UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sage Rhino Capital LLC | 16,070 | $496.6K | 0.13% | −616−3.7% | Reduced |
| Financial Counselors Inc | 16,054 | $496.1K | 0.01% | +288+1.8% | Added |
| Clearstead Advisors, LLC | 15,672 | $484.3K | 0.03% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 15,626 | $482.8K | 0.07% | +15,626 | New |
| Ieq Capital, LLC | 15,321 | $473.4K | 0.01% | +5,558+56.9% | Added |
| PDS Planning, Inc | 15,304 | $472.9K | 0.05% | −111−0.7% | Reduced |
| Dakota Wealth Management | 15,273 | $471.9K | 0.02% | +15,273 | New |
| united american securities inc. (d/b/a uas asset management) | 15,000 | $463.5K | 0.12% | +15,000 | New |
| Klingenstein Fields & Co LP | 14,930 | $461.3K | 0.02% | 00.0% | Unchanged |
| NBC Securities, Inc. | 14,891 | $460.0K | 0.05% | −342−2.2% | Reduced |
| Parallel Advisors, LLC | 14,870 | $459.5K | 0.01% | +4,250+40.0% | Added |
| AE Wealth Management LLC | 15,354 | $458.6K | 0.00% | +1,468+10.6% | Added |
| Pitcairn Co | 14,706 | $454.4K | 0.03% | +5,650+62.4% | Added |
| Axq Capital, LP | 14,700 | $454.2K | 0.12% | +14,700 | New |
| Gallacher Capital Management LLC | 14,688 | $453.9K | 0.25% | −1,060−6.7% | Reduced |
| First National Bank of Hutchinson | 14,602 | $451.2K | 0.32% | −4,793−24.7% | Reduced |
| Achmea Investment Management B.V. | 14,434 | $447.0K | 0.01% | −295,250−95.3% | Reduced |
| Perigon Wealth Management, LLC | 14,415 | $445.4K | 0.01% | −17,846−55.3% | Reduced |
| Virtu Financial LLC | 14,376 | $444.0K | 0.04% | +14,376 | New |
| Colony Group, LLC | 14,163 | $438.0K | 0.01% | +14,163 | New |
| Studio Investment Management LLC | 13,906 | $429.7K | 0.11% | −2,541−15.4% | Reduced |
| Davenport & Co LLC | 13,529 | $418.1K | 0.00% | −646−4.6% | Reduced |
| Graham Capital Management, L.P. | 13,361 | $412.9K | 0.01% | +13,361 | New |
| LGT Fund Management Co Ltd. | 13,200 | $407.1K | 0.17% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 13,123 | $405.5K | 0.01% | 00.0% | Unchanged |
| Sivia Capital Partners, LLC | 13,070 | $403.9K | 0.31% | +13,070 | New |
| Coldstream Capital Management Inc | 13,046 | $403.1K | 0.01% | +13,046 | New |
| Caas Capital Management LP | 13,000 | $401.7K | 0.38% | +13,000 | New |
| Seed Wealth Management, Inc. | 13,135 | $399.3K | 0.40% | 00.0% | Unchanged |
| XTX Topco Ltd | 12,783 | $395.0K | 0.09% | +12,783 | New |
| American Trust Investment Advisors, LLC | 12,780 | $394.9K | 0.21% | −2,235−14.9% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 12,616 | $389.6K | 0.00% | −390,394−96.9% | Reduced |
| Compton Wealth Advisory Group, LLC | 12,591 | $389.1K | 0.12% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 12,216 | $377.5K | 0.01% | +1,000+8.9% | Added |
| Lindbrook Capital, LLC | 12,177 | $376.3K | 0.04% | +540+4.6% | Added |
| swisspartners Advisors Ltd | 14,000 | $365.4K | 0.32% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 11,705 | $361.7K | 0.01% | +11,705 | New |
| Wrapmanager Inc | 11,585 | $358.0K | 0.11% | −227−1.9% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 11,584 | $357.9K | 0.06% | −115−1.0% | Reduced |
| Shilanski & Associates, Inc. | 11,483 | $354.8K | 0.14% | −268−2.3% | Reduced |
| Thornburg Investment Management Inc | 11,365 | $351.2K | 0.01% | −1,591,676−99.3% | Reduced |
| Synovus Financial Corp | 11,179 | $345.4K | 0.00% | −128−1.1% | Reduced |
| Ascent Group, LLC | 12,316 | $343.9K | 0.03% | +55+0.4% | Added |
| Investors Research Corp | 11,118 | $343.5K | 0.08% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 11,104 | $343.1K | 0.03% | +1,451+15.0% | Added |
| Cetera Advisors LLC | 10,946 | $338.2K | 0.00% | +10,946 | New |
| Fox Run Management, L.L.C. | 10,886 | $336.4K | 0.09% | +10,886 | New |
| D'Orazio & Associates, Inc. | 10,883 | $336.3K | 0.06% | +199+1.9% | Added |
| Stephens Inc | 10,876 | $336.1K | 0.01% | −223−2.0% | Reduced |
