UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Alliance Advisory Group, LLC | 63,744 | $1.97M | 0.51% | 00.0% | Unchanged |
| Cigna Investments Inc | 61,860 | $1.92M | 0.40% | +302+0.5% | Added |
| Cubist Systematic Strategies, LLC | 61,725 | $1.91M | 0.02% | −138,426−69.2% | Reduced |
| Yousif Capital Management, LLC | 61,353 | $1.90M | 0.02% | +3,950+6.9% | Added |
| Jane Street Group, LLC | 60,037 | $1.86M | 0.00% | +24,132+67.2% | Added |
| Bessemer Group Inc | 59,629 | $1.84M | 0.00% | +55,095+1,215.2% | Added |
| Capital International Sarl | 58,200 | $1.81M | 0.07% | +8,537+17.2% | Added |
| Park Avenue Securities LLC | 55,666 | $1.72M | 0.02% | +1,840+3.4% | Added |
| Legacy Wealth Asset Management, LLC | 55,608 | $1.72M | 0.56% | +5,877+11.8% | Added |
| Lord, Abbett & Co. LLC | 55,221 | $1.71M | 0.01% | +55,221 | New |
| Mitchell & Pahl Private Wealth, LLC | 54,110 | $1.67M | 0.95% | −651−1.2% | Reduced |
| Forum Financial Management, LP | 53,851 | $1.66M | 0.03% | +318+0.6% | Added |
| Massachusetts Wealth Management | 53,329 | $1.65M | 1.33% | −2,088−3.8% | Reduced |
| JBF Capital, Inc. | 52,500 | $1.62M | 0.32% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 50,414 | $1.56M | 0.00% | +10,285+25.6% | Added |
| Seven Eight Capital, LP | 49,181 | $1.52M | 0.18% | +49,181 | New |
| Syon Capital LLC | 49,175 | $1.52M | 0.16% | +3,500+7.7% | Added |
| U S Global Investors Inc | 48,500 | $1.50M | 0.10% | +48,500 | New |
| Greenleaf Trust | 47,869 | $1.48M | 0.02% | −451−0.9% | Reduced |
| Rhumbline Advisers | 47,643 | $1.47M | 0.00% | 00.0% | Unchanged |
| Nordwand Advisors, LLC | 46,513 | $1.44M | 0.38% | 00.0% | Unchanged |
| First Hawaiian Bank | 43,269 | $1.34M | 0.04% | −22,987−34.7% | Reduced |
| Snowden Capital Advisors LLC | 43,103 | $1.33M | 0.05% | +33,228+336.5% | Added |
| Baker Ellis Asset Management LLC | 43,000 | $1.33M | 0.21% | 00.0% | Unchanged |
| Legacy Capital Group California, Inc. | 42,777 | $1.32M | 0.51% | +497+1.2% | Added |
| CI Private Wealth, LLC | 42,500 | $1.31M | 0.00% | −2,815−6.2% | Reduced |
| Ativo Capital Management LLC | 41,759 | $1.29M | 1.38% | −24,611−37.1% | Reduced |
| SOL Capital Management CO | 40,330 | $1.25M | 0.17% | 00.0% | Unchanged |
| FJ Investments, LLC | 39,955 | $1.23M | 0.06% | +39,955 | New |
| Fifth Third Bancorp | 39,838 | $1.23M | 0.01% | −1,324−3.2% | Reduced |
| Private Advisor Group, LLC | 39,030 | $1.21M | 0.01% | +1,456+3.9% | Added |
| Qtron Investments LLC | 38,126 | $1.18M | 0.19% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 38,003 | $1.17M | 0.25% | −107−0.3% | Reduced |
| Gabelli Funds LLC | 37,000 | $1.14M | 0.01% | 00.0% | Unchanged |
| Connective Portfolio Management, LLC | 36,826 | $1.14M | 2.32% | +800+2.2% | Added |
| Vident Advisory, LLC | 36,758 | $1.14M | 0.03% | +1,912+5.5% | Added |
| Liberty One Investment Management, LLC | 36,384 | $1.12M | 0.14% | −2,265−5.9% | Reduced |
| Cetera Advisor Networks LLC | 35,898 | $1.11M | 0.01% | +3,474+10.7% | Added |
| Bailard, Inc. | 35,452 | $1.10M | 0.03% | −78−0.2% | Reduced |
| Lake Street Advisors Group, LLC | 35,436 | $1.09M | 0.05% | +1,596+4.7% | Added |
| Schechter Investment Advisors, LLC | 35,372 | $1.09M | 0.09% | −10,091−22.2% | Reduced |
| AdvisorShares Investments LLC | 34,703 | $1.07M | 0.25% | +34,703 | New |
| Commonwealth Equity Services, LLC | 34,654 | $1.07M | 0.00% | −1,951−5.3% | Reduced |
| Quadrant Capital Group LLC | 34,388 | $1.06M | 0.09% | +1,734+5.3% | Added |
| Atlas Capital Advisors LLC | 34,306 | $1.06M | 0.15% | +4,632+15.6% | Added |
| MAI Capital Management | 34,236 | $1.06M | 0.01% | +2,893+9.2% | Added |
| Centennial Bank | 33,833 | $1.05M | 0.63% | −377−1.1% | Reduced |
| Oppenheimer Asset Management Inc. | 33,819 | $1.05M | 0.01% | −9,615−22.1% | Reduced |
| Kathmere Capital Management, LLC | 33,306 | $1.03M | 0.13% | +1,196+3.7% | Added |
| TownSquare Capital, LLC | 32,702 | $1.01M | 0.02% | +1,844+6.0% | Added |
