Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Penumbra Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 339
- +28 vs. Q3 2023
- Shares held
- 34.4M
- +1.42M (+4.3%) vs. Q3 2023
- Total value
- $8.66B
- +$659.1M (+8.2%) vs. Q3 2023
- New holders
- 63
- 114 more added
- Sold out
- 35
- 121 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rhenman & Partners Asset Management AB | 2,500 | $628.9K | 0.06% | +2,500 | New |
| Virtu Financial LLC | 2,482 | $624.0K | 0.05% | +2,482 | New |
| Aigen Investment Management, LP | 2,445 | $615.0K | 0.11% | +1,582+183.3% | Added |
| Royal Bank of Canada | 2,444 | $615.0K | 0.00% | +1,500+158.9% | Added |
| Walleye Capital LLC | 2,416 | $607.7K | 0.01% | −50,704−95.5% | Reduced |
| ProShare Advisors LLC | 2,304 | $579.5K | 0.00% | +159+7.4% | Added |
| Artemis Investment Management LLP | 2,268 | $570.5K | 0.01% | −496−17.9% | Reduced |
| Guggenheim Capital LLC | 2,152 | $541.3K | 0.00% | +2,152 | New |
| Squarepoint Ops LLC | 2,138 | $537.8K | 0.00% | −12,430−85.3% | Reduced |
| Hussman Strategic Advisors, Inc. | 2,100 | $528.2K | 0.12% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 2,100 | $528.2K | 0.00% | +2,100 | New |
| Abbot Financial Management, Inc. | 2,082 | $523.7K | 0.32% | +546+35.5% | Added |
| HighTower Advisors, LLC | 1,969 | $505.0K | 0.00% | +68+3.6% | Added |
| Sofinnova Investments, Inc. | 2,000 | $503.1K | 0.03% | +2,000 | New |
| Employees Retirement System of Texas | 1,927 | $485.0K | 0.01% | +1,927 | New |
| Yorktown Management & Research Co Inc | 1,850 | $465.3K | 0.49% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 1,778 | $447.0K | 0.00% | +1,778 | New |
| Nomura Holdings Inc | 1,750 | $440.2K | 0.00% | +1,750 | New |
| The PNC Financial Services Group, Inc. | 1,633 | $410.8K | 0.00% | −90−5.2% | Reduced |
| Silvercrest Asset Management Group LLC | 1,625 | $408.8K | 0.00% | −20−1.2% | Reduced |
| PDT Partners, LLC | 1,536 | $386.4K | 0.04% | −2,275−59.7% | Reduced |
| Prelude Capital Management, LLC | 1,498 | $376.8K | 0.03% | −241−13.9% | Reduced |
| SG Americas Securities, LLC | 1,423 | $358.0K | 0.00% | −2,630−64.9% | Reduced |
| M&T Bank Corp | 1,380 | $346.8K | 0.00% | +118+9.4% | Added |
| MML Investors Services, LLC | 1,357 | $341.0K | 0.00% | −868−39.0% | Reduced |
| Intech Investment Management LLC | 1,351 | $339.8K | 0.00% | +1,351 | New |
| Verition Fund Management LLC | 1,350 | $339.6K | 0.00% | +1,350 | New |
| Prospera Financial Services Inc | 1,350 | $339.6K | 0.01% | +1,350 | New |
| Gsa Capital Partners LLP | 1,321 | $332.0K | 0.03% | +1,321 | New |
| Toroso Investments, LLC | 1,319 | $331.8K | 0.01% | +71+5.7% | Added |
| Walleye Trading LLC | 1,309 | $329.3K | 0.00% | −3,870−74.7% | Reduced |
| 17 Capital Partners, LLC | 1,281 | $322.2K | 0.30% | +1,281 | New |
| Profund Advisors LLC | 1,254 | $315.4K | 0.01% | +217+20.9% | Added |
| Lecap Asset Management Ltd | 1,243 | $312.7K | 0.11% | +1,243 | New |
| Engineers Gate Manager LP | 1,221 | $307.1K | 0.01% | −2,644−68.4% | Reduced |
| Keebeck Alpha, LP | 1,218 | $306.4K | 0.24% | +379+45.2% | Added |
| Shell Asset Management Co | 1,175 | $296.0K | 0.01% | −1,666−58.6% | Reduced |
| Concorde Asset Management, LLC | 1,175 | $295.6K | 0.20% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,013 | $254.8K | 0.00% | −5−0.5% | Reduced |
| Creative Planning | 1,006 | $253.0K | 0.00% | −38−3.6% | Reduced |
| Paul Damon & Associates, Inc. | 1,000 | $251.5K | 0.18% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 997 | $250.8K | 0.01% | −47−4.5% | Reduced |
| CIBC Asset Management Inc | 994 | $250.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 991 | $249.3K | 0.00% | −4,508−82.0% | Reduced |
| Vident Advisory, LLC | 967 | $243.2K | 0.01% | +967 | New |
| Integrated Wealth Concepts LLC | 926 | $232.9K | 0.00% | +57+6.6% | Added |
