SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in SmileDirectClub, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −8 vs. Q2 2021
- Shares held
- 58.4M
- −19.8M (−25.3%) vs. Q2 2021
- Total value
- $311.6M
- −$354.2M (−53.2%) vs. Q2 2021
- New holders
- 36
- 49 more added
- Sold out
- 44
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | −53−98.1% | Reduced |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 60 | $0 | 0.00% | +60 | New |
| Proequities, Inc. | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 169 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 200 | $1.00K | 0.00% | +100+100.0% | Added |
| Tradewinds Capital Management, LLC | 250 | $1.00K | 0.00% | +250 | New |
| Koshinski Asset Management, Inc. | 200 | $1.06K | 0.00% | +200 | New |
| Harbour Investments, Inc. | 390 | $2.00K | 0.00% | +378+3,150.0% | Added |
| Gradient Investments LLC | 530 | $3.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 635 | $3.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ironwood Financial, llc | 500 | $3.00K | 0.00% | +500 | New |
| Northern Oak Wealth Management Inc | 700 | $4.00K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 953 | $4.00K | 0.00% | +953 | New |
| Macquarie Group Ltd | 1,100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $6.92K | 0.00% | −350−21.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 1,300 | $7.00K | 0.00% | +1,300 | New |
| IFP Advisors, Inc | 1,600 | $9.00K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 2,715 | $14.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 3,600 | $19.0K | 0.00% | +2,000+125.0% | Added |
| Corbenic Partners LLC | 4,200 | $22.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 4,100 | $22.0K | 0.00% | +4,100 | New |
| Cowen and Company, LLC | 4,237 | $23.0K | 0.00% | +4,237 | New |
| Great West Life Assurance Co | 4,739 | $25.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 5,105 | $27.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,031 | $27.0K | 0.00% | −69−1.4% | Reduced |
| Fifth Third Bancorp | 5,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,115 | $43.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 8,740 | $46.5K | 0.00% | +600+7.4% | Added |
| Canada Pension Plan Investment Board | 9,138 | $49.0K | 0.00% | +9,138 | New |
| Sequoia Financial Advisors, LLC | 10,000 | $53.0K | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 10,341 | $55.0K | 0.00% | +10,341 | New |
| Schonfeld Strategic Advisors LLC | 10,430 | $56.0K | 0.00% | −16,343−61.0% | Reduced |
| Stratos Wealth Partners, LTD. | 10,435 | $56.0K | 0.00% | +10,435 | New |
| Boothbay Fund Management, LLC | 10,755 | $57.0K | 0.00% | −2,669−19.9% | Reduced |
| Beirne Wealth Consulting Services, LLC | 11,500 | $61.0K | 0.03% | −10,000−46.5% | Reduced |
| Cresset Asset Management, LLC | 11,825 | $62.0K | 0.00% | +11,825 | New |
| Alpine Global Management, LLC | 12,140 | $65.0K | 0.01% | +12,140 | New |
| Checchi Capital Advisers, LLC | 12,800 | $68.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,890 | $68.0K | 0.00% | +2,569+24.9% | Added |
| Tower Research Capital LLC (TRC) | 14,210 | $75.0K | 0.00% | +14,210 | New |
| Caas Capital Management LP | 14,700 | $78.0K | 0.01% | +14,700 | New |
| III Capital Management | 15,000 | $79.0K | 0.01% | +15,000 | New |
| Harel Insurance Investments & Financial Services Ltd. | 15,000 | $80.0K | 0.00% | +15,000 | New |
| CIBC Asset Management Inc | 15,676 | $83.0K | 0.00% | +1,478+10.4% | Added |
| Parametric Portfolio Associates LLC | 15,518 | $83.0K | 0.00% | +15,518 | New |
| Humankind Investments LLC | 16,094 | $86.0K | 0.04% | +16,094 | New |
| Teacher Retirement System of Texas | 16,450 | $88.0K | 0.00% | +16,450 | New |
| Bridgefront Capital, LLC | 17,400 | $93.0K | 0.10% | −6,772−28.0% | Reduced |
| Engineers Gate Manager LP | 17,530 | $93.0K | 0.01% | +17,530 | New |
