Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +7 vs. Q4 2023
- Shares held
- 126.9M
- −834.5K (−0.7%) vs. Q4 2023
- Total value
- $1.62B
- −$171.1M (−9.5%) vs. Q4 2023
- New holders
- 27
- 82 more added
- Sold out
- 20
- 85 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rothschild Investment LLC | 10 | $128 | 0.00% | +10 | New |
| Ronald Blue Trust, Inc. | 13 | $167 | 0.00% | −468−97.3% | Reduced |
| Parkside Financial Bank & Trust | 15 | $193 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 28 | $358 | 0.00% | +28 | New |
| Huntington National Bank | 33 | $423 | 0.00% | −55−62.5% | Reduced |
| Global Retirement Partners, LLC | 37 | $474 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $654 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 76 | $974 | 0.00% | +76 | New |
| Bell Investment Advisors, Inc | 77 | $988 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 84 | $1.03K | 0.00% | +41+95.3% | Added |
| Whittier Trust Co of Nevada Inc | 89 | $1.14K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 95 | $1.22K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 103 | $1.29K | 0.00% | −33−24.3% | Reduced |
| HighMark Wealth Management LLC | 154 | $1.97K | 0.00% | +2+1.3% | Added |
| Your Advocates Ltd., LLP | 200 | $2.56K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 214 | $2.74K | 0.00% | +125+140.4% | Added |
| Massmutual Trust Co FSB | 262 | $3.36K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $3.46K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 286 | $4.00K | 0.00% | −82−22.3% | Reduced |
| Advisor Group Holdings, Inc. | 342 | $4.38K | 0.00% | −3,348−90.7% | Reduced |
| Parallel Advisors, LLC | 382 | $4.90K | 0.00% | −97−20.3% | Reduced |
| Covestor Ltd | 556 | $7.00K | 0.00% | −1−0.2% | Reduced |
| Fifth Third Bancorp | 591 | $7.58K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 711 | $9.03K | 0.00% | +42+6.3% | Added |
| Simplex Trading, LLC | 783 | $10.0K | 0.00% | +339+76.4% | Added |
| Versant Capital Management, Inc | 1,723 | $22.1K | 0.01% | +83+5.1% | Added |
| Lindbrook Capital, LLC | 2,083 | $26.7K | 0.00% | −431−17.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,120 | $27.2K | 0.00% | +2,077+4,830.2% | Added |
| US Bancorp | 2,677 | $34.3K | 0.00% | −1,886−41.3% | Reduced |
| Quarry LP | 2,801 | $35.9K | 0.01% | +2,801 | New |
| Point72 Hong Kong Ltd | 3,400 | $43.6K | 0.00% | −9,672−74.0% | Reduced |
| Whittier Trust Co | 3,409 | $43.7K | 0.00% | −115−3.3% | Reduced |
| Signaturefd, LLC | 3,812 | $48.9K | 0.00% | −168−4.2% | Reduced |
| Tower Research Capital LLC (TRC) | 3,936 | $50.5K | 0.00% | −33,356−89.4% | Reduced |
| KBC Group NV | 3,973 | $51.0K | 0.00% | 00.0% | Unchanged |
| Point72 (DIFC) Ltd | 4,378 | $56.1K | 0.00% | +4,378 | New |
| GAMMA Investing LLC | 6,972 | $89.4K | 0.02% | −2,215−24.1% | Reduced |
| Quadrant Capital Group LLC | 7,671 | $98.3K | 0.01% | +642+9.1% | Added |
| The PNC Financial Services Group, Inc. | 8,382 | $107.5K | 0.00% | +691+9.0% | Added |
| EntryPoint Capital, LLC | 8,717 | $111.8K | 0.10% | +5,309+155.8% | Added |
| Lazard Asset Management LLC | 9,985 | $128.0K | 0.00% | +9,985 | New |
| Veriti Management LLC | 10,034 | $128.6K | 0.01% | +10,034 | New |
| Private Advisor Group, LLC | 10,066 | $129.0K | 0.00% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 10,272 | $131.7K | 0.03% | −646−5.9% | Reduced |
| Metropolitan Life Insurance Co | 10,409 | $133.4K | 0.01% | −592−5.4% | Reduced |
| Royal Bank of Canada | 11,118 | $143.0K | 0.00% | −42,043−79.1% | Reduced |
| Miracle Mile Advisors, LLC | 11,265 | $144.4K | 0.00% | +65+0.6% | Added |
| M&T Bank Corp | 11,653 | $149.4K | 0.00% | −295−2.5% | Reduced |
| JustInvest LLC | 11,826 | $151.6K | 0.00% | +1,712+16.9% | Added |
| Diversified Trust Co | 11,831 | $151.7K | 0.00% | +11,831 | New |
| Point72 Asia (Singapore) Pte. Ltd. | 12,010 | $154.0K | 0.04% | +12,010 | New |
