UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wedmont Private Capital | 7,295 | $221.4K | 0.02% | +7,295 | New |
| Cyndeo Wealth Partners, LLC | 7,151 | $221.0K | 0.02% | −1,239−14.8% | Reduced |
| IFP Advisors, Inc | 7,140 | $220.6K | 0.01% | +2,231+45.4% | Added |
| Seven Mile Advisory | 7,072 | $218.5K | 0.19% | +7,072 | New |
| Sage Mountain Advisors LLC | 7,038 | $217.5K | 0.03% | +7,038 | New |
| RMR Wealth Builders | 6,980 | $215.7K | 0.03% | −1,918−21.6% | Reduced |
| Lincoln National Corp | 6,927 | $214.0K | 0.00% | +6,927 | New |
| Prime Capital Investment Advisors, LLC | 6,905 | $213.4K | 0.00% | +6,905 | New |
| Wedbush Securities Inc | 6,753 | $209.0K | 0.01% | +6,753 | New |
| Empower Advisory Group, LLC | 6,735 | $208.1K | 0.00% | +6,735 | New |
| Traveka Wealth, LLC | 6,696 | $206.9K | 0.10% | +6,696 | New |
| HighPoint Advisor Group LLC | 6,501 | $205.0K | 0.01% | +6,501 | New |
| Granite Group Advisors, LLC | 6,543 | $203.1K | 0.14% | +6,543 | New |
| Park National Corp | 6,555 | $202.6K | 0.01% | +6,555 | New |
| Verition Fund Management LLC | 6,512 | $201.2K | 0.00% | −6,340−49.3% | Reduced |
| CWM, LLC | 5,942 | $184.0K | 0.00% | −98−1.6% | Reduced |
| Glen Eagle Advisors, LLC | 5,760 | $178.0K | 0.04% | −119−2.0% | Reduced |
| Knights of Columbus Asset Advisors LLC | 5,020 | $155.1K | 0.01% | +5,020 | New |
| Whittier Trust Co | 5,000 | $154.4K | 0.00% | +1,000+25.0% | Added |
| Chesapeake Asset Management LLC | 4,950 | $153.0K | 0.14% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 4,736 | $146.0K | 0.00% | −31,108−86.8% | Reduced |
| Grayhawk Investment Strategies Inc. | 5,571 | $145.4K | 0.07% | +5,571 | New |
| Allworth Financial LP | 4,514 | $139.5K | 0.00% | +361+8.7% | Added |
| SRS Capital Advisors, Inc. | 4,322 | $133.6K | 0.01% | +4,322 | New |
| LM Advisors LLC | 4,244 | $131.1K | 0.03% | +4,244 | New |
| Bruce G. Allen Investments, LLC | 4,175 | $129.0K | 0.12% | +4,175 | New |
| Financial Perspectives, Inc | 4,094 | $126.5K | 0.05% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,746 | $115.8K | 0.03% | +1,113+42.3% | Added |
| Advisory Services Network, LLC | 3,472 | $107.3K | 0.00% | +3,472 | New |
| Massmutual Trust Co FSB | 3,160 | $97.6K | 0.00% | +440+16.2% | Added |
| Emfo, LLC | 3,002 | $92.8K | 0.09% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 2,819 | $87.0K | 0.01% | +951+50.9% | Added |
| Huntington National Bank | 2,691 | $83.2K | 0.00% | −460−14.6% | Reduced |
| CKW Financial Group | 2,700 | $83.0K | 0.01% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 2,638 | $81.9K | 0.04% | +2,638 | New |
| Umb Bank N A | 2,637 | $81.5K | 0.00% | −211−7.4% | Reduced |
| Proequities, Inc. | 2,624 | $81.1K | 0.01% | −340−11.5% | Reduced |
| Creative Financial Designs Inc | 2,614 | $80.8K | 0.01% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 2,457 | $75.9K | 0.02% | 00.0% | Unchanged |
| Rothschild Investment LLC | 2,359 | $72.9K | 0.01% | +2,359 | New |
| O'Dell Group, LLC | 2,356 | $72.8K | 0.02% | +2,356 | New |
| Citadel Advisors LLC | 2,236 | $69.1K | 0.00% | −62,452−96.5% | Reduced |
| TD Private Client Wealth LLC | 2,070 | $64.0K | 0.00% | −50−2.4% | Reduced |
| Cacti Asset Management LLC | 2,001 | $62.4K | 0.01% | −2,224−52.6% | Reduced |
| LMR Partners LLP | 2,000 | $62.1K | 0.00% | +2,000 | New |
| First Manhattan Co | 2,000 | $61.8K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,080 | $61.3K | 0.00% | +402+24.0% | Added |
| Washington Trust Co | 1,952 | $60.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,669 | $51.6K | 0.00% | −734−30.5% | Reduced |
