| Beaird Harris Wealth Management, LLC | 110 | $3.00K | 0.00% | +110 | New |
| Fortitude Advisory Group L.L.C. | 67 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 75 | $2.00K | 0.00% | +75 | New |
| Farmers & Merchants Investments Inc | 34 | $1.00K | 0.00% | −306−90.0% | Reduced |
| Albion Financial Group | 33 | $1.00K | 0.00% | −223−87.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 48 | $1.00K | 0.00% | −26−35.1% | Reduced |
| McIlrath & Eck, LLC | 40 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 44 | $1.00K | 0.00% | +10+29.4% | Added |
| Key Financial Inc | 19 | $1.00K | 0.00% | 00.0% | Unchanged |
| Dixon Hughes Goodman Wealth Advisors LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 27 | $1.00K | 0.00% | +27 | New |
| Archer Investment Corp | 20 | $608 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 7 | $0 | 0.00% | −12,684−99.9% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 24 | $0 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 15 | $0 | 0.00% | +15 | New |
| Siena Capital LLC | 14 | $0 | 0.00% | +14 | New |
| Advisor Group Holdings, Inc. | 96,996 | – | – | +14,310+17.3% | Added |
| Sofos Investments, Inc. | 62 | – | – | −12−16.2% | Reduced |
| TPG GP A, LLC | 0 | $0 | 0.00% | −975,730−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −325,037−100.0% | Sold out |
| Todd Asset Management LLC | 0 | $0 | 0.00% | −300,744−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −185,100−100.0% | Sold out |
| Teachers Retirement System of the State of Kentucky | 0 | $0 | 0.00% | −170,445−100.0% | Sold out |
| Credential Qtrade Securities Inc. | 0 | $0 | 0.00% | −138,506−100.0% | Sold out |
| Edge Capital Group, LLC | 0 | $0 | 0.00% | −131,576−100.0% | Sold out |
| Salem Capital Management Inc | 0 | $0 | 0.00% | −52,456−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −51,545−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −30,309−100.0% | Sold out |
| Legacy Wealth Asset Management, LLC | 0 | $0 | 0.00% | −29,293−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −22,780−100.0% | Sold out |
| People's United Financial, Inc. | 0 | $0 | 0.00% | −20,437−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −19,978−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −17,632−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −17,023−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −16,585−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −14,492−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −14,155−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −14,011−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −13,089−100.0% | Sold out |
| Greenwood Gearhart Inc | 0 | $0 | 0.00% | −12,830−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −12,240−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −11,932−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −11,458−100.0% | Sold out |
| Avalon Investment & Advisory | 0 | $0 | 0.00% | −10,001−100.0% | Sold out |
| Riverwater Partners LLC | 0 | $0 | 0.00% | −9,990−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −9,282−100.0% | Sold out |
| Mount Yale Investment Advisors, LLC | 0 | $0 | 0.00% | −8,630−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −8,396−100.0% | Sold out |
| Henshaw Capital LLC | 0 | $0 | 0.00% | −8,337−100.0% | Sold out |
| Regentatlantic Capital LLC | 0 | $0 | 0.00% | −7,996−100.0% | Sold out |
| Old National Bancorp | 0 | $0 | 0.00% | −7,674−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −5,902−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −7,598−100.0% | Sold out |
| Meridian Investment Counsel Inc. | 0 | $0 | 0.00% | −6,432−100.0% | Sold out |
| Camarda Financial Advisors, LLC | 0 | $0 | 0.00% | −6,350−100.0% | Sold out |
| Pegasus Partners Ltd. | 0 | $0 | 0.00% | −6,252−100.0% | Sold out |
| LVW Advisors, LLC | 0 | $0 | 0.00% | −5,927−100.0% | Sold out |
| Rehmann Capital Advisory Group | 0 | $0 | 0.00% | −5,705−100.0% | Sold out |
| Noesis Capital Mangement Corp | 0 | $0 | 0.00% | −5,644−100.0% | Sold out |
| Forum Financial Management, LP | 0 | $0 | 0.00% | −5,712−100.0% | Sold out |
| Hilltop Holdings Inc. | 0 | $0 | 0.00% | −5,585−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −3,307−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −1,904−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −1,531−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −938−100.0% | Sold out |
| Clean Yield Group | 0 | $0 | 0.00% | −720−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −612−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Stonebridge Financial Planning Group, LLC | 0 | $0 | 0.00% | −612−100.0% | Sold out |
| RGT Wealth Advisors, LLC | 0 | $0 | 0.00% | −510−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −458−100.0% | Sold out |
| Amplius Wealth Advisors, LLC | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| Ogorek Anthony Joseph | 0 | $0 | 0.00% | −361−100.0% | Sold out |
| James Investment Research Inc | 0 | $0 | 0.00% | −346−100.0% | Sold out |
| Atlas Capital Advisors LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −295−100.0% | Sold out |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −232−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −143−100.0% | Sold out |
| Mine & Arao Wealth Creation & Management, LLC. | 0 | $0 | 0.00% | −140−100.0% | Sold out |
| Atwood & Palmer Inc | 0 | $0 | 0.00% | −73−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Column Capital Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Lenox Wealth Advisors, LLC | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| Core Alternative Capital | 0 | $0 | 0.00% | −48−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −36−100.0% | Sold out |
| Alaethes Wealth LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Resource Management, LLC | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |
| Bell Investment Advisors, Inc | – | – | – | – | Not filed |
