UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnbrook Capital Management LP | 56,535 | $1.39M | 0.92% | +56,535 | New |
| MML Investors Services, LLC | 55,785 | $1.38M | 0.01% | +6,926+14.2% | Added |
| Massachusetts Wealth Management | 55,417 | $1.37M | 1.25% | −722−1.3% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 54,761 | $1.35M | 0.80% | +1,860+3.5% | Added |
| Park Avenue Securities LLC | 53,826 | $1.33M | 0.02% | +7,203+15.4% | Added |
| Forum Financial Management, LP | 53,533 | $1.32M | 0.03% | 00.0% | Unchanged |
| JBF Capital, Inc. | 52,500 | $1.29M | 0.29% | 00.0% | Unchanged |
| NatWest Group plc | 52,385 | $1.29M | 0.67% | +1,212+2.4% | Added |
| Cerity Partners LLC | 51,275 | $1.26M | 0.01% | +15,794+44.5% | Added |
| PEAK6 Investments LLC | 50,540 | $1.25M | 0.06% | −47,989−48.7% | Reduced |
| Capital International Sarl | 49,663 | $1.23M | 0.06% | +49,663 | New |
| Legacy Wealth Asset Management, LLC | 49,731 | $1.23M | 0.45% | −68,963−58.1% | Reduced |
| Greenleaf Trust | 48,320 | $1.19M | 0.01% | +76+0.2% | Added |
| Rhumbline Advisers | 47,643 | $1.17M | 0.00% | −590−1.2% | Reduced |
| Nordwand Advisors, LLC | 46,513 | $1.15M | 0.23% | 00.0% | Unchanged |
| Truist Financial Corp | 46,162 | $1.14M | 0.00% | −502−1.1% | Reduced |
| Syon Capital LLC | 45,675 | $1.13M | 0.14% | +45,675 | New |
| Schechter Investment Advisors, LLC | 45,463 | $1.12M | 0.11% | −12,593−21.7% | Reduced |
| CI Private Wealth, LLC | 45,315 | $1.11M | 0.00% | −123−0.3% | Reduced |
| Morningstar Investment Services LLC | 43,550 | $1.08M | 0.01% | +2,253+5.5% | Added |
| Oppenheimer Asset Management Inc. | 43,434 | $1.07M | 0.02% | −5,043−10.4% | Reduced |
| Baker Ellis Asset Management LLC | 43,000 | $1.06M | 0.19% | +1,100+2.6% | Added |
| Walleye Capital LLC | 42,967 | $1.06M | 0.02% | +40,584+1,703.1% | Added |
| BTC Capital Management, Inc. | 42,871 | $1.06M | 0.12% | −135−0.3% | Reduced |
| Greenwich Wealth Management LLC | 42,857 | $1.06M | 0.11% | −10.0% | Reduced |
| Legacy Capital Group California, Inc. | 42,280 | $1.04M | 0.45% | +313+0.7% | Added |
| Advisor Partners II, LLC | 41,995 | $1.04M | 0.04% | +4,876+13.1% | Added |
| Fifth Third Bancorp | 41,162 | $1.01M | 0.00% | −5,784−12.3% | Reduced |
| SOL Capital Management CO | 40,330 | $994.0K | 0.15% | +750+1.9% | Added |
| BNP Paribas Arbitrage, SA | 40,129 | $989.2K | 0.00% | +14,864+58.8% | Added |
| Liberty One Investment Management, LLC | 38,649 | $952.7K | 0.14% | −1,270−3.2% | Reduced |
| Qtron Investments LLC | 38,126 | $945.6K | 0.18% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 38,110 | $939.4K | 0.23% | −1,176−3.0% | Reduced |
| Private Advisor Group, LLC | 37,574 | $926.2K | 0.01% | +559+1.5% | Added |
| Envestnet Portfolio Solutions, Inc. | 37,532 | $925.2K | 0.00% | +37,532 | New |
| Gabelli Funds LLC | 37,000 | $912.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 36,605 | $902.0K | 0.00% | +3,543+10.7% | Added |
| Connective Portfolio Management, LLC | 36,026 | $888.0K | 2.70% | +36,026 | New |
| Jane Street Group, LLC | 35,905 | $885.1K | 0.00% | −1,079,850−96.8% | Reduced |
| Penserra Capital Management LLC | 35,844 | $883.0K | 0.02% | +24,197+207.8% | Added |
| Bailard, Inc. | 35,530 | $875.8K | 0.03% | −1,030−2.8% | Reduced |
| ABN AMRO Bank N.V. | 34,684 | $862.8K | 0.02% | +6,384+22.6% | Added |
| Vident Advisory, LLC | 34,846 | $859.3K | 0.03% | +34,846 | New |
| Victory Capital Management Inc | 34,513 | $850.7K | 0.00% | −26,197−43.2% | Reduced |
| Centennial Bank | 34,210 | $848.4K | 0.59% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 33,840 | $834.0K | 0.05% | −151−0.4% | Reduced |
| Sequoia Financial Advisors, LLC | 33,695 | $830.6K | 0.01% | +3,647+12.1% | Added |
| British Columbia Investment Management Corp | 33,412 | $828.2K | 0.01% | +1,277+4.0% | Added |
| Quadrant Capital Group LLC | 32,654 | $804.9K | 0.08% | +4,514+16.0% | Added |
| Cetera Advisor Networks LLC | 32,424 | $799.3K | 0.01% | −977−2.9% | Reduced |