| Zions Bancorporation, N.A. | 1,647 | $50.9K | 0.00% | +12+0.7% | Added |
| Naples Money Management LLC | 1,646 | $50.9K | 0.05% | +1,646 | New |
| First Horizon Advisors, Inc. | 1,543 | $47.7K | 0.00% | +736+91.2% | Added |
| Acima Private Wealth, LLC | 1,378 | $42.6K | 0.02% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1,064 | $32.9K | 0.01% | +218+25.8% | Added |
| Resurgent Financial Advisors LLC | 1,048 | $32.4K | 0.02% | +5+0.5% | Added |
| Bokf, NA | 1,034 | $31.9K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 1,000 | $30.9K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 937 | $29.0K | 0.00% | +338+56.4% | Added |
| BOK Financial Private Wealth, Inc. | 904 | $27.9K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 903 | $27.9K | 0.01% | +452+100.2% | Added |
| Anchor Investment Management, LLC | 891 | $27.5K | 0.00% | −309−25.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 766 | $23.7K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 750 | $23.2K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 746 | $23.1K | 0.00% | +91+13.9% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 758 | $23.0K | 0.01% | −100−11.7% | Reduced |
| GAMMA Investing LLC | 658 | $19.7K | 0.01% | +658 | New |
| Jones Financial Companies LLLP | 628 | $19.4K | 0.00% | −193−23.5% | Reduced |
| Chilton Capital Management LLC | 572 | $17.7K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 518 | $16.0K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 500 | $15.4K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 500 | $15.4K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 498 | $15.4K | 0.00% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 462 | $14.3K | 0.01% | +462 | New |
| Key Financial Inc | 456 | $14.1K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $13.4K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 414 | $12.8K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 413 | $12.8K | 0.00% | +413 | New |
| Union Savings Bank | 410 | $12.7K | 0.01% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 400 | $12.4K | 0.01% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 371 | $11.0K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 315 | $9.73K | 0.00% | −123−28.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 311 | $9.61K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $9.55K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 289 | $9.00K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 271 | $8.37K | 0.00% | +271 | New |
| Benjamin F. Edwards & Company, Inc. | 250 | $8.00K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 235 | $7.26K | 0.00% | +235 | New |
| Paradigm Asset Management Co LLC | 224 | $6.92K | 0.00% | −172−43.4% | Reduced |
| Winch Advisory Services, LLC | 222 | $6.87K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 188 | $5.81K | 0.00% | −25−11.7% | Reduced |
| WealthCollab, LLC | 182 | $5.62K | 0.00% | +182 | New |
| Oliver Lagore Vanvalin Investment Group | 180 | $5.56K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 174 | $5.38K | 0.00% | +32+22.5% | Added |
| Copeland Capital Management, LLC | 171 | $5.28K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 138 | $4.26K | 0.00% | +138 | New |
| DecisionPoint Financial, LLC | 136 | $4.20K | 0.00% | +136 | New |
| Wetzel Investment Advisors, Inc. | 126 | $4.00K | 0.00% | +126 | New |
| Assetmark, Inc | 127 | $3.92K | 0.00% | −11−8.0% | Reduced |
| Sunbelt Securities, Inc. | 120 | $3.71K | 0.00% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 120 | $3.71K | 0.00% | +1+0.8% | Added |