| Sequoia Financial Advisors, LLC | 32,407 | $1.00M | 0.01% | −1,288−3.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 31,230 | $965.0K | 0.00% | +4,816+18.2% | Added |
| Clarius Group, LLC | 31,002 | $958.3K | 0.08% | −346−1.1% | Reduced |
| Raymond James Trust N.A. | 30,444 | $940.7K | 0.02% | −1,069−3.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 29,869 | $922.9K | 0.00% | −1,954−6.1% | Reduced |
| Advisors Asset Management, Inc. | 29,197 | $902.2K | 0.02% | −2,051−6.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 28,825 | $890.7K | 0.00% | −961−3.2% | Reduced |
| ABN AMRO Bank N.V. | 28,300 | $884.3K | 0.01% | −6,384−18.4% | Reduced |
| Parallax Volatility Advisers, L.P. | 28,607 | $884.0K | 0.02% | +28,252+7,958.3% | Added |
| DFPG Investments, LLC | 30,015 | $879.4K | 0.07% | +1,678+5.9% | Added |
| Valeo Financial Advisors, LLC | 28,372 | $876.7K | 0.04% | +11,500+68.2% | Added |
| Solstein Capital, LLC | 28,017 | $868.4K | 0.64% | +2,462+9.6% | Added |
| Rehmann Capital Advisory Group | 28,101 | $868.3K | 0.07% | +293+1.1% | Added |
| Advisors Capital Management, LLC | 27,626 | $854.0K | 0.02% | −1,098−3.8% | Reduced |
| Atomi Financial Group, Inc. | 26,845 | $829.5K | 0.11% | +16,096+149.7% | Added |
| Inspire Trust Co, N.A. | 26,637 | $823.1K | 0.85% | +26,637 | New |
| Cullinan Associates Inc | 26,500 | $818.9K | 0.05% | −10.0% | Reduced |
| Ballentine Partners, LLC | 26,292 | $812.4K | 0.02% | +4,125+18.6% | Added |
| Beverly Hills Private Wealth, LLC | 26,127 | $807.3K | 0.21% | +9,907+61.1% | Added |
| United Capital Financial Advisers, LLC | 26,084 | $806.0K | 0.01% | +26,084 | New |
| Cookson Peirce & Co Inc | 26,062 | $805.0K | 0.05% | +155+0.6% | Added |
| GWM Advisors LLC | 26,030 | $771.0K | 0.01% | +4,436+20.5% | Added |
| Greenwich Wealth Management LLC | 24,847 | $768.0K | 0.08% | −18,010−42.0% | Reduced |
| Janney Montgomery Scott LLC | 24,509 | $757.0K | 0.00% | +1,354+5.8% | Added |
| Two Sigma Securities, LLC | 23,700 | $732.3K | 0.03% | +23,700 | New |
| Checchi Capital Advisers, LLC | 23,508 | $726.4K | 0.06% | +5,074+27.5% | Added |
| Prudential Financial Inc | 23,463 | $725.0K | 0.00% | +4,170+21.6% | Added |
| Tower Research Capital LLC (TRC) | 23,152 | $715.4K | 0.01% | +14,275+160.8% | Added |
| Zhang Financial LLC | 23,082 | $713.2K | 0.06% | −930−3.9% | Reduced |
| Evergreen Capital Management LLC | 22,905 | $707.8K | 0.03% | −936−3.9% | Reduced |
| Boston Private Wealth LLC | 22,616 | $698.8K | 0.02% | −5,751−20.3% | Reduced |
| Ethic Inc. | 22,420 | $692.8K | 0.02% | +6,431+40.2% | Added |
| National Asset Management, Inc. | 22,408 | $692.4K | 0.02% | −7,508−25.1% | Reduced |
| Spire Wealth Management | 22,987 | $667.1K | 0.02% | −679−2.9% | Reduced |
| Cetera Investment Advisers | 21,229 | $656.0K | 0.01% | +1,366+6.9% | Added |
| Covenant Partners, LLC | 21,046 | $650.3K | 0.21% | +11,138+112.4% | Added |
| HRT Financial LP | 20,806 | $642.0K | 0.00% | +6,612+46.6% | Added |
| Dorsey & Whitney Trust CO LLC | 20,369 | $629.4K | 0.05% | −628−3.0% | Reduced |
| Tudor Investment Corp Et Al | 20,329 | $628.2K | 0.01% | −74,387−78.5% | Reduced |
| Glenmede Trust Co NA | 19,960 | $616.8K | 0.00% | +3,636+22.3% | Added |
| Cutler Group LP | 19,769 | $610.0K | 0.08% | +16,482+501.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,427 | $600.0K | 0.00% | −590−2.9% | Reduced |
| Eqis Capital Management, Inc. | 19,260 | $595.1K | 0.05% | +189+1.0% | Added |
| Wolverine Trading, LLC | 18,326 | $566.3K | 0.00% | −24−0.1% | Reduced |
| Alps Advisors Inc | 18,230 | $563.3K | 0.00% | +18,230 | New |
| Gradient Investments LLC | 18,006 | $556.4K | 0.01% | −2,102−10.5% | Reduced |
| Winning Points Advisors, LLC | 17,821 | $550.7K | 0.85% | +2,287+14.7% | Added |
| Centiva Capital, LP | 17,413 | $538.1K | 0.03% | +17,413 | New |
| Stamos Capital Partners, L.P. | 17,100 | $528.4K | 0.14% | +17,100 | New |
| FDx Advisors, Inc. | 16,599 | $513.0K | 0.04% | +16,599 | New |