Sio Gene Therapies Inc.
SIOXDelisted Apr 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001636050
Sio Gene Therapies Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Feb 10, 2022; 37 institutions reported holding it in 13F filings for Q4 2022, worth $8.09M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Sio Gene Therapies Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +3 vs. Q2 2021
- Shares held
- 18.4M
- −2.17M (−10.6%) vs. Q2 2021
- Total value
- $39.9M
- −$16.0M (−28.7%) vs. Q2 2021
- New holders
- 9
- 15 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIOX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 1 | $26.0K |
| Q1 2023 | 4 | $1.13M |
| Q4 2022 | 37 | $8.09M |
| Q3 2022 | 38 | $5.91M |
| Q2 2022 | 41 | $7.44M |
| Q1 2022 | 40 | $12.1M |
| Q4 2021 | 48 | $27.6M |
| Q3 2021 | 55 | $39.9M |
| Q2 2021 | 53 | $56.1M |
| Q1 2021 | 55 | $53.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sio Gene Therapies Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 86 | $0 | 0.00% | −1,000−92.1% | Reduced |
| Fifth Third Bancorp | 125 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 125 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 179 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 312 | $0 | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 5 | $0 | 0.00% | +5 | New |
| Edge Wealth Management LLC | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,015 | $2.00K | 0.00% | −4,071−80.0% | Reduced |
| Captrust Financial Advisors | 1,018 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 832 | $2.00K | 0.00% | +73+9.6% | Added |
| TCI Wealth Advisors, Inc. | 1,400 | $3.00K | 0.00% | +1,400 | New |
| Tower Research Capital LLC (TRC) | 9,262 | $20.0K | 0.00% | +9,161+9,070.3% | Added |
| SG3 Management, LLC | 9,230 | $20.0K | 0.01% | +9,230 | New |
| Qube Research & Technologies Ltd | 11,920 | $26.0K | 0.00% | +11,920 | New |
| Royal Bank of Canada | 12,500 | $27.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,061 | $28.0K | 0.01% | +13,061 | New |
| Ameriprise Financial Inc | 14,600 | $32.0K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 20,000 | $43.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 20,023 | $44.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 21,407 | $46.0K | 0.00% | −17,600−45.1% | Reduced |
| Bank of America Corp | 21,258 | $46.0K | 0.00% | +21,238+106,190.0% | Added |
| Susquehanna International Group, LLP | 27,561 | $60.0K | 0.00% | +12,937+88.5% | Added |
| Prelude Capital Management, LLC | 34,000 | $74.0K | 0.00% | 00.0% | Unchanged |
| New York Life Investments Alternatives | 39,442 | $86.0K | 0.06% | +20,041+103.3% | Added |
| Simplex Trading, LLC | 32,236 | $87.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 47,537 | $103.0K | 0.00% | +47,537 | New |
| Primecap Management Co | 51,800 | $112.0K | 0.00% | −525−1.0% | Reduced |
| Group One Trading, L.P. | 55,741 | $121.0K | 0.00% | −30,101−35.1% | Reduced |
| Citadel Advisors LLC | 58,540 | $127.0K | 0.00% | +13,541+30.1% | Added |
| Macquarie Group Ltd | 64,170 | $139.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 68,383 | $149.0K | 0.00% | +39,471+136.5% | Added |
| Knott David M | 80,000 | $174.0K | 0.07% | 00.0% | Unchanged |
| Franklin Resources Inc | 82,500 | $179.0K | 0.00% | +82,500 | New |
| Northern Trust Corp | 87,153 | $189.0K | 0.00% | −34,510−28.4% | Reduced |
| Two Sigma Advisers, LP | 88,801 | $193.0K | 0.00% | −213,300−70.6% | Reduced |
| State Street Corp | 110,000 | $239.0K | 0.00% | +30,900+39.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 132,321 | $287.0K | 0.00% | −40,763−23.6% | Reduced |
| BlackRock Inc. | 142,292 | $309.0K | 0.00% | +24,583+20.9% | Added |
| Two Sigma Investments, LP | 173,137 | $376.0K | 0.00% | −192,255−52.6% | Reduced |
| Millennium Management LLC | 183,729 | $399.0K | 0.00% | −39,948−17.9% | Reduced |
| ACT Capital Management, LLC | 185,000 | $401.0K | 0.21% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 391,632 | $850.0K | 0.00% | +293,348+298.5% | Added |
| Geode Capital Management, LLC | 393,804 | $854.0K | 0.00% | −14,283−3.5% | Reduced |
| Bridgeway Capital Management, LLC | 413,900 | $898.0K | 0.02% | +115,600+38.8% | Added |
| Gsa Capital Partners LLP | 422,148 | $916.0K | 0.09% | +58,261+16.0% | Added |
| Bank of Montreal | 438,907 | $935.0K | 0.00% | +438,907 | New |
| Prosight Management, LP | 493,208 | $1.07M | 0.63% | +237,093+92.6% | Added |
| Renaissance Technologies LLC | 812,603 | $1.76M | 0.00% | +812,603 | New |
| Opaleye Management Inc. | 955,000 | $2.07M | 0.39% | −1,045,000−52.3% | Reduced |
| Hudson Bay Capital Management LP | 1,605,000 | $3.48M | 0.05% | +65,000+4.2% | Added |
| Vanguard Group Inc | 2,052,488 | $4.45M | 0.00% | +104,226+5.3% | Added |
| Rubric Capital Management LP | 3,000,000 | $6.51M | 0.37% | 00.0% | Unchanged |
| Suvretta Capital Management, LLC | 5,489,000 | $11.9M | 0.20% | 00.0% | Unchanged |
| Consonance Capital Management LP | 0 | $0 | 0.00% | −2,969,987−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −27,452−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −2,300−100.0% | Sold out |
| FFT Wealth Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| QS Investors, LLC | – | – | – | – | Not filed |