Silvergate Capital Corp
SICPDelisted May 11, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0001312109
Silvergate Capital Corp was delisted on May 11, 2023; its insiders filed their last Form 4 on Nov 21, 2023; 112 institutions reported holding it in 13F filings for Q1 2023, worth $16.1M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Silvergate Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- +41 vs. Q3 2021
- Shares held
- 22.9M
- +2.29M (+11.1%) vs. Q3 2021
- Total value
- $3.39B
- +$1.01B (+42.6%) vs. Q3 2021
- New holders
- 76
- 109 more added
- Sold out
- 35
- 81 more reduced
6 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SICP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 3 | $484 |
| Q1 2026 | 4 | $390 |
| Q4 2025 | 1 | $11 |
| Q3 2025 | 2 | $569 |
| Q2 2025 | 2 | $632 |
| Q1 2025 | 1 | $13 |
| Q4 2024 | 2 | $62 |
| Q3 2024 | 2 | $124 |
| Q2 2024 | 3 | $617 |
| Q1 2024 | 3 | $41 |
| Q4 2023 | 5 | $1.04K |
| Q3 2023 | 5 | $53 |
| Q2 2023 | 18 | $299.5K |
| Q1 2023 | 112 | $16.1M |
| Q4 2022 | 222 | $539.2M |
| Q3 2022 | 268 | $1.87B |
| Q2 2022 | 259 | $1.34B |
| Q1 2022 | 291 | $3.70B |
| Q4 2021 | 291 | $3.39B |
| Q3 2021 | 256 | $2.45B |
| Q2 2021 | 234 | $2.23B |
| Q1 2021 | 216 | $2.49B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Silvergate Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Capital Advisors, LLC | 3,345 | $496.0K | 0.12% | −1,715−33.9% | Reduced |
| Wasatch Advisors Inc | 3,401 | $504.0K | 0.00% | +3,401 | New |
| Private Advisor Group, LLC | 3,576 | $530.0K | 0.00% | −690−16.2% | Reduced |
| Maven Securities LTD | 3,653 | $541.0K | 0.07% | −4,696−56.2% | Reduced |
| Public Employees Retirement Association of Colorado | 3,831 | $568.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 3,878 | $575.0K | 0.07% | −2,050−34.6% | Reduced |
| Magnetar Financial LLC | 4,104 | $608.0K | 0.01% | +2,260+122.6% | Added |
| Cetera Advisor Networks LLC | 4,202 | $623.0K | 0.01% | −4,260−50.3% | Reduced |
| Cubist Systematic Strategies, LLC | 4,499 | $667.0K | 0.01% | −5,714−55.9% | Reduced |
| Novare Capital Management LLC | 4,540 | $673.0K | 0.07% | +1,540+51.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,649 | $689.0K | 0.00% | +2,184+88.6% | Added |
| Principal Financial Group Inc | 4,682 | $694.0K | 0.00% | −77,098−94.3% | Reduced |
| Teacher Retirement System of Texas | 4,812 | $713.0K | 0.00% | +1,007+26.5% | Added |
| Amalgamated Bank | 4,831 | $716.0K | 0.01% | +480+11.0% | Added |
| Sigma Planning Corp | 4,994 | $740.0K | 0.02% | −175−3.4% | Reduced |
| Ensign Peak Advisors, Inc | 5,100 | $756.0K | 0.00% | +5,100 | New |
| Kestra Private Wealth Services, LLC | 5,108 | $757.0K | 0.04% | −1,350−20.9% | Reduced |
| NEXT Financial Group, Inc | 5,105 | $757.0K | 0.05% | +261+5.4% | Added |
| Park Avenue Securities LLC | 5,249 | $778.0K | 0.01% | +1,126+27.3% | Added |
| Handelsbanken Fonder AB | 5,300 | $785.0K | 0.00% | +5,300 | New |
| Squarepoint Ops LLC | 5,329 | $790.0K | 0.00% | +5,329 | New |
| HighTower Advisors, LLC | 5,422 | $801.0K | 0.00% | +5,422 | New |
| US Bancorp | 5,694 | $843.0K | 0.00% | −656−10.3% | Reduced |
| PEAK6 Investments LLC | 5,699 | $845.0K | 0.02% | −8,200−59.0% | Reduced |
| ProShare Advisors LLC | 6,012 | $891.0K | 0.00% | +2,877+91.8% | Added |
| AQR Capital Management LLC | 6,114 | $906.0K | 0.00% | −423−6.5% | Reduced |
| DekaBank Deutsche Girozentrale | 6,000 | $912.0K | 0.00% | −400−6.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 6,173 | $915.0K | 0.00% | +6,173 | New |
| Rothschild Investment Corp | 6,260 | $928.0K | 0.07% | +6,260 | New |
| LPL Financial LLC | 6,355 | $942.0K | 0.00% | −1,054−14.2% | Reduced |
| Vista Finance, LLC | 6,353 | $942.0K | 0.97% | +6,353 | New |
| Precision Wealth Strategies, LLC | 6,406 | $949.0K | 0.68% | −2,138−25.0% | Reduced |
| Harbor Advisors LLC | 6,500 | $963.0K | 0.18% | −200−3.0% | Reduced |
| Paloma Partners Management Co | 6,566 | $973.0K | 0.03% | −1,130−14.7% | Reduced |
| First Quadrant L P | 6,616 | $980.0K | 0.11% | +916+16.1% | Added |
| Arizona State Retirement System | 6,781 | $1.00M | 0.01% | +224+3.4% | Added |
| Simplex Trading, LLC | 6,806 | $1.01M | 0.03% | +5,514+426.8% | Added |
| Metropolitan Life Insurance Co | 6,885 | $1.02M | 0.01% | +498+7.8% | Added |
| Leonteq Securities AG | 7,083 | $1.05M | 0.05% | −10,782−60.4% | Reduced |
| State Board of Administration of Florida Retirement System | 7,134 | $1.06M | 0.00% | +823+13.0% | Added |
| Silvant Capital Management LLC | 7,388 | $1.09M | 0.19% | −241−3.2% | Reduced |
| Prudential Financial Inc | 5,121 | $1.10M | 0.00% | −220−4.1% | Reduced |
| Vident Investment Advisory, LLC | 7,659 | $1.14M | 0.03% | +123+1.6% | Added |
| Spire Wealth Management | 7,871 | $1.17M | 0.03% | +1,293+19.7% | Added |
| Kestra Advisory Services, LLC | 8,055 | $1.19M | 0.01% | +5,445+208.6% | Added |
| Vontobel Holding Ltd. | 8,061 | $1.22M | 0.01% | −4,845−37.5% | Reduced |
| Victory Capital Management Inc | 8,295 | $1.23M | 0.00% | −2,640−24.1% | Reduced |
| Janus Henderson Group PLC | 8,493 | $1.26M | 0.00% | +2,973+53.9% | Added |
| Wedbush Securities Inc | 8,531 | $1.26M | 0.05% | +3,540+70.9% | Added |
| EAM Investors, LLC | 8,799 | $1.30M | 0.21% | +8,799 | New |
| MetLife Investment Management | 9,265 | $1.37M | 0.01% | +1,055+12.9% | Added |
| JT Stratford LLC | 9,412 | $1.40M | 0.38% | +1,430+17.9% | Added |
| Wolverine Trading, LLC | 9,928 | $1.51M | 0.02% | −17,881−64.3% | Reduced |
| Cresset Asset Management, LLC | 10,316 | $1.53M | 0.01% | +10,316 | New |
| Avalon Investment & Advisory | 10,493 | $1.55M | 0.04% | +10,493 | New |
| Price T Rowe Associates Inc | 11,493 | $1.70M | 0.00% | +741+6.9% | Added |
| Bank of Nova Scotia | 11,560 | $1.71M | 0.00% | +11,560 | New |
| X-Square Capital, LLC | 11,570 | $1.72M | 0.86% | +4,212+57.2% | Added |
| MML Investors Services, LLC | 11,578 | $1.72M | 0.01% | −317−2.7% | Reduced |
| Grandeur Peak Global Advisors, LLC | 11,700 | $1.73M | 0.08% | +11,700 | New |
| Commonwealth Equity Services, LLC | 12,126 | $1.80M | 0.00% | −4,833−28.5% | Reduced |
