UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 422,780 | $10.4M | 0.04% | +422,780 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 414,927 | $10.3M | 0.05% | −1,552,553−78.9% | Reduced |
| QRG Capital Management, Inc. | 416,991 | $10.3M | 0.18% | +416,991 | New |
| Mitsubishi UFJ Trust & Banking Corp | 403,010 | $9.99M | 0.02% | −202,389−33.4% | Reduced |
| LGT Group Foundation | 404,111 | $9.90M | 0.24% | −157,078−28.0% | Reduced |
| National Bank of Canada | 393,770 | $9.61M | 0.02% | +229,915+140.3% | Added |
| CIBC World Markets Inc. | 369,845 | $9.17M | 0.03% | −13,370−3.5% | Reduced |
| Voloridge Investment Management, LLC | 362,602 | $8.94M | 0.04% | −19,442−5.1% | Reduced |
| Nuveen Asset Management, LLC | 355,040 | $8.75M | 0.00% | +3,084+0.9% | Added |
| Contravisory Investment Management, Inc. | 342,008 | $8.43M | 2.39% | −14,743−4.1% | Reduced |
| Maryland State Retirement & Pension System | 338,494 | $8.39M | 0.19% | −777−0.2% | Reduced |
| RBF Capital, LLC | 340,000 | $8.38M | 0.55% | 00.0% | Unchanged |
| Achmea Investment Management B.V. | 309,684 | $7.68M | 0.17% | −11,041−3.4% | Reduced |
| Value Partners Investments Inc. | 302,881 | $7.47M | 0.62% | −553−0.2% | Reduced |
| Credit Agricole S A | 301,266 | $7.43M | 0.23% | −18,754−5.9% | Reduced |
| Legal & General Group Plc | 298,719 | $7.41M | 0.00% | +11,352+4.0% | Added |
| Exor Capital LLP | 288,000 | $7.14M | 0.38% | +71,000+32.7% | Added |
| SEI Investments Co | 288,677 | $7.12M | 0.01% | −31,667−9.9% | Reduced |
| SPX Equities Gestao de Recursos Ltda | 288,156 | $7.10M | 0.38% | −449,275−60.9% | Reduced |
| Mercer Global Advisors Inc | 283,802 | $7.00M | 0.03% | +50,798+21.8% | Added |
| Jefferies Financial Group Inc. | 279,661 | $6.93M | 0.17% | +279,661 | New |
| Assenagon Asset Management S.A. | 275,177 | $6.83M | 0.02% | −19,700−6.7% | Reduced |
| Artemis Investment Management LLP | 268,532 | $6.66M | 0.09% | −135,876−33.6% | Reduced |
| Prudential PLC | 262,184 | $6.50M | 0.08% | −2,829−1.1% | Reduced |
| Stifel Financial Corp | 233,604 | $5.76M | 0.01% | −555−0.2% | Reduced |
| Ensign Peak Advisors, Inc | 221,894 | $5.44M | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 215,905 | $5.32M | 0.11% | +134,908+166.6% | Added |
| Odey Asset Management LLP | 212,488 | $5.24M | 6.54% | −2,159,325−91.0% | Reduced |
| First Trust Advisors LP | 208,708 | $5.17M | 0.01% | −12,378−5.6% | Reduced |
| Crossmark Global Holdings, Inc. | 200,533 | $4.96M | 0.11% | −15,630−7.2% | Reduced |
| Cubist Systematic Strategies, LLC | 200,151 | $4.93M | 0.06% | +99,051+98.0% | Added |
| Clearbridge Investments, LLC | 196,737 | $4.85M | 0.00% | +2,331+1.2% | Added |
| Hiddenite Capital Partners LP | 193,000 | $4.76M | 6.62% | −32,000−14.2% | Reduced |
| Ossiam | 188,419 | $4.67M | 0.08% | −17,776−8.6% | Reduced |
| MetLife Investment Management | 188,844 | $4.67M | 0.04% | −11,050−5.5% | Reduced |
| Advisor Group Holdings, Inc. | 186,929 | $4.61M | 0.01% | +51,488+38.0% | Added |
| Neuberger Berman Group LLC | 178,400 | $4.41M | 0.00% | +4,387+2.5% | Added |
| Calamos Advisors LLC | 176,125 | $4.34M | 0.02% | +176,125 | New |
| Creative Planning | 163,995 | $4.04M | 0.01% | +19,639+13.6% | Added |
| D. E. Shaw & Co., Inc. | 156,450 | $3.86M | 0.01% | −1,150,998−88.0% | Reduced |
| Millennium Management LLC | 150,159 | $3.70M | 0.00% | −126,126−45.7% | Reduced |
| Dorsey Wright & Associates | 148,253 | $3.65M | 1.14% | −9,613−6.1% | Reduced |
| Brinker Capital Investments, LLC | 146,828 | $3.62M | 0.04% | +30,340+26.0% | Added |
| Orion Portfolio Solutions, LLC | 146,828 | $3.62M | 0.04% | +30,340+26.0% | Added |
| Power Corp of Canada | 142,628 | $3.54M | 0.22% | −10,249−6.7% | Reduced |
| Ritholtz Wealth Management | 141,341 | $3.48M | 0.16% | +38,439+37.4% | Added |
| Jackson Wealth Management, LLC | 140,387 | $3.46M | 0.49% | +3,888+2.8% | Added |
| Mariner, LLC | 138,668 | $3.42M | 0.01% | +10,744+8.4% | Added |
| Wetherby Asset Management Inc | 138,459 | $3.41M | 0.19% | +4,903+3.7% | Added |