| McGuire Investment Group, LLC | 17,667 | $94.0K | 0.02% | −5,192−22.7% | Reduced |
| Zhang Financial LLC | 17,933 | $95.0K | 0.02% | −8,667−32.6% | Reduced |
| Oppenheimer & Co Inc | 18,163 | $97.0K | 0.00% | +18,163 | New |
| Signature Wealth Management Partners, LLC | 20,500 | $109.0K | 0.10% | −3,000−12.8% | Reduced |
| First Mercantile Trust Co | 21,087 | $112.0K | 0.01% | −1,441−6.4% | Reduced |
| Stifel Financial Corp | 21,632 | $115.0K | 0.00% | −4,416−17.0% | Reduced |
| Kestra Private Wealth Services, LLC | 22,850 | $122.0K | 0.01% | +5,000+28.0% | Added |
| Principal Financial Group Inc | 23,317 | $124.0K | 0.00% | −3,779−13.9% | Reduced |
| Gladstone Institutional Advisory LLC | 23,513 | $125.0K | 0.01% | +5,779+32.6% | Added |
| Bluestein R H & Co | 24,375 | $130.0K | 0.01% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 25,000 | $133.0K | 0.00% | 00.0% | Unchanged |
| Cannon Global Investment Management, LLC | 25,000 | $133.0K | 0.20% | +25,000 | New |
| Legal & General Group Plc | 27,076 | $144.0K | 0.00% | +20,197+293.6% | Added |
| Handelsbanken Fonder AB | 27,200 | $145.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 28,214 | $150.0K | 0.05% | +28,214 | New |
| PDT Partners, LLC | 28,455 | $151.0K | 0.01% | −563,845−95.2% | Reduced |
| Arizona State Retirement System | 28,990 | $154.0K | 0.00% | +1,211+4.4% | Added |
| HRT Financial LP | 29,197 | $155.0K | 0.00% | +29,197 | New |
| Quantamental Technologies LLC | 29,352 | $156.0K | 0.10% | +29,352 | New |
| Venture Visionary Partners LLC | 30,000 | $159.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 31,478 | $167.0K | 0.01% | +21,294+209.1% | Added |
| Steward Partners Investment Advisory, LLC | 34,460 | $183.0K | 0.00% | −540−1.5% | Reduced |
| Versor Investments LP | 42,400 | $226.0K | 0.01% | +30,395+253.2% | Added |
| Bank of New York Mellon Corp | 43,260 | $230.0K | 0.00% | −10,581−19.7% | Reduced |
| IndexIQ Advisors LLC | 43,608 | $232.0K | 0.01% | +4,368+11.1% | Added |
| Cetera Advisor Networks LLC | 43,989 | $234.0K | 0.00% | +5,043+12.9% | Added |
| International Assets Investment Management, LLC | 44,700 | $238.0K | 0.04% | −2,525−5.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 46,687 | $248.0K | 0.00% | +13,135+39.1% | Added |
| Truvestments Capital LLC | 48,500 | $258.0K | 0.14% | +3,145+6.9% | Added |
| Invesco Ltd. | 50,550 | $269.0K | 0.00% | −437−0.9% | Reduced |
| Cubist Systematic Strategies, LLC | 51,357 | $273.0K | 0.00% | −77,613−60.2% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,300 | $294.0K | 0.00% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 55,438 | $295.0K | 0.09% | +25,904+87.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 57,117 | $304.0K | 0.00% | +11,692+25.7% | Added |
| Man Group plc | 58,856 | $314.0K | 0.00% | +43,296+278.3% | Added |
| Raymond James & Associates | 60,181 | $320.0K | 0.00% | −23,373−28.0% | Reduced |
| Ironwood Investment Management LLC | 62,717 | $334.0K | 0.17% | +37,393+147.7% | Added |
| Plante Moran Financial Advisors, LLC | 71,199 | $379.0K | 0.08% | +44,650+168.2% | Added |
| Two Sigma Securities, LLC | 73,256 | $390.0K | 0.08% | +73,256 | New |
| UBS Asset Management Americas Inc | 73,493 | $391.0K | 0.00% | +7,445+11.3% | Added |
| Advisor Group Holdings, Inc. | 74,241 | $395.0K | 0.00% | +36,451+96.5% | Added |
| California State Teachers Retirement System | 86,942 | $463.0K | 0.00% | +86,942 | New |
| IMC-Chicago, LLC | 99,526 | $529.0K | 0.04% | +99,526 | New |
| LPL Financial LLC | 101,850 | $542.0K | 0.00% | +1,811+1.8% | Added |
| Paloma Partners Management Co | 102,498 | $546.0K | 0.02% | +102,498 | New |
| Lazard Asset Management LLC | 107,950 | $574.0K | 0.00% | +52,750+95.6% | Added |
| Parallax Volatility Advisers, L.P. | 114,678 | $610.0K | 0.01% | +114,402+41,450.0% | Added |
| Blair William & Co | 115,532 | $615.0K | 0.00% | −356,830−75.5% | Reduced |