Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −12 vs. Q4 2022
- Shares held
- 120.7M
- +2.90M (+2.5%) vs. Q4 2022
- Total value
- $1.68B
- −$78.5M (−4.5%) vs. Q4 2022
- New holders
- 22
- 83 more added
- Sold out
- 34
- 85 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 1,715,945 | $24.0M | 0.01% | +51,534+3.1% | Added |
| Norges Bank | 1,731,618 | $24.2M | 0.01% | +551,824+46.8% | Added |
| Ranger Global Real Estate Advisors, LLC | 1,815,436 | $25.3M | 3.33% | +58,555+3.3% | Added |
| APG Asset Management US Inc. | 1,914,511 | $26.7M | 0.22% | −149,275−7.2% | Reduced |
| Cbre Clarion Securities LLC | 1,931,807 | $27.0M | 0.47% | −120,032−5.8% | Reduced |
| Charles Schwab Investment Management Inc | 1,941,218 | $27.1M | 0.01% | +79,150+4.3% | Added |
| Northern Trust Corp | 2,057,367 | $28.7M | 0.01% | −50,029−2.4% | Reduced |
| Lasalle Investment Management Securities LLC | 2,150,729 | $30.0M | 1.19% | +1,099,507+104.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 2,244,645 | $31.3M | 0.02% | +1,074,859+91.9% | Added |
| Millennium Management LLC | 2,566,130 | $35.8M | 0.04% | +966,804+60.5% | Added |
| Geode Capital Management, LLC | 2,713,752 | $37.9M | 0.00% | +76,881+2.9% | Added |
| Jennison Associates LLC | 3,103,715 | $43.3M | 0.04% | −736,569−19.2% | Reduced |
| Citadel Advisors LLC | 3,211,025 | $44.8M | 0.05% | +141,424+4.6% | Added |
| Federated Hermes, Inc. | 3,435,254 | $48.0M | 0.12% | +1,017,352+42.1% | Added |
| State Street Corp | 7,921,572 | $111.8M | 0.01% | −14,240−0.2% | Reduced |
| Vanguard Group Inc | 20,148,769 | $281.3M | 0.01% | −23,040−0.1% | Reduced |
| BlackRock Inc. | 23,294,963 | $325.2M | 0.01% | +713,120+3.2% | Added |
| Cerity Partners LLC | 2,688 | – | – | +2,688 | New |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Aew Capital Management L P | 0 | $0 | 0.00% | −1,762,713−100.0% | Sold out |
| Westwood Holdings Group Inc. | 0 | $0 | 0.00% | −452,270−100.0% | Sold out |
| Foundry Partners, LLC | 0 | $0 | 0.00% | −285,214−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −276,097−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −132,800−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −64,089−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −46,434−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −35,245−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −29,254−100.0% | Sold out |
| Stableford Capital II LLC | 0 | $0 | 0.00% | −26,001−100.0% | Sold out |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −23,520−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −17,135−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −13,732−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −12,358−100.0% | Sold out |
| Vestcor Inc | 0 | $0 | 0.00% | −12,152−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,571−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −11,435−100.0% | Sold out |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −10,184−100.0% | Sold out |
| Brasada Capital Management, LP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Pathstone Family Office, LLC | 0 | $0 | 0.00% | −11,009−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −2,569−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −3,035−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −945−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −666−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −331−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −36−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| Pendal Group Limited | – | – | – | – | Not filed |