Sio Gene Therapies Inc.
SIOXDelisted Apr 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001636050
Sio Gene Therapies Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Feb 10, 2022; 37 institutions reported holding it in 13F filings for Q4 2022, worth $8.09M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Sio Gene Therapies Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +3 vs. Q2 2021
- Shares held
- 18.4M
- −2.17M (−10.6%) vs. Q2 2021
- Total value
- $39.9M
- −$16.0M (−28.7%) vs. Q2 2021
- New holders
- 9
- 15 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIOX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 1 | $26.0K |
| Q1 2023 | 4 | $1.13M |
| Q4 2022 | 37 | $8.09M |
| Q3 2022 | 38 | $5.91M |
| Q2 2022 | 41 | $7.44M |
| Q1 2022 | 40 | $12.1M |
| Q4 2021 | 48 | $27.6M |
| Q3 2021 | 55 | $39.9M |
| Q2 2021 | 53 | $56.1M |
| Q1 2021 | 55 | $53.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sio Gene Therapies Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Suvretta Capital Management, LLC | 5,489,000 | $11.9M | 0.20% | 00.0% | Unchanged |
| Rubric Capital Management LP | 3,000,000 | $6.51M | 0.37% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,052,488 | $4.45M | 0.00% | +104,226+5.3% | Added |
| Hudson Bay Capital Management LP | 1,605,000 | $3.48M | 0.05% | +65,000+4.2% | Added |
| Opaleye Management Inc. | 955,000 | $2.07M | 0.39% | −1,045,000−52.3% | Reduced |
| Renaissance Technologies LLC | 812,603 | $1.76M | 0.00% | +812,603 | New |
| Prosight Management, LP | 493,208 | $1.07M | 0.63% | +237,093+92.6% | Added |
| Bank of Montreal | 438,907 | $935.0K | 0.00% | +438,907 | New |
| Gsa Capital Partners LLP | 422,148 | $916.0K | 0.09% | +58,261+16.0% | Added |
| Bridgeway Capital Management, LLC | 413,900 | $898.0K | 0.02% | +115,600+38.8% | Added |
| Geode Capital Management, LLC | 393,804 | $854.0K | 0.00% | −14,283−3.5% | Reduced |
| Dimensional Fund Advisors LP | 391,632 | $850.0K | 0.00% | +293,348+298.5% | Added |
| ACT Capital Management, LLC | 185,000 | $401.0K | 0.21% | 00.0% | Unchanged |
| Millennium Management LLC | 183,729 | $399.0K | 0.00% | −39,948−17.9% | Reduced |
| Two Sigma Investments, LP | 173,137 | $376.0K | 0.00% | −192,255−52.6% | Reduced |
| BlackRock Inc. | 142,292 | $309.0K | 0.00% | +24,583+20.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 132,321 | $287.0K | 0.00% | −40,763−23.6% | Reduced |
| State Street Corp | 110,000 | $239.0K | 0.00% | +30,900+39.1% | Added |
| Two Sigma Advisers, LP | 88,801 | $193.0K | 0.00% | −213,300−70.6% | Reduced |
| Northern Trust Corp | 87,153 | $189.0K | 0.00% | −34,510−28.4% | Reduced |
| Franklin Resources Inc | 82,500 | $179.0K | 0.00% | +82,500 | New |
| Knott David M | 80,000 | $174.0K | 0.07% | 00.0% | Unchanged |
| Morgan Stanley | 68,383 | $149.0K | 0.00% | +39,471+136.5% | Added |
| Macquarie Group Ltd | 64,170 | $139.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 58,540 | $127.0K | 0.00% | +13,541+30.1% | Added |
| Group One Trading, L.P. | 55,741 | $121.0K | 0.00% | −30,101−35.1% | Reduced |
| Primecap Management Co | 51,800 | $112.0K | 0.00% | −525−1.0% | Reduced |
| Marshall Wace, LLP | 47,537 | $103.0K | 0.00% | +47,537 | New |
| Simplex Trading, LLC | 32,236 | $87.0K | 0.00% | 00.0% | Unchanged |
| New York Life Investments Alternatives | 39,442 | $86.0K | 0.06% | +20,041+103.3% | Added |
| Prelude Capital Management, LLC | 34,000 | $74.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 27,561 | $60.0K | 0.00% | +12,937+88.5% | Added |
| ExodusPoint Capital Management, LP | 21,407 | $46.0K | 0.00% | −17,600−45.1% | Reduced |
| Bank of America Corp | 21,258 | $46.0K | 0.00% | +21,238+106,190.0% | Added |
| Charles Schwab Investment Management Inc | 20,023 | $44.0K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 20,000 | $43.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 14,600 | $32.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,061 | $28.0K | 0.01% | +13,061 | New |
| Royal Bank of Canada | 12,500 | $27.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 11,920 | $26.0K | 0.00% | +11,920 | New |
| Tower Research Capital LLC (TRC) | 9,262 | $20.0K | 0.00% | +9,161+9,070.3% | Added |
| SG3 Management, LLC | 9,230 | $20.0K | 0.01% | +9,230 | New |
| TCI Wealth Advisors, Inc. | 1,400 | $3.00K | 0.00% | +1,400 | New |
| JPMorgan Chase & Co | 1,015 | $2.00K | 0.00% | −4,071−80.0% | Reduced |
| Captrust Financial Advisors | 1,018 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 832 | $2.00K | 0.00% | +73+9.6% | Added |
| Edge Wealth Management LLC | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 86 | $0 | 0.00% | −1,000−92.1% | Reduced |
| Fifth Third Bancorp | 125 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 125 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 179 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 312 | $0 | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 5 | $0 | 0.00% | +5 | New |
| Consonance Capital Management LP | 0 | $0 | 0.00% | −2,969,987−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −27,452−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −2,300−100.0% | Sold out |
| FFT Wealth Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| QS Investors, LLC | – | – | – | – | Not filed |