Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Penumbra Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 339
- +28 vs. Q3 2023
- Shares held
- 34.4M
- +1.42M (+4.3%) vs. Q3 2023
- Total value
- $8.66B
- +$659.1M (+8.2%) vs. Q3 2023
- New holders
- 63
- 114 more added
- Sold out
- 35
- 121 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smartleaf Asset Management LLC | 1 | $0 | 0.00% | +1 | New |
| IFP Advisors, Inc | 1 | $252 | 0.00% | −60−98.4% | Reduced |
| AdvisorNet Financial, Inc | 1 | $252 | 0.00% | −1−50.0% | Reduced |
| SJS Investment Consulting Inc. | 1 | $252 | 0.00% | −1−50.0% | Reduced |
| Manchester Capital Management LLC | 1 | $252 | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 1 | $252 | 0.00% | +1 | New |
| DiNuzzo Private Wealth, Inc. | 1 | $252 | 0.00% | +1 | New |
| Parkside Financial Bank & Trust | 2 | $504 | 0.00% | −1−33.3% | Reduced |
| Abound Wealth Management | 3 | $755 | 0.00% | +3 | New |
| Sachetta, LLC | 3 | $755 | 0.00% | +3 | New |
| Psagot Value Holdings Ltd. / (Israel) | 5 | $1.00K | 0.00% | −3−37.5% | Reduced |
| Financial Management Professionals, Inc. | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 3 | $1.00K | 0.00% | +3 | New |
| Clearstead Advisors, LLC | 4 | $1.01K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 4 | $1.01K | 0.00% | +4 | New |
| JFS Wealth Advisors, LLC | 5 | $1.26K | 0.00% | +3+150.0% | Added |
| Caldwell Sutter Capital, Inc. | 5 | $1.26K | 0.00% | +5 | New |
| JJJ Advisors Inc. | 5 | $1.26K | 0.00% | +5 | New |
| Able Wealth Management LLC | 5 | $1.26K | 0.00% | +5 | New |
| USA Financial Portformulas Corp | 6 | $1.51K | 0.00% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 6 | $1.51K | 0.00% | +6 | New |
| Bokf, NA | 7 | $1.76K | 0.00% | +7 | New |
| Bell Investment Advisors, Inc | 7 | $1.76K | 0.00% | +2+40.0% | Added |
| Avion Wealth | 6 | $2.00K | 0.00% | +6 | New |
| Raffa Wealth Management, LLC | 8 | $2.01K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 8 | $2.01K | 0.00% | +2+33.3% | Added |
| EverSource Wealth Advisors, LLC | 9 | $2.26K | 0.00% | +7+350.0% | Added |
| Spire Wealth Management | 10 | $2.50K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.52K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 10 | $2.52K | 0.00% | +2+25.0% | Added |
| Turtle Creek Wealth Advisors, LLC | 10 | $2.52K | 0.00% | +10 | New |
| Northwestern Mutual Wealth Management Co | 10 | $2.52K | 0.00% | +10 | New |
| CVA Family Office, LLC | 15 | $3.77K | 0.00% | +15 | New |
| Smithfield Trust Co | 17 | $4.00K | 0.00% | −11−39.3% | Reduced |
| Farmers & Merchants Investments Inc | 16 | $4.03K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 21 | $5.00K | 0.00% | +16+320.0% | Added |
| Cullen/Frost Bankers, Inc. | 20 | $5.03K | 0.00% | −280−93.3% | Reduced |
| Key Financial Inc | 20 | $5.03K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 21 | $5.28K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 22 | $5.53K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 24 | $6.04K | 0.00% | −22−47.8% | Reduced |
| LGT Financial Advisors LLC | 27 | $6.79K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 33 | $8.30K | 0.00% | +5+17.9% | Added |
| Farther Finance Advisors, LLC | 37 | $9.31K | 0.00% | +36+3,600.0% | Added |
| Glassman Wealth Services | 38 | $9.56K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 41 | $10.3K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 42 | $10.6K | 0.00% | +42 | New |
| NBC Securities, Inc. | 45 | $11.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 50 | $12.6K | 0.01% | −22−30.6% | Reduced |
