Silvergate Capital Corp
SICPDelisted May 11, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0001312109
Silvergate Capital Corp was delisted on May 11, 2023; its insiders filed their last Form 4 on Nov 21, 2023; 112 institutions reported holding it in 13F filings for Q1 2023, worth $16.1M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Silvergate Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- +41 vs. Q3 2021
- Shares held
- 22.9M
- +2.29M (+11.1%) vs. Q3 2021
- Total value
- $3.39B
- +$1.01B (+42.6%) vs. Q3 2021
- New holders
- 76
- 109 more added
- Sold out
- 35
- 81 more reduced
6 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SICP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 3 | $484 |
| Q1 2026 | 4 | $390 |
| Q4 2025 | 1 | $11 |
| Q3 2025 | 2 | $569 |
| Q2 2025 | 2 | $632 |
| Q1 2025 | 1 | $13 |
| Q4 2024 | 2 | $62 |
| Q3 2024 | 2 | $124 |
| Q2 2024 | 3 | $617 |
| Q1 2024 | 3 | $41 |
| Q4 2023 | 5 | $1.04K |
| Q3 2023 | 5 | $53 |
| Q2 2023 | 18 | $299.5K |
| Q1 2023 | 112 | $16.1M |
| Q4 2022 | 222 | $539.2M |
| Q3 2022 | 268 | $1.87B |
| Q2 2022 | 259 | $1.34B |
| Q1 2022 | 291 | $3.70B |
| Q4 2021 | 291 | $3.39B |
| Q3 2021 | 256 | $2.45B |
| Q2 2021 | 234 | $2.23B |
| Q1 2021 | 216 | $2.49B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Silvergate Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 26,401 | $3.91M | 0.00% | +12,007+83.4% | Added |
| Legal & General Group Plc | 26,129 | $3.87M | 0.00% | +4,464+20.6% | Added |
| Jacobs Asset Management, LLC | 25,000 | $3.71M | 1.69% | +25,000 | New |
| Axiom Investors LLC | 24,364 | $3.61M | 0.07% | +24,364 | New |
| Wellington Management Group LLP | 24,119 | $3.58M | 0.00% | −11,152−31.6% | Reduced |
| Taylor Frigon Capital Management LLC | 22,375 | $3.32M | 1.04% | +129+0.6% | Added |
| Russell Investments Group, Ltd. | 20,527 | $3.04M | 0.00% | +14,068+217.8% | Added |
| Castleark Management LLC | 20,330 | $3.01M | 0.11% | +20,330 | New |
| Citigroup Inc | 20,183 | $2.99M | 0.00% | −118,942−85.5% | Reduced |
| JPMorgan Chase & Co | 18,940 | $2.81M | 0.00% | −3,273−14.7% | Reduced |
| Calamos Advisors LLC | 18,666 | $2.77M | 0.01% | +12,944+226.2% | Added |
| Laurion Capital Management LP | 17,257 | $2.56M | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,137 | $2.54M | 0.00% | +64+0.4% | Added |
| Ameriprise Financial Inc | 16,994 | $2.52M | 0.00% | +1,497+9.7% | Added |
| North Reef Capital Management LP | 16,250 | $2.41M | 1.11% | +16,250 | New |
| Pentwater Capital Management LP | 16,000 | $2.37M | 0.04% | +11,000+220.0% | Added |
| Monashee Investment Management LLC | 16,000 | $2.37M | 0.59% | +16,000 | New |
| Natixis | 15,780 | $2.34M | 0.01% | +1,724+12.3% | Added |
| State of New Jersey Common Pension Fund D | 15,446 | $2.29M | 0.01% | −12,379−44.5% | Reduced |
| SEI Investments Co | 15,541 | $2.27M | 0.00% | +9,713+166.7% | Added |
| ExodusPoint Capital Management, LP | 14,669 | $2.17M | 0.03% | −5,810−28.4% | Reduced |
| American International Group, Inc. | 14,626 | $2.17M | 0.01% | +1,234+9.2% | Added |
| Susquehanna Fundamental Investments, LLC | 14,594 | $2.16M | 0.06% | +9,794+204.0% | Added |
| Jane Street Group, LLC | 14,510 | $2.15M | 0.00% | −7,295−33.5% | Reduced |
| EAM Global Investors LLC | 13,813 | $2.05M | 0.36% | +13,813 | New |
| Manufacturers Life Insurance Company, The | 13,426 | $1.99M | 0.00% | +1,222+10.0% | Added |
| Banc Funds Co LLC | 12,950 | $1.92M | 0.14% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 12,729 | $1.89M | 0.01% | +12,729 | New |
| Chartwell Investment Partners, LLC | 12,650 | $1.88M | 0.05% | −224−1.7% | Reduced |
| Advisor Resource Council | 12,361 | $1.83M | 0.14% | +12,361 | New |
| Commonwealth Equity Services, LLC | 12,126 | $1.80M | 0.00% | −4,833−28.5% | Reduced |
| Grandeur Peak Global Advisors, LLC | 11,700 | $1.73M | 0.08% | +11,700 | New |
| MML Investors Services, LLC | 11,578 | $1.72M | 0.01% | −317−2.7% | Reduced |
| X-Square Capital, LLC | 11,570 | $1.72M | 0.86% | +4,212+57.2% | Added |
| Bank of Nova Scotia | 11,560 | $1.71M | 0.00% | +11,560 | New |
| Price T Rowe Associates Inc | 11,493 | $1.70M | 0.00% | +741+6.9% | Added |
| Avalon Investment & Advisory | 10,493 | $1.55M | 0.04% | +10,493 | New |
| Cresset Asset Management, LLC | 10,316 | $1.53M | 0.01% | +10,316 | New |
| Wolverine Trading, LLC | 9,928 | $1.51M | 0.02% | −17,881−64.3% | Reduced |
| JT Stratford LLC | 9,412 | $1.40M | 0.38% | +1,430+17.9% | Added |
| MetLife Investment Management | 9,265 | $1.37M | 0.01% | +1,055+12.9% | Added |
| EAM Investors, LLC | 8,799 | $1.30M | 0.21% | +8,799 | New |
| Wedbush Securities Inc | 8,531 | $1.26M | 0.05% | +3,540+70.9% | Added |
| Janus Henderson Group PLC | 8,493 | $1.26M | 0.00% | +2,973+53.9% | Added |
| Victory Capital Management Inc | 8,295 | $1.23M | 0.00% | −2,640−24.1% | Reduced |
| Vontobel Holding Ltd. | 8,061 | $1.22M | 0.01% | −4,845−37.5% | Reduced |
| Kestra Advisory Services, LLC | 8,055 | $1.19M | 0.01% | +5,445+208.6% | Added |
| Spire Wealth Management | 7,871 | $1.17M | 0.03% | +1,293+19.7% | Added |
| Vident Investment Advisory, LLC | 7,659 | $1.14M | 0.03% | +123+1.6% | Added |
| Prudential Financial Inc | 5,121 | $1.10M | 0.00% | −220−4.1% | Reduced |
| Silvant Capital Management LLC | 7,388 | $1.09M | 0.19% | −241−3.2% | Reduced |
| State Board of Administration of Florida Retirement System | 7,134 | $1.06M | 0.00% | +823+13.0% | Added |
| Leonteq Securities AG | 7,083 | $1.05M | 0.05% | −10,782−60.4% | Reduced |
| Metropolitan Life Insurance Co | 6,885 | $1.02M | 0.01% | +498+7.8% | Added |
| Simplex Trading, LLC | 6,806 | $1.01M | 0.03% | +5,514+426.8% | Added |
| Arizona State Retirement System | 6,781 | $1.00M | 0.01% | +224+3.4% | Added |
| First Quadrant L P | 6,616 | $980.0K | 0.11% | +916+16.1% | Added |
| Paloma Partners Management Co | 6,566 | $973.0K | 0.03% | −1,130−14.7% | Reduced |
| Harbor Advisors LLC | 6,500 | $963.0K | 0.18% | −200−3.0% | Reduced |
| Precision Wealth Strategies, LLC | 6,406 | $949.0K | 0.68% | −2,138−25.0% | Reduced |
| LPL Financial LLC | 6,355 | $942.0K | 0.00% | −1,054−14.2% | Reduced |
