Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Penumbra Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 339
- +28 vs. Q3 2023
- Shares held
- 34.4M
- +1.42M (+4.3%) vs. Q3 2023
- Total value
- $8.66B
- +$659.1M (+8.2%) vs. Q3 2023
- New holders
- 63
- 114 more added
- Sold out
- 35
- 121 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Schonfeld Strategic Advisors LLC | 1,013 | $254.8K | 0.00% | −5−0.5% | Reduced |
| Concorde Asset Management, LLC | 1,175 | $295.6K | 0.20% | 00.0% | Unchanged |
| Shell Asset Management Co | 1,175 | $296.0K | 0.01% | −1,666−58.6% | Reduced |
| Keebeck Alpha, LP | 1,218 | $306.4K | 0.24% | +379+45.2% | Added |
| Engineers Gate Manager LP | 1,221 | $307.1K | 0.01% | −2,644−68.4% | Reduced |
| Lecap Asset Management Ltd | 1,243 | $312.7K | 0.11% | +1,243 | New |
| Profund Advisors LLC | 1,254 | $315.4K | 0.01% | +217+20.9% | Added |
| 17 Capital Partners, LLC | 1,281 | $322.2K | 0.30% | +1,281 | New |
| Walleye Trading LLC | 1,309 | $329.3K | 0.00% | −3,870−74.7% | Reduced |
| Toroso Investments, LLC | 1,319 | $331.8K | 0.01% | +71+5.7% | Added |
| Gsa Capital Partners LLP | 1,321 | $332.0K | 0.03% | +1,321 | New |
| Verition Fund Management LLC | 1,350 | $339.6K | 0.00% | +1,350 | New |
| Prospera Financial Services Inc | 1,350 | $339.6K | 0.01% | +1,350 | New |
| Intech Investment Management LLC | 1,351 | $339.8K | 0.00% | +1,351 | New |
| MML Investors Services, LLC | 1,357 | $341.0K | 0.00% | −868−39.0% | Reduced |
| M&T Bank Corp | 1,380 | $346.8K | 0.00% | +118+9.4% | Added |
| SG Americas Securities, LLC | 1,423 | $358.0K | 0.00% | −2,630−64.9% | Reduced |
| Prelude Capital Management, LLC | 1,498 | $376.8K | 0.03% | −241−13.9% | Reduced |
| PDT Partners, LLC | 1,536 | $386.4K | 0.04% | −2,275−59.7% | Reduced |
| Silvercrest Asset Management Group LLC | 1,625 | $408.8K | 0.00% | −20−1.2% | Reduced |
| The PNC Financial Services Group, Inc. | 1,633 | $410.8K | 0.00% | −90−5.2% | Reduced |
| Nomura Holdings Inc | 1,750 | $440.2K | 0.00% | +1,750 | New |
| Mercer Global Advisors Inc | 1,778 | $447.0K | 0.00% | +1,778 | New |
| Yorktown Management & Research Co Inc | 1,850 | $465.3K | 0.49% | 00.0% | Unchanged |
| Employees Retirement System of Texas | 1,927 | $485.0K | 0.01% | +1,927 | New |
| Sofinnova Investments, Inc. | 2,000 | $503.1K | 0.03% | +2,000 | New |
| HighTower Advisors, LLC | 1,969 | $505.0K | 0.00% | +68+3.6% | Added |
| Abbot Financial Management, Inc. | 2,082 | $523.7K | 0.32% | +546+35.5% | Added |
| Hussman Strategic Advisors, Inc. | 2,100 | $528.2K | 0.12% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 2,100 | $528.2K | 0.00% | +2,100 | New |
| Squarepoint Ops LLC | 2,138 | $537.8K | 0.00% | −12,430−85.3% | Reduced |
| Guggenheim Capital LLC | 2,152 | $541.3K | 0.00% | +2,152 | New |
| Artemis Investment Management LLP | 2,268 | $570.5K | 0.01% | −496−17.9% | Reduced |
| ProShare Advisors LLC | 2,304 | $579.5K | 0.00% | +159+7.4% | Added |
| Walleye Capital LLC | 2,416 | $607.7K | 0.01% | −50,704−95.5% | Reduced |
| Royal Bank of Canada | 2,444 | $615.0K | 0.00% | +1,500+158.9% | Added |
| Aigen Investment Management, LP | 2,445 | $615.0K | 0.11% | +1,582+183.3% | Added |
| Virtu Financial LLC | 2,482 | $624.0K | 0.05% | +2,482 | New |
| Rhenman & Partners Asset Management AB | 2,500 | $628.9K | 0.06% | +2,500 | New |
| Advisor Group Holdings, Inc. | 2,529 | $636.1K | 0.00% | −4,867−65.8% | Reduced |
| Atom Investors LP | 2,548 | $640.9K | 0.11% | +2,548 | New |
| Wolverine Trading, LLC | 2,611 | $656.8K | 0.01% | +1,018+63.9% | Added |
| Teza Capital Management LLC | 2,693 | $677.4K | 0.11% | +2,693 | New |
| Prudential Financial Inc | 2,752 | $692.2K | 0.00% | +157+6.1% | Added |
| Maryland State Retirement & Pension System | 2,765 | $695.5K | 0.01% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 2,813 | $707.0K | 0.01% | −138−4.7% | Reduced |
| Destination Wealth Management | 2,819 | $709.1K | 0.02% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 2,820 | $709.9K | 0.01% | −12,944−82.1% | Reduced |
| Fox Run Management, L.L.C. | 2,890 | $727.0K | 0.19% | +638+28.3% | Added |
| Rathbone Brothers plc | 3,000 | $754.6K | 0.00% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 3,068 | $771.7K | 0.00% | +3,068 | New |
| QRG Capital Management, Inc. | 3,120 | $784.8K | 0.01% | +1,366+77.9% | Added |
| Diversified Trust Co | 3,168 | $796.9K | 0.03% | +965+43.8% | Added |
| HSBC Holdings PLC | 3,251 | $816.9K | 0.00% | +1,617+99.0% | Added |
| Securian Asset Management, Inc | 3,255 | $818.8K | 0.02% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 3,281 | $825.3K | 0.04% | +3,272+36,355.6% | Added |
| Seaport Global Advisors, LLC | 3,393 | $853.5K | 2.04% | +3,393 | New |
| Jump Financial, LLC | 3,500 | $880.4K | 0.03% | −6,194−63.9% | Reduced |
| Onyx Bridge Wealth Group LLC | 3,575 | $899.3K | 0.18% | +650+22.2% | Added |
| CI Private Wealth, LLC | 3,715 | $934.5K | 0.00% | +1,249+50.6% | Added |
| Adviser Investments LLC | 3,825 | $962.1K | 0.01% | +3,825 | New |
| Leavell Investment Management, Inc. | 4,000 | $1.01M | 0.06% | −350−8.0% | Reduced |
| State of Alaska, Department of Revenue | 4,170 | $1.05M | 0.01% | −400−8.8% | Reduced |
| Tower Research Capital LLC (TRC) | 4,177 | $1.05M | 0.01% | +475+12.8% | Added |
| Pictet Asset Management Holding SA | 4,242 | $1.07M | 0.00% | +119+2.9% | Added |
| Citigroup Inc | 4,281 | $1.08M | 0.00% | −2,133−33.3% | Reduced |
| New York Life Investment Management LLC | 4,358 | $1.10M | 0.01% | +284+7.0% | Added |
| Public Employees Retirement Association of Colorado | 4,367 | $1.10M | 0.01% | −123−2.7% | Reduced |
| Susquehanna International Group, LLP | 4,602 | $1.16M | 0.00% | −53,358−92.1% | Reduced |
| Exchange Traded Concepts, LLC | 4,615 | $1.16M | 0.03% | −328−6.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 4,754 | $1.20M | 0.13% | +4,754 | New |
| Highland Capital Management, LLC | 4,766 | $1.20M | 0.07% | −34−0.7% | Reduced |
| HRT Financial LP | 4,784 | $1.20M | 0.01% | +4,784 | New |
| Washington Trust Advisors, Inc. | 4,996 | $1.26M | 0.12% | +2,925+141.2% | Added |
| Summit Trail Advisors, LLC | 5,354 | $1.35M | 0.04% | +5,354 | New |
| Congress Wealth Management LLC | 5,368 | $1.35M | 0.02% | −196−3.5% | Reduced |
| JustInvest LLC | 5,410 | $1.36M | 0.03% | +159+3.0% | Added |
| Congress Asset Management Co | 5,595 | $1.41M | 0.01% | −196−3.4% | Reduced |
| UBS Oconnor LLC | 5,648 | $1.42M | 0.04% | +4,279+312.6% | Added |
| Linden Thomas Advisory Services, LLC | 5,673 | $1.43M | 0.27% | +22+0.4% | Added |
| Utah Retirement Systems | 6,364 | $1.60M | 0.02% | +200+3.2% | Added |
| LPL Financial LLC | 6,372 | $1.60M | 0.00% | +3,519+123.3% | Added |
| Oak Ridge Investments LLC | 6,585 | $1.66M | 0.19% | −527−7.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,645 | $1.67M | 0.01% | −410−5.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 6,766 | $1.70M | 0.00% | −16−0.2% | Reduced |
| Graham Capital Management, L.P. | 6,850 | $1.72M | 0.05% | +5,475+398.2% | Added |
| Motley Fool Asset Management LLC | 7,029 | $1.77M | 0.13% | +558+8.6% | Added |
| Allianz Asset Management GmbH | 7,182 | $1.81M | 0.00% | +637+9.7% | Added |
| PEAK6 Investments LLC | 7,312 | $1.84M | 0.08% | +3,849+111.1% | Added |
| Affinity Asset Advisors, LLC | 7,500 | $1.89M | 0.38% | +7,500 | New |
| ClariVest Asset Management LLC | 7,571 | $1.90M | 0.11% | −7−0.1% | Reduced |
| New Mexico Educational Retirement Board | 7,800 | $1.96M | 0.08% | 00.0% | Unchanged |
| AlTi Global, Inc. | 7,804 | $1.96M | 0.06% | +7,804 | New |
| Pacer Advisors, Inc. | 8,063 | $2.03M | 0.01% | +2,849+54.6% | Added |
| Xponance, Inc. | 8,152 | $2.05M | 0.02% | −330−3.9% | Reduced |
| Centiva Capital, LP | 8,249 | $2.07M | 0.13% | +6,765+455.9% | Added |
| Simplex Trading, LLC | 8,311 | $2.09M | 0.07% | +2,060+33.0% | Added |
| Aquatic Capital Management LLC | 8,400 | $2.11M | 0.05% | −24,480−74.5% | Reduced |
| LMR Partners LLP | 8,484 | $2.13M | 0.05% | −2,488−22.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 8,517 | $2.14M | 0.02% | +733+9.4% | Added |