| Advisor Resource Council | 12,361 | $1.83M | 0.14% | +12,361 | New |
| Chartwell Investment Partners, LLC | 12,650 | $1.88M | 0.05% | −224−1.7% | Reduced |
| Qube Research & Technologies Ltd | 12,729 | $1.89M | 0.01% | +12,729 | New |
| Banc Funds Co LLC | 12,950 | $1.92M | 0.14% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 13,426 | $1.99M | 0.00% | +1,222+10.0% | Added |
| EAM Global Investors LLC | 13,813 | $2.05M | 0.36% | +13,813 | New |
| Jane Street Group, LLC | 14,510 | $2.15M | 0.00% | −7,295−33.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 14,594 | $2.16M | 0.06% | +9,794+204.0% | Added |
| American International Group, Inc. | 14,626 | $2.17M | 0.01% | +1,234+9.2% | Added |
| ExodusPoint Capital Management, LP | 14,669 | $2.17M | 0.03% | −5,810−28.4% | Reduced |
| SEI Investments Co | 15,541 | $2.27M | 0.00% | +9,713+166.7% | Added |
| State of New Jersey Common Pension Fund D | 15,446 | $2.29M | 0.01% | −12,379−44.5% | Reduced |
| Natixis | 15,780 | $2.34M | 0.01% | +1,724+12.3% | Added |
| Pentwater Capital Management LP | 16,000 | $2.37M | 0.04% | +11,000+220.0% | Added |
| Monashee Investment Management LLC | 16,000 | $2.37M | 0.59% | +16,000 | New |
| North Reef Capital Management LP | 16,250 | $2.41M | 1.11% | +16,250 | New |
| Ameriprise Financial Inc | 16,994 | $2.52M | 0.00% | +1,497+9.7% | Added |
| Royal Bank of Canada | 17,137 | $2.54M | 0.00% | +64+0.4% | Added |
| Laurion Capital Management LP | 17,257 | $2.56M | 0.04% | 00.0% | Unchanged |
| Calamos Advisors LLC | 18,666 | $2.77M | 0.01% | +12,944+226.2% | Added |
| JPMorgan Chase & Co | 18,940 | $2.81M | 0.00% | −3,273−14.7% | Reduced |
| Citigroup Inc | 20,183 | $2.99M | 0.00% | −118,942−85.5% | Reduced |
| Castleark Management LLC | 20,330 | $3.01M | 0.11% | +20,330 | New |
| Russell Investments Group, Ltd. | 20,527 | $3.04M | 0.00% | +14,068+217.8% | Added |
| Taylor Frigon Capital Management LLC | 22,375 | $3.32M | 1.04% | +129+0.6% | Added |
| Wellington Management Group LLP | 24,119 | $3.58M | 0.00% | −11,152−31.6% | Reduced |
| Axiom Investors LLC | 24,364 | $3.61M | 0.07% | +24,364 | New |
| Jacobs Asset Management, LLC | 25,000 | $3.71M | 1.69% | +25,000 | New |
| Legal & General Group Plc | 26,129 | $3.87M | 0.00% | +4,464+20.6% | Added |
| Parametric Portfolio Associates LLC | 26,401 | $3.91M | 0.00% | +12,007+83.4% | Added |
| Rhumbline Advisers | 26,425 | $3.92M | 0.00% | +3,116+13.4% | Added |
| AtonRa Partners | 26,978 | $4.00M | 1.39% | −2,131−7.3% | Reduced |
| Hennessy Advisors Inc | 28,000 | $4.15M | 0.24% | +28,000 | New |
| Alliancebernstein L.P. | 28,400 | $4.21M | 0.00% | +2,100+8.0% | Added |
| Pier Capital, LLC | 29,113 | $4.32M | 0.46% | −64,714−69.0% | Reduced |
| Woodmont Investment Counsel LLC | 29,297 | $4.34M | 0.55% | +6,687+29.6% | Added |
| BlueMar Capital Management, LLC | 29,822 | $4.42M | 1.23% | +56+0.2% | Added |
| Granite Point Capital Management, L.P. | 30,000 | $4.45M | 1.73% | +5,000+20.0% | Added |
| SRN Advisors, LLC | 30,487 | $4.52M | 1.62% | −14,058−31.6% | Reduced |