Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 216
- +10 vs. Q2 2023
- Shares held
- 123.5M
- −125.9K (−0.1%) vs. Q2 2023
- Total value
- $1.53B
- −$136.7M (−8.2%) vs. Q2 2023
- New holders
- 26
- 77 more added
- Sold out
- 16
- 87 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amalgamated Bank | 48,592 | $602.0K | 0.01% | −1,642−3.3% | Reduced |
| Algert Global LLC | 48,800 | $604.1K | 0.03% | −108,460−69.0% | Reduced |
| Nisa Investment Advisors, LLC | 48,940 | $605.9K | 0.00% | +3,430+7.5% | Added |
| Y-Intercept (Hong Kong) Ltd | 54,558 | $675.4K | 0.07% | +54,558 | New |
| Mirae Asset Global Investments Co., Ltd. | 54,828 | $678.8K | 0.00% | −1,048−1.9% | Reduced |
| Jane Street Group, LLC | 55,490 | $687.0K | 0.00% | +38,666+229.8% | Added |
| Walleye Trading LLC | 55,567 | $687.9K | 0.02% | +4,932+9.7% | Added |
| STRS Ohio | 58,892 | $729.0K | 0.00% | +3,300+5.9% | Added |
| HSBC Holdings PLC | 59,682 | $738.9K | 0.00% | −6,783−10.2% | Reduced |
| Cornercap Investment Counsel Inc | 60,138 | $744.5K | 0.14% | −450−0.7% | Reduced |
| Comerica Bank | 60,542 | $749.5K | 0.00% | +60,542 | New |
| UBS Group AG | 62,061 | $768.3K | 0.00% | −54,792−46.9% | Reduced |
| Yousif Capital Management, LLC | 62,544 | $774.3K | 0.01% | −4,366−6.5% | Reduced |
| Louisiana State Employees Retirement System | 64,100 | $793.6K | 0.02% | −2,000−3.0% | Reduced |
| Janus Henderson Group PLC | 64,580 | $799.2K | 0.00% | +50.0% | Added |
| Barclays PLC | 64,840 | $802.7K | 0.00% | −5,539−7.9% | Reduced |
| First Trust Advisors LP | 64,980 | $804.5K | 0.00% | +1,375+2.2% | Added |
| MetLife Investment Management | 65,503 | $810.9K | 0.01% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 66,075 | $818.0K | 0.00% | +12,537+23.4% | Added |
| Ensign Peak Advisors, Inc | 67,232 | $832.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 67,716 | $838.3K | 0.01% | +1,418+2.1% | Added |
| Wolverine Asset Management LLC | 67,858 | $840.1K | 0.02% | +18,259+36.8% | Added |
| BNP Paribas Arbitrage, SA | 70,026 | $866.9K | 0.00% | +10,266+17.2% | Added |
| State of Tennessee, Treasury Department | 70,867 | $877.3K | 0.00% | −2,681−3.6% | Reduced |
| Illinois Municipal Retirement Fund | 71,878 | $890.0K | 0.02% | +71,878 | New |
| Victory Capital Management Inc | 72,267 | $894.7K | 0.00% | +198+0.3% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 75,011 | $928.6K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 77,567 | $961.0K | 0.00% | +7,059+10.0% | Added |
| Truist Financial Corp | 82,703 | $1.02M | 0.00% | −15,227−15.5% | Reduced |
| Deutsche Bank AG | 83,827 | $1.04M | 0.00% | −33,691−28.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 84,240 | $1.04M | 0.01% | −58,215−40.9% | Reduced |
| SG Americas Securities, LLC | 85,571 | $1.06M | 0.01% | +63,738+291.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 86,427 | $1.07M | 0.00% | 00.0% | Unchanged |
| Third Avenue Management LLC | 90,000 | $1.12M | 0.19% | 00.0% | Unchanged |
| Putnam Investments LLC | 90,985 | $1.13M | 0.00% | −794−0.9% | Reduced |
| Virginia Retirement Systems Et Al | 91,100 | $1.13M | 0.01% | +56,700+164.8% | Added |
| FMR LLC | 94,238 | $1.17M | 0.00% | −3,431−3.5% | Reduced |
| Quantbot Technologies LP | 94,306 | $1.17M | 0.08% | +94,306 | New |
| Stifel Financial Corp | 98,743 | $1.22M | 0.00% | +2,067+2.1% | Added |
| Utah Retirement Systems | 99,084 | $1.23M | 0.02% | 00.0% | Unchanged |
| Franklin Resources Inc | 103,026 | $1.28M | 0.00% | +91,311+779.4% | Added |
| SEI Investments Co | 103,684 | $1.28M | 0.00% | +5,466+5.6% | Added |
| Adelante Capital Management LLC | 103,850 | $1.29M | 0.10% | −271,395−72.3% | Reduced |
| Texas Permanent School Fund | 106,967 | $1.32M | 0.01% | −3,949−3.6% | Reduced |
| Amundi | 112,993 | $1.33M | 0.00% | −453−0.4% | Reduced |
| Allstate Corp | 107,294 | $1.33M | 0.08% | +26,761+33.2% | Added |
| New York State Common Retirement Fund | 114,709 | $1.42M | 0.00% | −92,690−44.7% | Reduced |
| Citigroup Inc | 119,919 | $1.48M | 0.00% | −35,927−23.1% | Reduced |
| Cubist Systematic Strategies, LLC | 127,955 | $1.58M | 0.02% | +127,955 | New |
| State of Alaska, Department of Revenue | 136,881 | $1.69M | 0.02% | −3,682−2.6% | Reduced |
