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Principal Financial Group Inc

PFG
Exchange
Nasdaq
Industry
Accident & Health Insurance
SEC CIK
0001126328

No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding Principal Financial Group Inc changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of PFG: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders6249664+49
Shares193.7M63.0K196.6M+2.96M (+1.5%)
Value$12.5B$4.13M$14.2B+$1.74B (+13.9%)

9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (111)

Institutions that held Principal Financial Group Inc at the end of Q4 2021 but not at the end of Q3 2021.

Showing the largest 100 of 111 by value.

Institutions new to PFG in Q4 2021
InstitutionSharesValue% of portfolio
Alps Advisors Inc322,870$23.4M0.26%
Mount Lucas Management LP56,460$4.08M1.17%
Yousif Capital Management, LLC42,145$3.05M0.03%
Tredje AP-fonden37,177$2.69M0.05%
Capitolis Advisors LLC27,915$2.02M0.01%
Weaver C. Barksdale & Associates, Inc.23,652$1.71M1.55%
National Bank of Canada22,233$1.61M0.01%
B. Metzler seel. Sohn & Co. AG18,654$1.34M0.02%
Aigen Investment Management, LP18,781$1.34M0.08%
Redwood Investment Management, LLC18,369$1.33M0.17%
Allspring Global Investments Holdings, LLC16,582$1.20M0.00%
Employees Provident Fund Board13,500$976.5K0.02%
Point72 Hong Kong Ltd13,158$952.0K0.08%
TKG Advisors, LLC13,062$945.0K0.75%
Gotham Asset Management, LLC10,879$787.0K0.03%
Sageworth Trust Co of South Dakota10,687$773.0K1.19%
Citadel Advisors LLC10,444$755.0K0.00%
City State Bank8,839$639.0K0.39%
Basepoint Wealth LLC8,214$594.1K0.58%
Winton Group Ltd8,131$588.0K0.04%
CWM, LLC7,776$562.0K0.00%
Jmac Enterprises LLC6,800$521.0K0.12%
Forum Financial Management, LP6,889$498.0K0.03%
Coldstream Capital Management Inc5,507$398.0K0.01%
Keeler & Nadler Financial Planning & Wealth Management4,533$327.9K0.30%
Marshall Financial Group LLC4,465$323.0K0.12%
TownSquare Capital, LLC4,409$319.0K0.01%
Cookson Peirce & Co Inc4,400$318.0K0.02%
Cornerstone Advisors Asset Management, LLC4,091$295.9K0.22%
ASB Consultores, LLC3,920$284.0K0.14%
Lombard Odier Asset Management (Switzerland) SA3,720$269.0K0.02%
CAPROCK Group, Inc.3,704$268.0K0.02%
FORA Capital, LLC3,550$257.0K0.10%
Focus Financial Network, Inc.3,539$256.0K0.04%
TCWP LLC3,407$246.0K0.05%
MML Investors Services, LLC3,354$243.0K0.00%
Foundations Investment Advisors, LLC3,149$241.0K0.01%
Keybank National Association3,165$229.0K0.00%
Sigma Planning Corp3,144$227.0K0.01%
Pitcairn Co3,102$224.0K0.01%
SeaCrest Wealth Management, LLC3,066$222.0K0.02%
Western Wealth Management, LLC3,067$221.0K0.02%
Paragon Capital Management Ltd3,037$220.0K0.04%
CRA Financial Services, LLC3,000$217.0K0.06%
Lake Street Financial LLC2,958$214.0K0.04%
Security National Bank2,905$210.0K0.05%
Gateway Investment Advisers LLC2,893$209.0K0.00%
Two Sigma Securities, LLC2,895$209.0K0.04%
Cerity Partners LLC2,836$205.0K0.00%
SevenBridge Financial Group, LLC2,819$204.0K0.06%
Evergreen Capital Management LLC2,783$201.0K0.01%
Whittier Trust Co2,500$181.0K0.00%
Commons Capital, LLC2,153$156.0K0.15%
Snowden Capital Advisors LLC2,051$148.0K0.01%
Gladius Capital Management LP1,897$138.0K0.05%
Neo Ivy Capital Management1,793$130.0K0.19%
AIA Group Ltd1,221$88.0K0.00%
AlphaCentric Advisors LLC1,189$86.0K0.03%
Cornerstone Advisory, LLC1,100$80.0K0.01%
Sit Investment Associates Inc1,072$78.0K0.00%
Covestor Ltd980$71.0K0.10%
Desjardins Global Asset Management Inc.894$64.0K0.01%
FSB Premier Wealth Management, Inc.883$63.0K0.03%
Level Financial Advisors, Inc.867$63.0K0.05%
Dixon Hughes Goodman Wealth Advisors LLC808$58.0K0.02%
Stephens Consulting, LLC725$52.4K0.04%
Quent Capital, LLC704$51.0K0.01%
West Bancorporation Inc672$49.0K0.04%
RE Dickinson Investment Advisors, LLC651$47.0K0.04%
Ahrens Investment Partners LLC600$43.0K0.02%
CoreCap Advisors, LLC587$43.0K0.00%
CVA Family Office, LLC580$42.0K0.01%
EverSource Wealth Advisors, LLC560$41.0K0.01%
Clearview Wealth Advisors LLC513$37.0K0.02%
Mystic Asset Management, Inc.485$35.0K0.02%
Miller Wealth Advisors, LLC396$29.0K0.02%
Ford Financial Group, LLC365$26.0K0.01%
Schubert & Co314$23.0K0.02%
Steward Financial Group LLC309$22.0K0.02%
Bivin & Associates, Inc.304$22.0K0.02%
First Community Trust NA293$21.2K0.02%
Proequities, Inc.257$19.0K0.00%
Leverty Financial Group, LLC247$17.0K0.01%
Zullo Investment Group, Inc.235$17.0K0.01%
Cassady Schiller Wealth Management, LLC227$16.0K0.01%
Gibson Wealth Advisors LLC174$13.0K0.01%
Richwood Investment Advisors, LLC162$12.0K0.01%
Retirement Planning Co of New England, Inc.165$11.0K0.01%
Blue Bell Private Wealth Management, LLC134$10.0K0.00%
Confluence Wealth Services, Inc.145$10.0K0.00%
Lazard Asset Management LLC131$9.00K0.00%
Spire Wealth Management125$9.00K0.00%
Ahl Investment Management, Inc.125$9.00K0.01%
Aspire Private Capital, LLC113$8.00K0.00%
Key Financial Inc113$8.00K0.00%
Amplius Wealth Advisors, LLC116$8.00K0.00%
Tilia Fiduciary Partners, Inc.108$8.00K0.01%
Arlington Partners LLC91$7.00K0.00%
Investmark Advisory Group LLC100$7.00K0.01%
Signet Financial Management, LLC50$4.00K0.00%