| Metropolitan Life Insurance Co | 136,467 | $3.38M | 0.18% | −3,668−2.6% | Reduced |
| Group One Trading, L.P. | 136,260 | $3.36M | 0.13% | −33,893−19.9% | Reduced |
| Kestra Advisory Services, LLC | 131,210 | $3.23M | 0.03% | +108,399+475.2% | Added |
| Fullerton Fund Management Co Ltd. | 138,304 | $3.14M | 0.22% | +138,304 | New |
| Monaco Asset Management SAM | 123,647 | $3.06M | 1.53% | −238,803−65.9% | Reduced |
| Point Break Capital Management, LLC | 121,900 | $3.00M | 3.96% | +121,900 | New |
| Logan Capital Management Inc | 117,222 | $2.89M | 0.15% | −14,910−11.3% | Reduced |
| Connectus Wealth, LLC | 115,391 | $2.85M | 0.06% | −1,156−1.0% | Reduced |
| JustInvest LLC | 115,181 | $2.84M | 0.08% | +7,302+6.8% | Added |
| United Services Automobile Association | 110,247 | $2.73M | 0.07% | +15,561+16.4% | Added |
| Metis Global Partners, LLC | 109,788 | $2.72M | 0.13% | −14,502−11.7% | Reduced |
| LPL Financial LLC | 109,282 | $2.69M | 0.00% | +802+0.7% | Added |
| Highland Capital Management, LLC | 106,867 | $2.63M | 0.18% | +2,500+2.4% | Added |
| Mitchell Capital Management Co | 106,174 | $2.62M | 0.62% | −199−0.2% | Reduced |
| Quantbot Technologies LP | 104,942 | $2.59M | 0.17% | +104,942 | New |
| Bridgeway Capital Management, LLC | 104,700 | $2.58M | 0.06% | +300+0.3% | Added |
| KCS Wealth Advisory | 102,956 | $2.54M | 1.08% | −19,011−15.6% | Reduced |
| Banco Santander, S.A. | 101,868 | $2.53M | 0.04% | −26,983−20.9% | Reduced |
| Hantz Financial Services, Inc. | 97,702 | $2.41M | 0.06% | −3,277−3.2% | Reduced |
| Pathstone Family Office, LLC | 94,977 | $2.35M | 0.02% | +2,460+2.7% | Added |
| Tudor Investment Corp Et Al | 94,716 | $2.33M | 0.03% | −334,202−77.9% | Reduced |
| Independent Advisor Alliance | 94,089 | $2.32M | 0.10% | −2,444−2.5% | Reduced |
| Transatlantique Private Wealth LLC | 87,351 | $2.17M | 1.16% | +87,351 | New |
| Quantinno Capital Management LP | 85,097 | $2.10M | 0.10% | +37,722+79.6% | Added |
| Charles Schwab Investment Management Inc | 84,869 | $2.09M | 0.00% | +41,112+94.0% | Added |
| Beach Investment Counsel Inc | 84,012 | $2.07M | 0.26% | −1,634−1.9% | Reduced |
| Simplex Trading, LLC | 78,949 | $1.95M | 0.07% | +24,404+44.7% | Added |
| US Bancorp | 75,975 | $1.87M | 0.00% | +3,200+4.4% | Added |
| Alaethes Wealth LLC | 75,737 | $1.87M | 1.02% | −4,025−5.0% | Reduced |
| Paragon Associates & Paragon Associates II Joint Venture | 75,000 | $1.85M | 6.06% | +25,000+50.0% | Added |
| Gendell Jeffrey L | 75,000 | $1.85M | 0.11% | +75,000 | New |
| Cresset Asset Management, LLC | 73,493 | $1.81M | 0.01% | +9,870+15.5% | Added |
| Boston Partners | 72,797 | $1.79M | 0.00% | −19,258−20.9% | Reduced |
| Atria Investments LLC | 71,027 | $1.75M | 0.03% | +3,547+5.3% | Added |
| The PNC Financial Services Group, Inc. | 68,951 | $1.70M | 0.00% | −875−1.3% | Reduced |
| Altman Advisors, Inc. | 68,482 | $1.69M | 1.05% | +68,482 | New |
| WCM Investment Management, LLC | 67,213 | $1.66M | 0.00% | +8,069+13.6% | Added |
| Simmons Bank | 66,740 | $1.65M | 0.15% | +3,104+4.9% | Added |
| Ativo Capital Management LLC | 66,370 | $1.64M | 1.85% | −809−1.2% | Reduced |
| First Hawaiian Bank | 66,256 | $1.63M | 0.06% | −234−0.4% | Reduced |
| Gardner Lewis Asset Management L P | 65,610 | $1.62M | 0.59% | +26,860+69.3% | Added |
| Credit Capital Investments LLC | 65,000 | $1.60M | 2.12% | −10,000−13.3% | Reduced |
| Citadel Advisors LLC | 64,688 | $1.59M | 0.00% | +60,335+1,386.1% | Added |
| Signaturefd, LLC | 64,633 | $1.59M | 0.04% | +7,903+13.9% | Added |
| Wealth Alliance Advisory Group, LLC | 63,744 | $1.57M | 0.47% | 00.0% | Unchanged |
| Cigna Investments Inc | 61,558 | $1.53M | 0.35% | −237−0.4% | Reduced |
| Veriti Management LLC | 58,236 | $1.44M | 0.16% | +3,461+6.3% | Added |
| Integrated Wealth Concepts LLC | 57,863 | $1.43M | 0.03% | −52−0.1% | Reduced |
| Adams Wealth Management | 57,787 | $1.42M | 0.48% | +1,038+1.8% | Added |
| Yousif Capital Management, LLC | 57,403 | $1.41M | 0.02% | −4,110−6.7% | Reduced |
| HighTower Advisors, LLC | 56,675 | $1.40M | 0.00% | +6,051+12.0% | Added |