| California State Teachers Retirement System | 138,562 | $1.72M | 0.00% | −12,430−8.2% | Reduced |
| AQR Capital Management LLC | 142,092 | $1.76M | 0.00% | +69,754+96.4% | Added |
| Nomura Asset Management Co Ltd | 144,084 | $1.78M | 0.01% | +8,584+6.3% | Added |
| Public Sector Pension Investment Board | 155,739 | $1.93M | 0.01% | −67,957−30.4% | Reduced |
| Susquehanna International Group, LLP | 171,821 | $2.13M | 0.00% | +57,710+50.6% | Added |
| Alliancebernstein L.P. | 180,624 | $2.24M | 0.00% | −3,242−1.8% | Reduced |
| Public Employees Retirement System of Ohio | 182,545 | $2.26M | 0.01% | +13,446+8.0% | Added |
| Qube Research & Technologies Ltd | 189,585 | $2.35M | 0.01% | +160,818+559.0% | Added |
| GSI Capital Advisors LLC | 197,761 | $2.45M | 1.71% | +197,761 | New |
| New York State Teachers Retirement System | 199,273 | $2.47M | 0.01% | −1,839−0.9% | Reduced |
| Prudential Financial Inc | 205,919 | $2.55M | 0.00% | −7,950−3.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 206,066 | $2.55M | 0.00% | +9,094+4.6% | Added |
| Asset Management One Co.,Ltd. | 208,907 | $2.59M | 0.01% | +3,501+1.7% | Added |
| Credit Suisse AG | 220,106 | $2.72M | 0.00% | −15,515−6.6% | Reduced |
| Great West Life Assurance Co | 251,852 | $3.12M | 0.01% | +670.0% | Added |
| Two Sigma Investments, LP | 263,598 | $3.26M | 0.01% | −230,299−46.6% | Reduced |
| D. E. Shaw & Co., Inc. | 264,666 | $3.28M | 0.01% | +167,206+171.6% | Added |
| Thrivent Financial for Lutherans | 274,985 | $3.40M | 0.01% | +154,426+128.1% | Added |
| Swiss National Bank | 277,000 | $3.43M | 0.00% | +4,800+1.8% | Added |
| Tudor Investment Corp Et Al | 314,944 | $3.90M | 0.06% | −5,799−1.8% | Reduced |
| Nuveen Asset Management, LLC | 326,788 | $4.05M | 0.00% | −371,141−53.2% | Reduced |
| Bank of America Corp | 329,251 | $4.08M | 0.00% | +18,470+5.9% | Added |
| Voya Investment Management LLC | 369,965 | $4.58M | 0.01% | +243,932+193.5% | Added |
| Rhumbline Advisers | 428,094 | $5.30M | 0.01% | −5,124−1.2% | Reduced |
| Verition Fund Management LLC | 428,793 | $5.31M | 0.07% | +428,793 | New |
| Sapience Investments, LLC | 435,261 | $5.39M | 1.30% | −12,990−2.9% | Reduced |
| Macquarie Group Ltd | 441,314 | $5.46M | 0.01% | +7,968+1.8% | Added |
| Ameriprise Financial Inc | 577,251 | $7.15M | 0.00% | −34,875−5.7% | Reduced |
| Phocas Financial Corp. | 592,313 | $7.33M | 1.07% | −1,789−0.3% | Reduced |
| Davis Selected Advisers | 600,195 | $7.43M | 0.05% | +20,130+3.5% | Added |
| Two Sigma Advisers, LP | 619,397 | $7.67M | 0.02% | −371,500−37.5% | Reduced |
| Renaissance Technologies LLC | 651,500 | $8.07M | 0.01% | +43,300+7.1% | Added |
| Principal Financial Group Inc | 678,873 | $8.40M | 0.01% | −37,044−5.2% | Reduced |
| Invesco Ltd. | 786,187 | $9.73M | 0.00% | −37,033−4.5% | Reduced |
| UBS Asset Management Americas Inc | 853,914 | $10.6M | 0.00% | +32,453+4.0% | Added |
| Strategy Asset Managers LLC | 876,179 | $10.8M | 2.84% | +320,520+57.7% | Added |
| Norges Bank | 889,469 | $11.0M | 0.00% | −86,959−8.9% | Reduced |
| Rbo & Co LLC | 899,177 | $11.1M | 2.02% | −8,914−1.0% | Reduced |
| Neuberger Berman Group LLC | 926,718 | $11.5M | 0.01% | −36,578−3.8% | Reduced |
| Allianz Asset Management GmbH | 948,477 | $11.7M | 0.02% | −21,558−2.2% | Reduced |
| Citadel Advisors LLC | 960,634 | $11.9M | 0.01% | −1,840,671−65.7% | Reduced |
| State of New Jersey Common Pension Fund D | 971,478 | $12.0M | 0.04% | −10,901−1.1% | Reduced |
| Legal & General Group Plc | 1,101,677 | $13.6M | 0.00% | −10,009−0.9% | Reduced |
| Alyeska Investment Group, L.P. | 1,125,120 | $13.9M | 0.10% | +510,606+83.1% | Added |
| Ranger Global Real Estate Advisors, LLC | 1,405,234 | $17.4M | 2.63% | −331,302−19.1% | Reduced |
| Bank of New York Mellon Corp | 1,466,654 | $18.2M | 0.00% | −69,474−4.5% | Reduced |
| Goldman Sachs Group Inc | 1,511,622 | $18.7M | 0.00% | +285,732+23.3% | Added |
| Northern Trust Corp | 1,537,934 | $19.0M | 0.00% | −474,280−23.6% | Reduced |
| Morgan Stanley | 1,603,716 | $19.9M | 0.00% | +133,861+9.1% | Added |
| APG Asset Management US Inc. | 1,730,817 | $21.4M | 0.19% | −183,178−9.6% | Reduced |