Sold out (62)

Institutions that held Principal Financial Group Inc at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of PFG in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Nomura Holdings Inc364,366$23.9M
Schonfeld Strategic Advisors LLC323,240$20.8M
Adage Capital Partners GP, L.L.C.234,300$15.1M
Bridgeway Capital Management, LLC221,150$14.2M
AMF Pensionsforsakring AB188,839$12.2M
Putnam Investments LLC172,046$11.1M
AMP Capital Investors Ltd93,244$6.01M
Kiwi Wealth Investments Limited Partnership86,841$5.59M
Qube Research & Technologies Ltd54,618$3.52M
Crestline Management, LP42,604$2.74M
Gyon Technologies Capital Management, LP42,529$2.74M
AQR Capital Management LLC32,115$2.07M
Twin Tree Management, LP28,936$1.86M
Global Retirement Partners, LLC28,818$1.86M
HRT Financial LP26,720$1.72M
Paloma Partners Management Co23,711$1.53M
ExodusPoint Capital Management, LP22,109$1.42M
Achmea Investment Management B.V.20,796$1.34M
Dynamic Technology Lab Private Ltd18,960$1.22M
Seven Eight Capital, LP18,310$1.18M
Enterprise Financial Services Corp16,858$1.09M
Ergoteles LLC14,370$925.0K
McDonald Partners LLC11,126$717.0K
United Services Automobile Association10,204$657.0K
Shelton Capital Management7,776$501.0K
Polar Asset Management Partners Inc.7,763$500.0K
Teza Capital Management LLC7,663$493.0K
Simplex Trading, LLC7,673$487.0K
Wolverine Trading, LLC6,442$421.0K
KMG Fiduciary Partners, LLC6,179$398.0K
Mma Asset Management LLC3,837$247.0K
Mirabella Financial Services LLP3,560$229.0K
Wealthspire Advisors, LLC3,392$218.0K
ACG Wealth3,122$201.0K
Focused Wealth Management, Inc2,150$138.0K
D'Orazio & Associates, Inc.1,983$128.0K
Bartlett & Co. LLC1,924$124.0K
Bartlett & Co. Wealth Management LLC1,924$123.9K
NuWave Investment Management, LLC1,766$114.0K
Brewin Dolphin Ltd1,574$101.4K
Jones Financial Companies LLLP1,385$89.0K
Compagnie Lombard Odier SCmA1,090$70.0K
CX Institutional902$58.0K
Kowal Investment Group, LLC903$58.0K
Systematic Alpha Investments, LLC700$47.0K
Evolution Wealth Advisors, LLC711$46.0K
TD Ameritrade Investment Management, LLC835$34.0K
Arkadios Wealth Advisors536$34.0K
Liberty Wealth Management LLC425$27.0K
MCF Advisors LLC394$25.0K
Loomis Sayles & Co L P317$20.0K
Joseph P. Lucia & Associates, LLC305$20.0K
Glen Eagle Advisors, LLC270$17.4K
Eagle Bay Advisors LLC250$16.0K
Atlas Private Wealth Advisors234$15.0K
Hillsdale Investment Management Inc.200$13.0K
West Paces Advisors Inc.120$7.73K
Cutler Group LP123$7.00K
Ironwood Financial, llc100$6.00K
Meridian Wealth Partners, LLC91$6.00K
Resolute Partners Group51$3.00K
Baystate Wealth Management LLC11$1.00K

Not filed for Q4 2021 yet (9)

Institutions that held Principal Financial Group Inc at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PFG in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Covenant Multifamily Offices, LLC35,145$2.34M
World Asset Management Inc8,247$531.0K
B. Metzler seel. Sohn & Co. Holding AG7,443$479.0K
HighPoint Advisor Group LLC6,822$439.0K
Berman Capital Advisors, LLC3,487$223.0K
First Mercantile Trust Co1,006$65.0K
BBVA USA514$33.0K
Sonora Investment Management, LLC213$14.0K
Security National Trust Co107$7.00K