| Crossmark Global Holdings, Inc. | 11,990 | $154.0K | 0.00% | −40−0.3% | Reduced |
| M&G Plc | 11,866 | $154.3K | 0.00% | +11,866 | New |
| Ameritas Investment Partners, Inc. | 12,239 | $156.9K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 12,518 | $160.5K | 0.00% | +1,479+13.4% | Added |
| Captrust Financial Advisors | 12,594 | $161.4K | 0.00% | −9,055−41.8% | Reduced |
| Virtus ETF Advisers LLC | 12,963 | $166.2K | 0.09% | +12,963 | New |
| Bank of Montreal | 13,242 | $169.8K | 0.00% | +278+2.1% | Added |
| Keybank National Association | 13,358 | $171.3K | 0.00% | −2,443−15.5% | Reduced |
| CIBC Asset Management Inc | 13,746 | $176.2K | 0.00% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 14,062 | $180.3K | 0.00% | −573−3.9% | Reduced |
| Pathstone Holdings, LLC | 14,223 | $182.3K | 0.00% | +1,233+9.5% | Added |
| Tudor Investment Corp Et Al | 14,358 | $184.1K | 0.00% | −41,445−74.3% | Reduced |
| Everence Capital Management Inc | 14,970 | $192.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 16,047 | $205.7K | 0.00% | +1,040+6.9% | Added |
| Vident Advisory, LLC | 16,532 | $211.9K | 0.00% | −3,897−19.1% | Reduced |
| Russell Investments Group, Ltd. | 17,343 | $222.3K | 0.00% | +10,790+164.7% | Added |
| Van Eck Associates Corp | 17,657 | $226.0K | 0.00% | +404+2.3% | Added |
| Quantinno Capital Management LP | 18,320 | $235.0K | 0.01% | +868+5.0% | Added |
| Jefferies Financial Group Inc. | 19,127 | $245.2K | 0.00% | +19,127 | New |
| Wexford Capital LP | 19,647 | $251.9K | 0.05% | +252+1.3% | Added |
| SG Americas Securities, LLC | 19,693 | $252.0K | 0.00% | −18,180−48.0% | Reduced |
| Raymond James & Associates | 21,433 | $274.8K | 0.00% | −408−1.9% | Reduced |
| Nebula Research & Development LLC | 21,464 | $275.2K | 0.06% | +21,464 | New |
| Mutual of America Capital Management LLC | 21,707 | $278.3K | 0.00% | −347−1.6% | Reduced |
| Miller Howard Investments Inc | 21,947 | $281.4K | 0.01% | +137+0.6% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $283.2K | 0.00% | 00.0% | Unchanged |
| MQS Management LLC | 23,334 | $299.1K | 0.17% | +23,334 | New |
| Cambria Investment Management, L.P. | 23,465 | $300.8K | 0.02% | +4,465+23.5% | Added |
| Standard Life Aberdeen plc | 23,775 | $304.8K | 0.00% | −890−3.6% | Reduced |
| ProShare Advisors LLC | 24,888 | $319.1K | 0.00% | +1,705+7.4% | Added |
| Gamco Investors, Inc. Et Al | 26,500 | $339.7K | 0.00% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 26,503 | $340.0K | 0.00% | −9,631−26.7% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 26,746 | $342.9K | 0.01% | −11,673−30.4% | Reduced |
| Handelsbanken Fonder AB | 26,997 | $346.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 27,409 | $351.4K | 0.02% | +27,409 | New |
| Dark Forest Capital Management LP | 27,550 | $353.2K | 0.06% | +27,550 | New |
| CWM Advisors, LLC | 28,070 | $359.9K | 0.04% | +856+3.1% | Added |
| New York Life Investment Management LLC | 28,572 | $366.3K | 0.00% | +28,572 | New |
| Holocene Advisors, LP | 29,468 | $377.8K | 0.00% | +29,468 | New |
| DekaBank Deutsche Girozentrale | 30,189 | $383.0K | 0.00% | 00.0% | Unchanged |
| Sherbrooke Park Advisers LLC | 30,415 | $389.9K | 0.08% | +30,415 | New |
| Walleye Trading LLC | 31,231 | $400.4K | 0.01% | −37,145−54.3% | Reduced |
| Algert Global LLC | 31,380 | $402.3K | 0.02% | −17,420−35.7% | Reduced |
| Davenport & Co LLC | 31,700 | $406.4K | 0.00% | +6,850+27.6% | Added |
| Graham Capital Management, L.P. | 33,156 | $425.1K | 0.01% | +33,156 | New |
| Oregon Public Employees Retirement Fund | 33,760 | $432.8K | 0.01% | −3,100−8.4% | Reduced |
| Fox Run Management, L.L.C. | 33,925 | $434.9K | 0.09% | +33,925 | New |
| Arizona State Retirement System | 34,628 | $443.9K | 0.00% | −596−1.7% | Reduced |
| UniSuper Management Pty Ltd | 35,400 | $453.8K | 0.00% | 00.0% | Unchanged |