| Financial Counselors Inc | 925 | $232.7K | 0.00% | +95+11.4% | Added |
| O'Shaughnessy Asset Management, LLC | 918 | $230.9K | 0.00% | −197−17.7% | Reduced |
| Inceptionr LLC | 907 | $228.1K | 0.16% | +907 | New |
| JFG Wealth Management, LLC | 900 | $226.4K | 0.07% | +900 | New |
| Shelton Capital Management | 872 | $219.3K | 0.01% | −908−51.0% | Reduced |
| Wescott Financial Advisory Group, LLC | 850 | $213.8K | 0.03% | 00.0% | Unchanged |
| Independent Advisor Alliance | 838 | $210.8K | 0.01% | −68−7.5% | Reduced |
| JGP Global Gestao de Recursos Ltda. | 824 | $207.3K | 0.20% | +824 | New |
| Commonwealth Equity Services, LLC | 815 | $205.0K | 0.00% | +815 | New |
| XTX Topco Ltd | 803 | $202.0K | 0.04% | −5,284−86.8% | Reduced |
| Gotham Asset Management, LLC | 799 | $201.0K | 0.00% | +799 | New |
| Quadrant Capital Group LLC | 722 | $181.6K | 0.02% | +172+31.3% | Added |
| KBC Group NV | 697 | $175.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 640 | $161.0K | 0.01% | −376−37.0% | Reduced |
| Leonteq Securities AG | 635 | $159.7K | 0.02% | −47−6.9% | Reduced |
| Ci Investments Inc. | 567 | $143.0K | 0.00% | −99−14.9% | Reduced |
| Lazard Asset Management LLC | 560 | $140.0K | 0.00% | −251−30.9% | Reduced |
| Robeco Institutional Asset Management B.V. | 545 | $137.1K | 0.00% | −402−42.4% | Reduced |
| Covestor Ltd | 531 | $134.0K | 0.09% | +183+52.6% | Added |
| CWM, LLC | 511 | $129.0K | 0.00% | −211−29.2% | Reduced |
| HM Payson & Co | 500 | $125.8K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 416 | $104.6K | 0.00% | −12−2.8% | Reduced |
| Fifth Third Bancorp | 378 | $95.1K | 0.00% | +46+13.9% | Added |
| Huntington National Bank | 359 | $90.3K | 0.00% | −523−59.3% | Reduced |
| Nisa Investment Advisors, LLC | 358 | $90.1K | 0.00% | +298+496.7% | Added |
| Picton Mahoney Asset Management | 350 | $88.0K | 0.00% | +350 | New |
| Quest Partners LLC | 283 | $71.2K | 0.02% | +283 | New |
| Signaturefd, LLC | 215 | $54.1K | 0.00% | +46+27.2% | Added |
| M&R Capital Management Inc | 203 | $51.1K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 145 | $36.5K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 114 | $28.7K | 0.00% | +14+14.0% | Added |
| RiverPark Advisors, LLC | 110 | $27.7K | 0.03% | −63−36.4% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 106 | $27.0K | 0.00% | +67+171.8% | Added |
| Clear Street Markets LLC | 100 | $25.0K | 0.01% | +100 | New |
| Massmutual Trust Co FSB | 95 | $23.9K | 0.00% | −22−18.8% | Reduced |
| Arcadia Investment Management Corp | 93 | $23.4K | 0.00% | −560−85.8% | Reduced |
| Global Retirement Partners, LLC | 84 | $22.1K | 0.00% | −54−39.1% | Reduced |
| GAMMA Investing LLC | 81 | $20.4K | 0.01% | +81 | New |
| EntryPoint Capital, LLC | 78 | $19.6K | 0.02% | +78 | New |
| Beacon Capital Management, LLC | 80 | $19.4K | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 63 | $15.8K | 0.00% | +63 | New |
| Lindbrook Capital, LLC | 55 | $13.8K | 0.00% | +30+120.0% | Added |
| Quarry LP | 50 | $12.6K | 0.01% | −22−30.6% | Reduced |
| NBC Securities, Inc. | 45 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 42 | $10.6K | 0.00% | +42 | New |
| Baystate Wealth Management LLC | 41 | $10.3K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 38 | $9.56K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 37 | $9.31K | 0.00% | +36+3,600.0% | Added |
| Allworth Financial LP | 33 | $8.30K | 0.00% | +5+17.9% | Added |
| LGT Financial Advisors LLC | 27 | $6.79K | 0.01% | 00.0% | Unchanged |
| MCF Advisors LLC | 24 | $6.04K | 0.00% | −22−47.8% | Reduced |
| First Horizon Advisors, Inc. | 22 | $5.53K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 21 | $5.28K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 20 | $5.03K | 0.00% | −280−93.3% | Reduced |