SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in SmileDirectClub, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +3 vs. Q4 2021
- Shares held
- 41.2M
- +1.66M (+4.2%) vs. Q4 2021
- Total value
- $106.7M
- +$13.8M (+14.8%) vs. Q4 2021
- New holders
- 29
- 39 more added
- Sold out
- 26
- 42 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Optiver Holding B.V. | 12,627 | $33.0K | 0.00% | +11,662+1,208.5% | Added |
| Raymond James Trust N.A. | 12,542 | $32.0K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 11,788 | $31.0K | 0.01% | −42,518−78.3% | Reduced |
| Cresset Asset Management, LLC | 11,840 | $31.0K | 0.00% | +11,840 | New |
| Parametric Portfolio Associates LLC | 11,239 | $29.0K | 0.00% | −15,627−58.2% | Reduced |
| Stratos Wealth Partners, LTD. | 11,160 | $29.0K | 0.00% | −8,000−41.8% | Reduced |
| HighTower Advisors, LLC | 11,066 | $29.0K | 0.00% | +249+2.3% | Added |
| Cubist Systematic Strategies, LLC | 10,574 | $27.0K | 0.00% | +10,574 | New |
| Covestor Ltd | 10,399 | $27.0K | 0.02% | +10,399 | New |
| Bluestein R H & Co | 10,200 | $26.0K | 0.00% | −16,000−61.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,115 | $21.0K | 0.00% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 7,754 | $20.0K | 0.00% | −1,967−20.2% | Reduced |
| Spire Wealth Management | 6,900 | $18.0K | 0.00% | +6,900 | New |
| American Portfolios Advisors | 6,000 | $15.5K | 0.00% | −1,140−16.0% | Reduced |
| Fifth Third Bancorp | 5,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 4,739 | $13.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,486 | $6.00K | 0.00% | −1,686,767−99.9% | Reduced |
| Geneos Wealth Management Inc. | 2,614 | $6.00K | 0.00% | −1,986−43.2% | Reduced |
| Cutler Group LP | 2,000 | $5.00K | 0.00% | −33,114−94.3% | Reduced |
| Corbenic Partners LLC | 2,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 1,790 | $5.00K | 0.00% | +1,790 | New |
| Macquarie Group Ltd | 1,100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,191 | $3.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,000 | $3.00K | 0.00% | +500+100.0% | Added |
| Kozak & Associates, Inc. | 953 | $2.00K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| CWM, LLC | 202 | $1.00K | 0.00% | −389−65.8% | Reduced |
| Gradient Investments LLC | 530 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Koshinski Asset Management, Inc. | 200 | $518 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 100 | $259 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 100 | $0 | 0.00% | −9,715−99.0% | Reduced |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 104 | $0 | 0.00% | −65−38.5% | Reduced |
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 5 | $0 | 0.00% | +5 | New |
| Money Concepts Capital Corp | 140 | $0 | 0.00% | +140 | New |
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | +130 | New |
| Siena Capital LLC | 104 | $0 | 0.00% | +104 | New |
| IFP Advisors, Inc | 5,148 | – | – | +3,548+221.7% | Added |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −1,196,002−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −855,250−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −411,940−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −338,700−100.0% | Sold out |
| AWH Capital, L.P. | 0 | $0 | 0.00% | −195,000−100.0% | Sold out |
| Frontier Capital Management Co LLC | 0 | $0 | 0.00% | −182,231−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −123,100−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −119,301−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −109,600−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −95,849−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −48,399−100.0% | Sold out |
| IndexIQ Advisors LLC | 0 | $0 | 0.00% | −40,961−100.0% | Sold out |
| Signature Wealth Management Partners, LLC | 0 | $0 | 0.00% | −19,300−100.0% | Sold out |
| Parametrica Management Ltd | 0 | $0 | 0.00% | −16,558−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −16,748−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −16,726−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −13,940−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −12,126−100.0% | Sold out |
| Oxinas Partners Wealth Management LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,721−100.0% | Sold out |
| Goldstream Capital Management Ltd | 0 | $0 | 0.00% | −5,700−100.0% | Sold out |
| Edge Wealth Management LLC | 0 | $0 | 0.00% | −2,715−100.0% | Sold out |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −1,479−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| MBM Wealth Consultants, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |