SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in SmileDirectClub, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +3 vs. Q4 2021
- Shares held
- 41.2M
- +1.66M (+4.2%) vs. Q4 2021
- Total value
- $106.7M
- +$13.8M (+14.8%) vs. Q4 2021
- New holders
- 29
- 39 more added
- Sold out
- 26
- 42 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 100 | $0 | 0.00% | −9,715−99.0% | Reduced |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 104 | $0 | 0.00% | −65−38.5% | Reduced |
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 5 | $0 | 0.00% | +5 | New |
| Money Concepts Capital Corp | 140 | $0 | 0.00% | +140 | New |
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | +130 | New |
| Siena Capital LLC | 104 | $0 | 0.00% | +104 | New |
| TD Waterhouse Canada Inc. | 100 | $259 | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 200 | $518 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 202 | $1.00K | 0.00% | −389−65.8% | Reduced |
| Gradient Investments LLC | 530 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Kozak & Associates, Inc. | 953 | $2.00K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Macquarie Group Ltd | 1,100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,191 | $3.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,000 | $3.00K | 0.00% | +500+100.0% | Added |
| Cutler Group LP | 2,000 | $5.00K | 0.00% | −33,114−94.3% | Reduced |
| Corbenic Partners LLC | 2,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 1,790 | $5.00K | 0.00% | +1,790 | New |
| National Bank of Canada | 2,486 | $6.00K | 0.00% | −1,686,767−99.9% | Reduced |
| Geneos Wealth Management Inc. | 2,614 | $6.00K | 0.00% | −1,986−43.2% | Reduced |
| Fifth Third Bancorp | 5,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 4,739 | $13.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 6,000 | $15.5K | 0.00% | −1,140−16.0% | Reduced |
| Spire Wealth Management | 6,900 | $18.0K | 0.00% | +6,900 | New |
| Harel Insurance Investments & Financial Services Ltd. | 7,754 | $20.0K | 0.00% | −1,967−20.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,115 | $21.0K | 0.00% | 00.0% | Unchanged |
| Bluestein R H & Co | 10,200 | $26.0K | 0.00% | −16,000−61.1% | Reduced |
| Cubist Systematic Strategies, LLC | 10,574 | $27.0K | 0.00% | +10,574 | New |
| Covestor Ltd | 10,399 | $27.0K | 0.02% | +10,399 | New |
| Parametric Portfolio Associates LLC | 11,239 | $29.0K | 0.00% | −15,627−58.2% | Reduced |
| Stratos Wealth Partners, LTD. | 11,160 | $29.0K | 0.00% | −8,000−41.8% | Reduced |
| HighTower Advisors, LLC | 11,066 | $29.0K | 0.00% | +249+2.3% | Added |
| Alpine Global Management, LLC | 11,788 | $31.0K | 0.01% | −42,518−78.3% | Reduced |
| Cresset Asset Management, LLC | 11,840 | $31.0K | 0.00% | +11,840 | New |
| Raymond James Trust N.A. | 12,542 | $32.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 12,627 | $33.0K | 0.00% | +11,662+1,208.5% | Added |
| Principal Financial Group Inc | 13,468 | $35.0K | 0.00% | −758−5.3% | Reduced |
| WMS Partners, LLC | 14,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment Corp | 15,000 | $39.0K | 0.00% | +5,000+50.0% | Added |
| S.A. Mason LLC | 15,000 | $39.0K | 0.02% | +15,000 | New |
| Advisor Group Holdings, Inc. | 15,126 | $40.0K | 0.00% | −27,135−64.2% | Reduced |
| ExodusPoint Capital Management, LP | 15,408 | $40.0K | 0.00% | +15,408 | New |
| Buckingham Strategic Wealth, LLC | 15,650 | $41.0K | 0.00% | +15,650 | New |
| CIBC Asset Management Inc | 16,071 | $42.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,402 | $42.0K | 0.00% | +6,323+62.7% | Added |
| Lombard Odier Asset Management (USA) Corp | 16,107 | $42.0K | 0.01% | +16,107 | New |
| XTX Topco Ltd | 16,388 | $42.0K | 0.02% | +16,388 | New |
| McGuire Investment Group, LLC | 16,967 | $44.0K | 0.01% | 00.0% | Unchanged |
| Zhang Financial LLC | 17,933 | $46.0K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 20,512 | $53.0K | 0.03% | +8,925+77.0% | Added |
| Engineers Gate Manager LP | 20,894 | $54.0K | 0.00% | −213,242−91.1% | Reduced |
| Janus Henderson Group PLC | 20,835 | $54.0K | 0.00% | +50.0% | Added |
| Teacher Retirement System of Texas | 21,457 | $56.0K | 0.00% | +1,206+6.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 21,990 | $57.0K | 0.00% | −1,990−8.3% | Reduced |
| Sciencast Management LP | 24,600 | $58.0K | 0.01% | +24,600 | New |
| Barclays PLC | 23,127 | $60.0K | 0.00% | +23,127 | New |
| AQR Capital Management LLC | 24,561 | $64.0K | 0.00% | +873+3.7% | Added |
| Sequoia Financial Advisors, LLC | 25,000 | $65.0K | 0.00% | +15,000+150.0% | Added |
| Avantax Advisory Services, Inc. | 26,600 | $69.0K | 0.00% | +26,600 | New |
| Group One Trading, L.P. | 28,563 | $74.0K | 0.00% | −270,352−90.4% | Reduced |
| Arizona State Retirement System | 28,984 | $75.0K | 0.00% | +190+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 28,850 | $75.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 29,034 | $75.0K | 0.00% | +29,034 | New |
| Parallax Volatility Advisers, L.P. | 29,613 | $77.0K | 0.00% | −37,448−55.8% | Reduced |
| Venture Visionary Partners LLC | 30,000 | $77.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 33,852 | $87.0K | 0.00% | −33,112−49.4% | Reduced |
| Handelsbanken Fonder AB | 35,600 | $92.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 35,808 | $93.0K | 0.00% | −17,214−32.5% | Reduced |
| Gamco Investors, Inc. Et Al | 37,500 | $97.0K | 0.00% | −2,000−5.1% | Reduced |
| Kestra Private Wealth Services, LLC | 38,350 | $99.0K | 0.00% | +2,000+5.5% | Added |
| Humankind Investments LLC | 41,437 | $107.0K | 0.04% | +17,662+74.3% | Added |
| Wolverine Trading, LLC | 45,271 | $122.0K | 0.00% | −23,749−34.4% | Reduced |
| Truvestments Capital LLC | 48,168 | $125.0K | 0.07% | −5,327−10.0% | Reduced |
| Invesco Ltd. | 49,654 | $129.0K | 0.00% | −1,474−2.9% | Reduced |
| Prelude Capital Management, LLC | 50,000 | $130.0K | 0.01% | +50,000 | New |
| Balyasny Asset Management LLC | 51,001 | $132.0K | 0.00% | +51,001 | New |
| PEAK6 Investments LLC | 53,702 | $139.0K | 0.00% | −58,674−52.2% | Reduced |
| Vident Investment Advisory, LLC | 53,634 | $139.0K | 0.00% | −10,955−17.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,300 | $143.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 56,000 | $145.0K | 0.00% | −57,700−50.7% | Reduced |
| Plante Moran Financial Advisors, LLC | 56,165 | $145.0K | 0.03% | −31,074−35.6% | Reduced |
| Winton Group Ltd | 61,528 | $159.0K | 0.01% | +13,172+27.2% | Added |
| Legal & General Group Plc | 63,078 | $163.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 63,166 | $164.0K | 0.02% | +63,166 | New |
| Atom Investors LP | 63,676 | $165.0K | 0.08% | +63,676 | New |
| International Assets Investment Management, LLC | 64,229 | $166.0K | 0.03% | +4,150+6.9% | Added |
| Ironwood Investment Management LLC | 64,983 | $168.0K | 0.09% | +4,183+6.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 70,330 | $182.0K | 0.00% | +1,834+2.7% | Added |
| Canada Pension Plan Investment Board | 75,672 | $196.0K | 0.00% | +26,477+53.8% | Added |
| Telemus Capital, LLC | 83,514 | $216.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 87,151 | $226.0K | 0.00% | +6,200+7.7% | Added |
| California State Teachers Retirement System | 90,359 | $234.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 90,200 | $234.0K | 0.28% | +90,200 | New |
| Credit Suisse AG | 99,764 | $259.0K | 0.00% | −29,950−23.1% | Reduced |
| Schechter Investment Advisors, LLC | 101,914 | $264.0K | 0.02% | −43,525−29.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 114,055 | $295.0K | 0.01% | 00.0% | Unchanged |