UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quinn Opportunity Partners LLC | 437,587 | $13.5M | 1.56% | −578,157−56.9% | Reduced |
| Promethos Capital, LLC | 433,493 | $13.4M | 9.72% | +433,493 | New |
| QRG Capital Management, Inc. | 410,972 | $12.7M | 0.19% | −6,019−1.4% | Reduced |
| CIBC World Markets Inc. | 374,087 | $11.6M | 0.03% | +4,242+1.1% | Added |
| Philadelphia Financial Management of San Francisco, LLC | 373,078 | $11.5M | 2.85% | −135,892−26.7% | Reduced |
| Black Diamond Capital Management, L.L.C. | 350,000 | $10.8M | 7.75% | −1,188,789−77.3% | Reduced |
| RBF Capital, LLC | 340,000 | $10.5M | 0.66% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 338,513 | $10.5M | 2.56% | −3,495−1.0% | Reduced |
| Millennium Management LLC | 332,220 | $10.3M | 0.01% | +182,061+121.2% | Added |
| LGT Group Foundation | 328,567 | $10.1M | 0.22% | −75,544−18.7% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 315,451 | $9.53M | 0.04% | +315,451 | New |
| Jupiter Asset Management Ltd | 302,754 | $9.39M | 0.09% | −598,210−66.4% | Reduced |
| Alyeska Investment Group, L.P. | 300,000 | $9.27M | 0.06% | −422,048−58.5% | Reduced |
| First Trust Advisors LP | 293,579 | $9.11M | 0.01% | +84,871+40.7% | Added |
| Maryland State Retirement & Pension System | 291,018 | $9.03M | 0.19% | −47,476−14.0% | Reduced |
| Moran Wealth Management, LLC | 284,159 | $8.78M | 0.31% | +284,159 | New |
| Mercer Global Advisors Inc | 278,193 | $8.60M | 0.03% | −5,609−2.0% | Reduced |
| SEI Investments Co | 265,670 | $8.21M | 0.01% | −23,007−8.0% | Reduced |
| Prudential PLC | 261,932 | $8.13M | 0.09% | −252−0.1% | Reduced |
| Value Partners Investments Inc. | 262,881 | $8.10M | 0.65% | −40,000−13.2% | Reduced |
| Neuberger Berman Group LLC | 234,498 | $7.26M | 0.01% | +56,098+31.4% | Added |
| Pinnbrook Capital Management LP | 216,435 | $6.69M | 1.56% | +159,900+282.8% | Added |
| Balyasny Asset Management LLC | 212,246 | $6.56M | 0.02% | +212,246 | New |
| Ensign Peak Advisors, Inc | 221,894 | $6.26M | 0.01% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 201,548 | $6.23M | 0.13% | +1,015+0.5% | Added |
| Clearbridge Investments, LLC | 192,878 | $5.96M | 0.01% | −3,859−2.0% | Reduced |
| Assenagon Asset Management S.A. | 191,396 | $5.94M | 0.02% | −83,781−30.4% | Reduced |
| Pathstone Holdings, LLC | 190,299 | $5.89M | 0.03% | +190,299 | New |
| MetLife Investment Management | 188,844 | $5.86M | 0.04% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 186,500 | $5.76M | 0.11% | −29,405−13.6% | Reduced |
| Hiddenite Capital Partners LP | 180,000 | $5.56M | 8.17% | −13,000−6.7% | Reduced |
| M&T Bank Corp | 178,575 | $5.52M | 0.02% | +155,983+690.4% | Added |
| Fullerton Fund Management Co Ltd. | 205,503 | $5.36M | 0.31% | +67,199+48.6% | Added |
| Group One Trading, L.P. | 171,313 | $5.29M | 0.17% | +35,053+25.7% | Added |
| D. E. Shaw & Co., Inc. | 170,391 | $5.27M | 0.01% | +13,941+8.9% | Added |
| Creative Planning | 170,039 | $5.25M | 0.01% | +6,044+3.7% | Added |
| Ossiam | 169,014 | $5.24M | 0.08% | −19,405−10.3% | Reduced |
| Advisor Group Holdings, Inc. | 165,811 | $5.12M | 0.01% | −21,118−11.3% | Reduced |
| Power Corp of Canada | 152,967 | $4.73M | 0.49% | +10,339+7.2% | Added |
| Marex Group plc | 152,425 | $4.73M | 0.19% | +152,425 | New |
| Ritholtz Wealth Management | 152,639 | $4.72M | 0.18% | +11,298+8.0% | Added |
| Calamos Advisors LLC | 149,425 | $4.62M | 0.02% | −26,700−15.2% | Reduced |
| AMF Pensionsforsakring AB | 148,786 | $4.61M | 0.04% | +148,786 | New |
| LPL Financial LLC | 148,935 | $4.60M | 0.00% | +39,653+36.3% | Added |
| Mariner, LLC | 148,814 | $4.60M | 0.01% | +10,146+7.3% | Added |
| Point Break Capital Management, LLC | 145,085 | $4.48M | 5.60% | +23,185+19.0% | Added |
| Jackson Wealth Management, LLC | 141,754 | $4.38M | 0.58% | +1,367+1.0% | Added |
| Wetherby Asset Management Inc | 137,761 | $4.26M | 0.22% | −698−0.5% | Reduced |
| Metropolitan Life Insurance Co | 137,266 | $4.26M | 0.20% | +799+0.6% | Added |
| Dorsey Wright & Associates | 137,578 | $4.25M | 1.29% | −10,675−7.2% | Reduced |
