PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding PLx Pharma Winddown Corp. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 63 | 2 | 57 | −4 |
| Shares | 9.51M | 42.2K | 13.3M | +3.78M (+39.9%) |
| Value | $183.6M | $816.0K | $106.1M | −$76.6M (−41.9%) |
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held PLx Pharma Winddown Corp. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Millennium Management LLC | 143,459 | $1.15M | 0.00% |
| LPL Financial LLC | 60,550 | $485.0K | 0.00% |
| Qube Research & Technologies Ltd | 38,691 | $310.0K | 0.00% |
| Goldman Sachs Group Inc | 31,802 | $255.0K | 0.00% |
| ExodusPoint Capital Management, LP | 16,758 | $134.0K | 0.00% |
| Alpine Global Management, LLC | 16,380 | $131.0K | 0.02% |
| Virtu Financial LLC | 13,038 | $104.0K | 0.01% |
| Green Square Capital Advisors LLC | 5,800 | $46.0K | 0.01% |
| Rockefeller Capital Management L.P. | 2,500 | $20.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 2,293 | $19.0K | 0.00% |
| Northwestern Mutual Wealth Management Co | 353 | $3.00K | 0.00% |
| Paragon Capital Management Ltd | 100 | $1.00K | 0.00% |
Sold out (16)
Institutions that held PLx Pharma Winddown Corp. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| EAM Investors, LLC | 371,965 | $7.18M |
| EAM Global Investors LLC | 209,711 | $4.05M |
| Maven Securities LTD | 200,377 | $3.87M |
| Parametric Portfolio Associates LLC | 79,541 | $1.53M |
| Prelude Capital Management, LLC | 56,052 | $1.08M |
| SEI Investments Co | 47,198 | $911.0K |
| Picton Mahoney Asset Management | 17,200 | $332.0K |
| Squarepoint Ops LLC | 10,307 | $199.0K |
| Barclays PLC | 7,390 | $143.0K |
| Dorsey Wright & Associates | 4,710 | $91.0K |
| FNY Investment Advisers, LLC | 2,987 | $57.0K |
| Simplex Trading, LLC | 3,174 | $43.0K |
| Sugarloaf Wealth Management, LLC | 1,500 | $29.0K |
| Signaturefd, LLC | 600 | $12.0K |
| First Manhattan Co | 500 | $9.00K |
| Ibex Wealth Advisors | 275 | $5.00K |
Not filed for Q4 2021 yet (2)
Institutions that held PLx Pharma Winddown Corp. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| MBL Wealth, LLC | 42,000 | $811.0K |
| Wealth Quarterback LLC | 225 | $5.00K |