| Vista Finance, LLC | 6,353 | $942.0K | 0.97% | +6,353 | New |
| Rothschild Investment Corp | 6,260 | $928.0K | 0.07% | +6,260 | New |
| Cambridge Investment Research Advisors, Inc. | 6,173 | $915.0K | 0.00% | +6,173 | New |
| DekaBank Deutsche Girozentrale | 6,000 | $912.0K | 0.00% | −400−6.3% | Reduced |
| AQR Capital Management LLC | 6,114 | $906.0K | 0.00% | −423−6.5% | Reduced |
| ProShare Advisors LLC | 6,012 | $891.0K | 0.00% | +2,877+91.8% | Added |
| PEAK6 Investments LLC | 5,699 | $845.0K | 0.02% | −8,200−59.0% | Reduced |
| US Bancorp | 5,694 | $843.0K | 0.00% | −656−10.3% | Reduced |
| HighTower Advisors, LLC | 5,422 | $801.0K | 0.00% | +5,422 | New |
| Squarepoint Ops LLC | 5,329 | $790.0K | 0.00% | +5,329 | New |
| Handelsbanken Fonder AB | 5,300 | $785.0K | 0.00% | +5,300 | New |
| Park Avenue Securities LLC | 5,249 | $778.0K | 0.01% | +1,126+27.3% | Added |
| Kestra Private Wealth Services, LLC | 5,108 | $757.0K | 0.04% | −1,350−20.9% | Reduced |
| NEXT Financial Group, Inc | 5,105 | $757.0K | 0.05% | +261+5.4% | Added |
| Ensign Peak Advisors, Inc | 5,100 | $756.0K | 0.00% | +5,100 | New |
| Sigma Planning Corp | 4,994 | $740.0K | 0.02% | −175−3.4% | Reduced |
| Amalgamated Bank | 4,831 | $716.0K | 0.01% | +480+11.0% | Added |
| Teacher Retirement System of Texas | 4,812 | $713.0K | 0.00% | +1,007+26.5% | Added |
| Principal Financial Group Inc | 4,682 | $694.0K | 0.00% | −77,098−94.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,649 | $689.0K | 0.00% | +2,184+88.6% | Added |
| Novare Capital Management LLC | 4,540 | $673.0K | 0.07% | +1,540+51.3% | Added |
| Cubist Systematic Strategies, LLC | 4,499 | $667.0K | 0.01% | −5,714−55.9% | Reduced |
| Cetera Advisor Networks LLC | 4,202 | $623.0K | 0.01% | −4,260−50.3% | Reduced |
| Magnetar Financial LLC | 4,104 | $608.0K | 0.01% | +2,260+122.6% | Added |
| Algert Global LLC | 3,878 | $575.0K | 0.07% | −2,050−34.6% | Reduced |
| Public Employees Retirement Association of Colorado | 3,831 | $568.0K | 0.00% | 00.0% | Unchanged |
| Maven Securities LTD | 3,653 | $541.0K | 0.07% | −4,696−56.2% | Reduced |
| Private Advisor Group, LLC | 3,576 | $530.0K | 0.00% | −690−16.2% | Reduced |
| Wasatch Advisors Inc | 3,401 | $504.0K | 0.00% | +3,401 | New |
| Harbour Capital Advisors, LLC | 3,345 | $496.0K | 0.12% | −1,715−33.9% | Reduced |
| Penserra Capital Management LLC | 3,306 | $489.0K | 0.01% | +3,068+1,289.1% | Added |
| Freemont Management S.A. | 3,197 | $474.0K | 0.12% | +3,197 | New |
| Tudor Investment Corp Et Al | 3,152 | $467.0K | 0.01% | −9,577−75.2% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 3,140 | $465.0K | 0.00% | −1,766−36.0% | Reduced |
| Golden Green, Inc. | 2,941 | $436.0K | 0.35% | −206−6.5% | Reduced |
| Two Sigma Investments, LP | 2,911 | $431.0K | 0.00% | −377,465−99.2% | Reduced |
| HSBC Holdings PLC | 2,764 | $417.0K | 0.00% | +2,764 | New |
| Laidlaw Wealth Management LLC | 2,790 | $413.0K | 0.07% | +2,790 | New |
| Diversified Trust Co | 2,746 | $407.0K | 0.01% | +283+11.5% | Added |