Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Retail Opportunity Investments Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +4 vs. Q1 2022
- Shares held
- 120.4M
- +3.80M (+3.3%) vs. Q1 2022
- Total value
- $1.90B
- −$357.0M (−15.8%) vs. Q1 2022
- New holders
- 25
- 93 more added
- Sold out
- 21
- 75 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 753 | $12.0K | 0.00% | −93−11.0% | Reduced |
| Brown Brothers Harriman & Co | 666 | $11.0K | 0.00% | +666 | New |
| Neo Ivy Capital Management | 730 | $11.0K | 0.03% | +730 | New |
| Rockefeller Capital Management L.P. | 590 | $8.00K | 0.00% | +309+110.0% | Added |
| Parkside Financial Bank & Trust | 430 | $7.00K | 0.00% | −24−5.3% | Reduced |
| Massmutual Trust Co FSB | 330 | $5.00K | 0.00% | +292+768.4% | Added |
| Aspire Private Capital, LLC | 270 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 208 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $3.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 143 | $2.00K | 0.00% | +1+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 65 | $1.00K | 0.00% | −255−79.7% | Reduced |
| Spire Wealth Management | 69 | $1.00K | 0.00% | −99−58.9% | Reduced |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 67 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 37 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 50 | $1.00K | 0.00% | +50 | New |
| Exane Derivatives | 41 | $647 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 23 | $0 | 0.00% | −1,172−98.1% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | −450−99.8% | Reduced |
| Glassman Wealth Services | 17 | $0 | 0.00% | −41−70.7% | Reduced |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 18 | $0 | 0.00% | −6−25.0% | Reduced |
| Private Trust Co NA | 14 | $0 | 0.00% | +14 | New |
| Waterfront Capital Partners, LLC | 0 | $0 | 0.00% | −1,349,969−100.0% | Sold out |
| William Blair Investment Management, LLC | 0 | $0 | 0.00% | −780,794−100.0% | Sold out |
| Zimmer Partners, LP | 0 | $0 | 0.00% | −225,000−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −112,882−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −75,416−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −58,200−100.0% | Sold out |
| Vanderbilt University | 0 | $0 | 0.00% | −50,683−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −46,286−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −28,028−100.0% | Sold out |
| Fort Washington Investment Advisors Inc | 0 | $0 | 0.00% | −18,631−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −14,069−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −14,028−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −12,270−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −11,959−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −11,727−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −10,602−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −688−100.0% | Sold out |
| Tarbox Family Office, Inc. | 0 | $0 | 0.00% | −291−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |
| Teachers Retirement System of the State of Kentucky | – | – | – | – | Not filed |