| Perigon Wealth Management, LLC | 32,261 | $795.2K | 0.03% | −9,460−22.7% | Reduced |
| Kathmere Capital Management, LLC | 32,110 | $791.5K | 0.12% | +4,876+17.9% | Added |
| Horizon Investments, LLC | 32,050 | $790.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 31,823 | $784.4K | 0.00% | +920+3.0% | Added |
| Raymond James Trust N.A. | 31,513 | $776.8K | 0.02% | −10,402−24.8% | Reduced |
| PDT Partners, LLC | 31,464 | $775.6K | 0.10% | −88,764−73.8% | Reduced |
| Clarius Group, LLC | 31,348 | $773.2K | 0.07% | −4,365−12.2% | Reduced |
| MAI Capital Management | 31,343 | $772.6K | 0.01% | +2,664+9.3% | Added |
| Advisors Asset Management, Inc. | 31,248 | $770.3K | 0.02% | −6,102−16.3% | Reduced |
| Gamco Investors, Inc. Et Al | 31,000 | $764.1K | 0.01% | +10,300+49.8% | Added |
| TownSquare Capital, LLC | 30,858 | $760.6K | 0.01% | −1,169−3.7% | Reduced |
| First Republic Investment Management, Inc. | 30,194 | $744.3K | 0.00% | +30,194 | New |
| National Asset Management, Inc. | 29,916 | $737.4K | 0.02% | +4,839+19.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 29,786 | $734.2K | 0.00% | +2,055+7.4% | Added |
| Atlas Capital Advisors LLC | 29,674 | $731.5K | 0.12% | +1,818+6.5% | Added |
| Advisors Capital Management, LLC | 28,724 | $708.0K | 0.02% | −180−0.6% | Reduced |
| Boston Private Wealth LLC | 28,367 | $699.3K | 0.02% | −1,845−6.1% | Reduced |
| DFPG Investments, LLC | 28,337 | $694.5K | 0.06% | +28,337 | New |
| Rehmann Capital Advisory Group | 27,808 | $685.5K | 0.06% | −3,176−10.3% | Reduced |
| Cullinan Associates Inc | 26,501 | $653.3K | 0.04% | +10.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 26,414 | $651.1K | 0.00% | +12,962+96.4% | Added |
| Cookson Peirce & Co Inc | 25,907 | $639.0K | 0.04% | −511−1.9% | Reduced |
| Solstein Capital, LLC | 25,555 | $633.7K | 0.54% | +24,385+2,084.2% | Added |
| Zhang Financial LLC | 24,012 | $591.9K | 0.06% | +2,392+11.1% | Added |
| Evergreen Capital Management LLC | 23,841 | $587.7K | 0.03% | +2,144+9.9% | Added |
| Mount Yale Investment Advisors, LLC | 23,717 | $584.6K | 0.06% | +912+4.0% | Added |
| Spire Wealth Management | 23,666 | $583.4K | 0.02% | −166−0.7% | Reduced |
| Genus Capital Management Inc. | 23,647 | $582.9K | 0.09% | −21,270−47.4% | Reduced |
| Janney Montgomery Scott LLC | 23,155 | $571.0K | 0.00% | −4,223−15.4% | Reduced |
| M&T Bank Corp | 22,592 | $556.8K | 0.00% | +5,104+29.2% | Added |
| Ballentine Partners, LLC | 22,167 | $546.4K | 0.01% | +1,995+9.9% | Added |
| K2 Principal Fund, L.P. | 22,000 | $542.3K | 0.16% | −13,000−37.1% | Reduced |
| Axxcess Wealth Management, LLC | 21,670 | $534.2K | 0.02% | +21,670 | New |
| GWM Advisors LLC | 21,594 | $532.3K | 0.01% | +2,562+13.5% | Added |
| Dorsey & Whitney Trust CO LLC | 20,997 | $517.6K | 0.05% | −2,733−11.5% | Reduced |
| Syntal Capital Partners, LLC | 20,887 | $514.9K | 0.40% | +20,887 | New |
| Springhouse Capital Management, LP | 20,500 | $505.3K | 0.92% | 00.0% | Unchanged |
| Gradient Investments LLC | 20,108 | $495.7K | 0.01% | +338+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 20,017 | $493.0K | 0.00% | −908−4.3% | Reduced |
| Cetera Investment Advisers | 19,863 | $489.6K | 0.00% | −2,731−12.1% | Reduced |
| Susquehanna International Group, LLP | 19,587 | $482.8K | 0.00% | −409,790−95.4% | Reduced |
| First National Bank of Hutchinson | 19,395 | $478.1K | 0.36% | +219+1.1% | Added |
| Prudential Financial Inc | 19,293 | $475.6K | 0.00% | +3,502+22.2% | Added |
| Eqis Capital Management, Inc. | 19,071 | $470.1K | 0.06% | −6,261−24.7% | Reduced |
| Checchi Capital Advisers, LLC | 18,434 | $454.4K | 0.04% | +1,567+9.3% | Added |
| Wolverine Trading, LLC | 18,350 | $452.3K | 0.00% | +6,367+53.1% | Added |
| Valeo Financial Advisors, LLC | 16,872 | $415.9K | 0.02% | +328+2.0% | Added |
| Sage Rhino Capital LLC | 16,686 | $411.3K | 0.12% | +228+1.4% | Added |
| Waycross Partners, LLC | 16,500 | $406.7K | 0.09% | 00.0% | Unchanged |
| Studio Investment Management LLC | 16,447 | $405.4K | 0.11% | −3,829−18.9% | Reduced |