| Lindbrook Capital, LLC | 55 | $13.8K | 0.00% | +30+120.0% | Added |
| Principal Securities, Inc. | 63 | $15.8K | 0.00% | +63 | New |
| Beacon Capital Management, LLC | 80 | $19.4K | 0.01% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 78 | $19.6K | 0.02% | +78 | New |
| GAMMA Investing LLC | 81 | $20.4K | 0.01% | +81 | New |
| Global Retirement Partners, LLC | 84 | $22.1K | 0.00% | −54−39.1% | Reduced |
| Arcadia Investment Management Corp | 93 | $23.4K | 0.00% | −560−85.8% | Reduced |
| Massmutual Trust Co FSB | 95 | $23.9K | 0.00% | −22−18.8% | Reduced |
| Clear Street Markets LLC | 100 | $25.0K | 0.01% | +100 | New |
| Benjamin F. Edwards & Company, Inc. | 106 | $27.0K | 0.00% | +67+171.8% | Added |
| RiverPark Advisors, LLC | 110 | $27.7K | 0.03% | −63−36.4% | Reduced |
| Parallel Advisors, LLC | 114 | $28.7K | 0.00% | +14+14.0% | Added |
| Steward Partners Investment Advisory, LLC | 145 | $36.5K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 203 | $51.1K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 215 | $54.1K | 0.00% | +46+27.2% | Added |
| Quest Partners LLC | 283 | $71.2K | 0.02% | +283 | New |
| Picton Mahoney Asset Management | 350 | $88.0K | 0.00% | +350 | New |
| Nisa Investment Advisors, LLC | 358 | $90.1K | 0.00% | +298+496.7% | Added |
| Huntington National Bank | 359 | $90.3K | 0.00% | −523−59.3% | Reduced |
| Fifth Third Bancorp | 378 | $95.1K | 0.00% | +46+13.9% | Added |
| Advisors Asset Management, Inc. | 416 | $104.6K | 0.00% | −12−2.8% | Reduced |
| HM Payson & Co | 500 | $125.8K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 511 | $129.0K | 0.00% | −211−29.2% | Reduced |
| Covestor Ltd | 531 | $134.0K | 0.09% | +183+52.6% | Added |
| Robeco Institutional Asset Management B.V. | 545 | $137.1K | 0.00% | −402−42.4% | Reduced |
| Lazard Asset Management LLC | 560 | $140.0K | 0.00% | −251−30.9% | Reduced |
| Ci Investments Inc. | 567 | $143.0K | 0.00% | −99−14.9% | Reduced |
| Leonteq Securities AG | 635 | $159.7K | 0.02% | −47−6.9% | Reduced |
| Banque Cantonale Vaudoise | 640 | $161.0K | 0.01% | −376−37.0% | Reduced |
| KBC Group NV | 697 | $175.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 722 | $181.6K | 0.02% | +172+31.3% | Added |
| Gotham Asset Management, LLC | 799 | $201.0K | 0.00% | +799 | New |
| XTX Topco Ltd | 803 | $202.0K | 0.04% | −5,284−86.8% | Reduced |
| Commonwealth Equity Services, LLC | 815 | $205.0K | 0.00% | +815 | New |
| JGP Global Gestao de Recursos Ltda. | 824 | $207.3K | 0.20% | +824 | New |
| Independent Advisor Alliance | 838 | $210.8K | 0.01% | −68−7.5% | Reduced |
| Wescott Financial Advisory Group, LLC | 850 | $213.8K | 0.03% | 00.0% | Unchanged |
| Shelton Capital Management | 872 | $219.3K | 0.01% | −908−51.0% | Reduced |
| JFG Wealth Management, LLC | 900 | $226.4K | 0.07% | +900 | New |
| Inceptionr LLC | 907 | $228.1K | 0.16% | +907 | New |
| O'Shaughnessy Asset Management, LLC | 918 | $230.9K | 0.00% | −197−17.7% | Reduced |
| Financial Counselors Inc | 925 | $232.7K | 0.00% | +95+11.4% | Added |
| Integrated Wealth Concepts LLC | 926 | $232.9K | 0.00% | +57+6.6% | Added |
| Vident Advisory, LLC | 967 | $243.2K | 0.01% | +967 | New |
| AQR Capital Management LLC | 991 | $249.3K | 0.00% | −4,508−82.0% | Reduced |
| CIBC Asset Management Inc | 994 | $250.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 997 | $250.8K | 0.01% | −47−4.5% | Reduced |
| Paul Damon & Associates, Inc. | 1,000 | $251.5K | 0.18% | 00.0% | Unchanged |
| Creative Planning | 1,006 | $253.0K | 0.00% | −38−3.6% | Reduced |