UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Forsta Ap-Fonden | 727,806 | $0 | 0.00% | +1,185+0.2% | Added |
| FNY Investment Advisers, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 5 | $0 | 0.00% | −1−16.7% | Reduced |
| Cornerstone Planning Group LLC | 3 | $74 | 0.00% | −132−97.8% | Reduced |
| Stephens Consulting, LLC | 3 | $74 | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 8 | $193 | 0.00% | +8 | New |
| Moisand Fitzgerald Tamayo, LLC | 9 | $222 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 12 | $296 | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 22 | $542 | 0.00% | −40−64.5% | Reduced |
| Avion Wealth | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 43 | $1.02K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 43 | $1.05K | 0.00% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 44 | $1.08K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 44 | $1.08K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 46 | $1.13K | 0.00% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 48 | $1.18K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 48 | $1.18K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 57 | $1.41K | 0.00% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 59 | $1.46K | 0.00% | +59 | New |
| Northwest Investment Counselors, LLC | 65 | $1.60K | 0.00% | 00.0% | Unchanged |
| Performa Ltd (US), LLC | 75 | $1.85K | 0.00% | −1,664−95.7% | Reduced |
| Abound Wealth Management | 80 | $1.97K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 85 | $2.10K | 0.00% | −131−60.6% | Reduced |
| Beacon Capital Management, LLC | 111 | $2.25K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 99 | $2.44K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 111 | $2.74K | 0.00% | −10−8.3% | Reduced |
| Provenance Wealth Advisors, LLC | 119 | $2.93K | 0.00% | +119 | New |
| Sunbelt Securities, Inc. | 120 | $2.96K | 0.00% | +120 | New |
| Assetmark, Inc | 138 | $3.40K | 0.00% | +45+48.4% | Added |
| Federated Hermes, Inc. | 142 | $3.50K | 0.00% | +142 | New |
| Copeland Capital Management, LLC | 171 | $4.21K | 0.00% | −43−20.1% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 180 | $4.44K | 0.00% | +180 | New |
| Winch Advisory Services, LLC | 222 | $5.00K | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 214 | $5.00K | 0.00% | +214 | New |
| Bell Investment Advisors, Inc | 213 | $5.25K | 0.00% | +71+50.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 250 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 261 | $6.00K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 282 | $6.95K | 0.00% | +115+68.9% | Added |
| Asset Dedication, LLC | 289 | $7.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $7.62K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 311 | $7.67K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 355 | $8.75K | 0.00% | −15,185−97.7% | Reduced |
| GW&K Investment Management, LLC | 371 | $9.00K | 0.00% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 396 | $9.76K | 0.00% | +26+7.0% | Added |
| Nalls Sherbakoff Group, LLC | 400 | $9.86K | 0.01% | 00.0% | Unchanged |
| Union Savings Bank | 410 | $10.1K | 0.01% | 00.0% | Unchanged |
| Montag A & Associates Inc | 414 | $10.2K | 0.00% | −109−20.8% | Reduced |
| Sound Income Strategies, LLC | 434 | $10.7K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 438 | $10.8K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 451 | $11.1K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 456 | $11.2K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 462 | $11.4K | 0.00% | +36+8.5% | Added |
| Raffa Wealth Management, LLC | 498 | $12.3K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 500 | $12.3K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 500 | $12.3K | 0.01% | 00.0% | Unchanged |
| Earnest Partners LLC | 552 | $12.5K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 518 | $13.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 572 | $14.1K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 599 | $14.8K | 0.00% | +541+932.8% | Added |
| Silicon Valley Capital Partners | 615 | $15.2K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 655 | $16.1K | 0.00% | +114+21.1% | Added |
| FinTrust Capital Advisors, LLC | 750 | $18.5K | 0.00% | +299+66.3% | Added |
| Federation des caisses Desjardins du Quebec | 766 | $18.9K | 0.00% | −125−14.0% | Reduced |
| First Horizon Advisors, Inc. | 807 | $19.9K | 0.00% | +210+35.2% | Added |
| Jones Financial Companies LLLP | 821 | $20.2K | 0.00% | +821 | New |
| Parkside Financial Bank & Trust | 846 | $20.9K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 858 | $21.1K | 0.01% | +858 | New |
| BOK Financial Private Wealth, Inc. | 904 | $22.3K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,034 | $24.3K | 0.00% | +880+571.4% | Added |
| Community Bank, N.A. | 1,000 | $24.6K | 0.00% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 1,043 | $25.7K | 0.02% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 1,200 | $29.6K | 0.00% | −355−22.8% | Reduced |
| Cary Street Partner Investment Advisory LLC | 1,340 | $33.0K | 0.00% | +512+61.8% | Added |
| Acima Private Wealth, LLC | 1,378 | $34.0K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,678 | $40.2K | 0.00% | −34−2.0% | Reduced |
| Zions Bancorporation, N.A. | 1,635 | $40.3K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,868 | $46.0K | 0.01% | +1,013+118.5% | Added |
| Washington Trust Co | 1,952 | $48.1K | 0.00% | +1,952 | New |
| First Manhattan Co | 2,000 | $49.3K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,000 | $49.3K | 0.02% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 2,120 | $52.3K | 0.00% | +138+7.0% | Added |
| Steward Partners Investment Advisory, LLC | 2,403 | $59.2K | 0.00% | +712+42.1% | Added |
| Rosenberg Matthew Hamilton | 2,457 | $60.6K | 0.02% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,614 | $64.4K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,633 | $64.9K | 0.02% | +37+1.4% | Added |
| CKW Financial Group | 2,700 | $67.0K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 2,720 | $67.0K | 0.00% | +240+9.7% | Added |
| Umb Bank N A | 2,848 | $70.2K | 0.00% | +589+26.1% | Added |
| Proequities, Inc. | 2,964 | $73.1K | 0.01% | −1,113−27.3% | Reduced |
| Emfo, LLC | 3,002 | $74.0K | 0.07% | 00.0% | Unchanged |
| Huntington National Bank | 3,151 | $77.7K | 0.00% | −234−6.9% | Reduced |
| TD Waterhouse Canada Inc. | 2,770 | $79.3K | 0.00% | +1,390+100.7% | Added |
| Cutler Group LP | 3,287 | $81.0K | 0.01% | −5,160−61.1% | Reduced |
| State of Wyoming | 3,343 | $82.4K | 0.02% | +3,343 | New |
| Whittier Trust Co | 4,000 | $98.6K | 0.00% | +3,000+300.0% | Added |
| Financial Perspectives, Inc | 4,094 | $100.9K | 0.05% | 00.0% | Unchanged |
| Allworth Financial LP | 4,153 | $102.4K | 0.00% | +2,786+203.8% | Added |
| Cacti Asset Management LLC | 4,225 | $104.1K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 4,534 | $111.0K | 0.00% | +1,998+78.8% | Added |