| Select Asset Management & Trust | 10,750 | $332.0K | 0.16% | 00.0% | Unchanged |
| Mesirow Financial Investment Management, Inc. | 10,484 | $324.0K | 0.01% | +10,484 | New |
| Werba Rubin Papier Wealth Management | 10,350 | $319.8K | 0.11% | +120+1.2% | Added |
| Drive Wealth Management, LLC | 10,302 | $318.3K | 0.10% | +429+4.3% | Added |
| Redhawk Wealth Advisors, Inc. | 10,267 | $317.2K | 0.06% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 10,338 | $314.3K | 0.06% | −1,842−15.1% | Reduced |
| Sowell Financial Services LLC | 10,115 | $313.0K | 0.02% | +10,115 | New |
| TD Waterhouse Canada Inc. | 10,114 | $312.7K | 0.00% | +7,344+265.1% | Added |
| Diligent Investors, LLC | 10,048 | $310.5K | 0.09% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 10,035 | $310.1K | 0.02% | +600+6.4% | Added |
| Calamos Wealth Management LLC | 10,015 | $309.5K | 0.02% | −133−1.3% | Reduced |
| Gamco Investors, Inc. Et Al | 10,000 | $309.0K | 0.00% | −21,000−67.7% | Reduced |
| Susquehanna International Group, LLP | 9,874 | $305.1K | 0.00% | −9,713−49.6% | Reduced |
| Claro Advisors LLC | 9,859 | $304.6K | 0.07% | +91+0.9% | Added |
| D.A. Davidson & Co. | 9,803 | $302.9K | 0.00% | +9,803 | New |
| British Columbia Investment Management Corp | 9,761 | $302.9K | 0.00% | −23,651−70.8% | Reduced |
| Principal Securities, Inc. | 9,801 | $302.9K | 0.01% | +9,801 | New |
| Optas, LLC | 9,783 | $302.3K | 0.09% | +29+0.3% | Added |
| Old National Bancorp | 9,677 | $299.0K | 0.01% | −673−6.5% | Reduced |
| L & S Advisors Inc | – | $298.2K | 0.04% | – | – |
| Sawtooth Solutions, LLC | 9,612 | $297.0K | 0.01% | −710−6.9% | Reduced |
| Bleakley Financial Group, LLC | 9,612 | $297.0K | 0.01% | −710−6.9% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,434 | $291.5K | 0.00% | −1,200−11.3% | Reduced |
| Keel Point, LLC | 9,389 | $290.1K | 0.03% | +445+5.0% | Added |
| Financial Advocates Investment Management | 9,356 | $289.1K | 0.02% | +9,356 | New |
| Fiera Capital Corp | 9,350 | $288.9K | 0.00% | −4,898−34.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 9,453 | $288.2K | 0.07% | +9,453 | New |
| American Trust | 9,217 | $284.8K | 0.02% | +9,217 | New |
| We Are One Seven, LLC | 9,101 | $281.2K | 0.02% | +158+1.8% | Added |
| Thrivent Financial for Lutherans | 9,084 | $281.0K | 0.00% | +9,084 | New |
| Commerce Bank | 9,087 | $280.8K | 0.00% | −24−0.3% | Reduced |
| Aprio Wealth Management, LLC | 9,065 | $280.1K | 0.06% | +191+2.2% | Added |
| Victory Capital Management Inc | 8,914 | $275.4K | 0.00% | −25,599−74.2% | Reduced |
| Five Oceans Advisors | 8,771 | $271.0K | 0.15% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 8,718 | $269.4K | 0.03% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,627 | $266.6K | 0.00% | +8,627 | New |
| Great Lakes Advisors, LLC | 8,587 | $265.3K | 0.00% | −3,603−29.6% | Reduced |
| EverSource Wealth Advisors, LLC | 8,364 | $258.4K | 0.02% | +419+5.3% | Added |
| Balentine LLC | 8,127 | $251.1K | 0.01% | −14−0.2% | Reduced |
| Fiduciary Trust Co | 8,074 | $249.5K | 0.00% | +8,074 | New |
| Hilltop Holdings Inc. | 7,998 | $248.2K | 0.03% | +7,998 | New |
| First City Capital Management, Inc. | 8,029 | $248.1K | 0.14% | +8,029 | New |
| OneAscent Financial Services LLC | 8,005 | $247.0K | 0.03% | +8,005 | New |
| Ronald Blue Trust, Inc. | 9,972 | $246.0K | 0.00% | +2,395+31.6% | Added |
| Beacon Pointe Advisors, LLC | 7,813 | $241.4K | 0.00% | −1,563−16.7% | Reduced |
| Advisor OS, LLC | 7,703 | $238.0K | 0.03% | +7,703 | New |
| Caption Management, LLC | 7,700 | $237.9K | 0.03% | +7,700 | New |
| Sapient Capital LLC | 7,613 | $235.2K | 0.01% | +7,613 | New |
| GeoWealth Management, LLC | 7,393 | $229.0K | 0.02% | +7,393 | New |
| Monticello Wealth Management, LLC | 7,268 | $225.4K | 0.02% | +7,268 | New |
| Blair William & Co | 7,178 | $221.8K | 0.00% | −2,504−25.9% | Reduced |