| Kestra Advisory Services, LLC | 134,286 | $4.15M | 0.03% | +3,076+2.3% | Added |
| RPg Family Wealth Advisory, LLC | 132,428 | $4.09M | 1.51% | +132,428 | New |
| National Bank of Canada | 133,221 | $4.05M | 0.01% | −260,549−66.2% | Reduced |
| Brinker Capital Investments, LLC | 131,137 | $3.98M | 0.05% | −15,691−10.7% | Reduced |
| Orion Portfolio Solutions, LLC | 131,137 | $3.98M | 0.05% | −15,691−10.7% | Reduced |
| HighTower Advisors, LLC | 127,799 | $3.95M | 0.01% | +71,124+125.5% | Added |
| Metis Global Partners, LLC | 122,455 | $3.80M | 0.15% | +12,667+11.5% | Added |
| United Services Automobile Association | 122,096 | $3.79M | 0.08% | +11,849+10.7% | Added |
| Jefferies Financial Group Inc. | 120,160 | $3.72M | 0.06% | −159,501−57.0% | Reduced |
| JustInvest LLC | 119,053 | $3.68M | 0.09% | +3,872+3.4% | Added |
| The PNC Financial Services Group, Inc. | 116,238 | $3.59M | 0.00% | +47,287+68.6% | Added |
| Gardner Lewis Asset Management L P | 114,362 | $3.53M | 1.23% | +48,752+74.3% | Added |
| Charles Schwab Investment Management Inc | 114,356 | $3.53M | 0.00% | +29,487+34.7% | Added |
| Connectus Wealth, LLC | 113,680 | $3.51M | 0.07% | −1,711−1.5% | Reduced |
| Highland Capital Management, LLC | 107,362 | $3.32M | 0.21% | +495+0.5% | Added |
| GTS Securities LLC | 105,214 | $3.25M | 0.07% | +105,214 | New |
| Mitchell Capital Management Co | 103,627 | $3.20M | 0.67% | −2,547−2.4% | Reduced |
| Paragon Associates & Paragon Associates II Joint Venture | 100,000 | $3.09M | 7.09% | +25,000+33.3% | Added |
| MML Investors Services, LLC | 99,628 | $3.08M | 0.01% | +43,843+78.6% | Added |
| Truist Financial Corp | 98,830 | $3.05M | 0.00% | +52,668+114.1% | Added |
| Helios Capital Management Pte. Ltd | 98,224 | $3.05M | 2.41% | +98,224 | New |
| Quantinno Capital Management LP | 97,278 | $3.01M | 0.11% | +12,181+14.3% | Added |
| Logan Capital Management Inc | 94,379 | $2.92M | 0.14% | −22,843−19.5% | Reduced |
| Transatlantique Private Wealth LLC | 89,788 | $2.80M | 1.30% | +2,437+2.8% | Added |
| Aquatic Capital Management LLC | 90,500 | $2.80M | 0.07% | +90,500 | New |
| Independent Advisor Alliance | 90,189 | $2.79M | 0.10% | −3,900−4.1% | Reduced |
| Hantz Financial Services, Inc. | 90,036 | $2.78M | 0.06% | −7,666−7.8% | Reduced |
| US Bancorp | 89,097 | $2.75M | 0.00% | +13,122+17.3% | Added |
| Morningstar Investment Services LLC | 88,420 | $2.73M | 0.02% | +44,870+103.0% | Added |
| Banco BTG Pactual S.A. | 85,000 | $2.63M | 0.60% | +85,000 | New |
| Beach Investment Counsel Inc | 84,012 | $2.60M | 0.32% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 78,746 | $2.43M | 0.23% | +78,746 | New |
| Cresset Asset Management, LLC | 77,220 | $2.39M | 0.01% | +3,727+5.1% | Added |
| Equitable Trust Co | 77,026 | $2.38M | 0.18% | +77,026 | New |
| Simplex Trading, LLC | 77,055 | $2.38M | 0.07% | −1,894−2.4% | Reduced |
| Cerity Partners LLC | 75,684 | $2.34M | 0.01% | +24,409+47.6% | Added |
| Bridgeway Capital Management, LLC | 75,500 | $2.33M | 0.05% | −29,200−27.9% | Reduced |
| Alaethes Wealth LLC | 75,360 | $2.33M | 1.10% | −377−0.5% | Reduced |
| Gendell Jeffrey L | 75,000 | $2.32M | 0.13% | 00.0% | Unchanged |
| NatWest Group plc | 74,947 | $2.32M | 0.97% | +22,562+43.1% | Added |
| Atria Investments LLC | 73,553 | $2.27M | 0.04% | +2,526+3.6% | Added |
| Envestnet Portfolio Solutions, Inc. | 70,880 | $2.19M | 0.01% | +33,348+88.9% | Added |
| Simmons Bank | 70,844 | $2.19M | 0.18% | +4,104+6.1% | Added |
| Mount Yale Investment Advisors, LLC | 69,896 | $2.16M | 0.21% | +46,179+194.7% | Added |
| Banco Santander, S.A. | 68,914 | $2.14M | 0.03% | −32,954−32.3% | Reduced |
| Signaturefd, LLC | 67,150 | $2.07M | 0.05% | +2,517+3.9% | Added |
| Altman Advisors, Inc. | 66,761 | $2.06M | 1.08% | −1,721−2.5% | Reduced |
| Veriti Management LLC | 65,429 | $2.02M | 0.18% | +7,193+12.4% | Added |
| Credit Capital Investments LLC | 65,000 | $2.01M | 2.80% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 64,704 | $2.00M | 0.03% | +6,841+11.8% | Added |