 | $162.0K | 0.00% | +8,441 | New |
| Ci Investments Inc. | 7,797 | $150.0K | 0.00% | −104−1.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 7,707 | $149.0K | 0.00% | +7,707 | New |
| Huntington National Bank | 6,730 | $129.0K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 5,764 | $111.0K | 0.00% | +5,764 | New |
| Simplex Trading, LLC | 5,212 | $100.0K | 0.00% | +5,212 | New |
| Patriot Financial Group Insurance Agency, LLC | 4,454 | $86.0K | 0.01% | +631+16.5% | Added |
| Parallel Advisors, LLC | 4,152 | $80.0K | 0.00% | +296+7.7% | Added |
| Private Capital Group, LLC | 3,963 | $76.0K | 0.02% | −2,148−35.1% | Reduced |
| Quadrant Capital Group LLC | 3,272 | $63.0K | 0.01% | −512−13.5% | Reduced |
| Sirios Capital Management L P | 2,899 | $56.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,667 | $51.0K | 0.00% | −961−26.5% | Reduced |
| Harbor Investment Advisory, LLC | 2,584 | $50.0K | 0.01% | 00.0% | Unchanged |
| Covestor Ltd | 2,585 | $50.0K | 0.07% | +2,585 | New |
| Neo Ivy Capital Management | 2,391 | $46.0K | 0.07% | −25,704−91.5% | Reduced |
| Column Capital Advisors, LLC | 2,362 | $45.0K | 0.01% | 00.0% | Unchanged |
| Vestcor Inc | 2,330 | $45.0K | 0.00% | +2,330 | New |
| FMR LLC | 2,084 | $40.0K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,788 | $34.0K | 0.02% | −5,492−75.4% | Reduced |
| Parkside Financial Bank & Trust | 1,775 | $34.0K | 0.01% | −166−8.6% | Reduced |
| Longfellow Investment Management Co LLC | 1,636 | $32.0K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,361 | $26.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,212 | $23.0K | 0.00% | −818−40.3% | Reduced |
| Montag A & Associates Inc | 1,149 | $22.0K | 0.00% | +1,149 | New |
| Sageworth Trust Co of South Dakota | 1,027 | $20.0K | 0.03% | +1,027 | New |
| Pinnacle Holdings, LLC | 1,000 | $19.2K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,031 | $19.0K | 0.00% | −1,024−49.8% | Reduced |
| Hantz Financial Services, Inc. | 845 | $16.0K | 0.00% | −568−40.2% | Reduced |
| Harvest Fund Management Co., Ltd | 855 | $16.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 751 | $14.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 725 | $14.0K | 0.00% | +725 | New |
| FinTrust Capital Advisors, LLC | 682 | $13.0K | 0.00% | 00.0% | Unchanged |
| Peregrine Capital Management LLC | 550 | $11.0K | 0.00% | −699,541−99.9% | Reduced |
| Capital Analysts, LLC | 584 | $11.0K | 0.00% | +6+1.0% | Added |
| Fifth Third Bancorp | 527 | $10.0K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 518 | $10.0K | 0.00% | +166+47.2% | Added |
| Baystate Wealth Management LLC | 513 | $10.0K | 0.00% | +513 | New |
| Glassman Wealth Services | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| IronBridge Private Wealth, LLC | 413 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 377 | $7.00K | 0.00% | −781−67.4% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 375 | $7.00K | 0.00% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 378 | $7.00K | 0.00% | +378 | New |
| Western Pacific Wealth Management, LP | 400 | $7.00K | 0.00% | +400 | New |
| Sageworth Trust Co | 309 | $6.00K | 0.00% | −1,031−76.9% | Reduced |
| First Manhattan Co | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 323 | $6.00K | 0.00% | +22+7.3% | Added |
| Mechanics Financial Corp | 300 | $6.00K | 0.00% | +300 | New |
| Washington Trust Co | 269 | $5.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 267 | $5.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $5.00K | 0.00% | +2+0.8% | Added |
| BDO Wealth Advisors, LLC | 285 | $5.00K | 0.00% | +27+10.5% | Added |
| Ten Capital Wealth Advisors, LLC | 248 | $5.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 285 | $5.00K | 0.00% | +78+37.7% | Added |
| Gemmer Asset Management LLC | 190 | $4.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 166 | $3.00K | 0.00% | 00.0% | Unchanged |