Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Securities, LLC | 1,561 | $377.6K | 0.02% | +535+52.1% | Added |
| Wolverine Trading, LLC | 1,593 | $385.4K | 0.00% | +939+143.6% | Added |
| HSBC Holdings PLC | 1,634 | $395.7K | 0.00% | −3,354−67.2% | Reduced |
| Silvercrest Asset Management Group LLC | 1,645 | $397.9K | 0.00% | +573+53.5% | Added |
| The PNC Financial Services Group, Inc. | 1,723 | $416.8K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 1,739 | $420.7K | 0.04% | +1,739 | New |
| Stifel Financial Corp | 1,749 | $423.1K | 0.00% | +453+35.0% | Added |
| QRG Capital Management, Inc. | 1,754 | $424.3K | 0.01% | +1,754 | New |
| Shelton Capital Management | 1,780 | $430.6K | 0.02% | −91−4.9% | Reduced |
| Yorktown Management & Research Co Inc | 1,850 | $447.5K | 0.50% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 1,901 | $454.0K | 0.00% | −76−3.8% | Reduced |
| Calamos Advisors LLC | 1,927 | $466.2K | 0.00% | −10,129−84.0% | Reduced |
| Pathstone Family Office, LLC | 1,976 | $478.0K | 0.00% | +1,136+135.2% | Added |
| Level Four Advisory Services, LLC | 2,054 | $496.9K | 0.03% | +48+2.4% | Added |
| Washington Trust Advisors, Inc. | 2,071 | $501.0K | 0.05% | +2,071 | New |
| Hussman Strategic Advisors, Inc. | 2,100 | $508.0K | 0.10% | +2,100 | New |
| ProShare Advisors LLC | 2,145 | $518.9K | 0.00% | −155−6.7% | Reduced |
| Diversified Trust Co | 2,203 | $532.9K | 0.02% | −1,075−32.8% | Reduced |
| MML Investors Services, LLC | 2,225 | $538.0K | 0.00% | −80−3.5% | Reduced |
| Fox Run Management, L.L.C. | 2,252 | $544.8K | 0.16% | +2,252 | New |
| CI Private Wealth, LLC | 2,466 | $596.5K | 0.00% | −8,940−78.4% | Reduced |
| Prudential Financial Inc | 2,595 | $629.9K | 0.00% | −1,647−38.8% | Reduced |
| Artemis Investment Management LLP | 2,764 | $668.4K | 0.01% | +503+22.2% | Added |
| Maryland State Retirement & Pension System | 2,765 | $668.9K | 0.02% | 00.0% | Unchanged |
| Destination Wealth Management | 2,819 | $681.9K | 0.03% | +2,819 | New |
| Shell Asset Management Co | 2,841 | $687.0K | 0.03% | −49−1.7% | Reduced |
| Crossmark Global Holdings, Inc. | 2,951 | $687.0K | 0.02% | −101−3.3% | Reduced |
| LPL Financial LLC | 2,853 | $690.2K | 0.00% | +736+34.8% | Added |
| Onyx Bridge Wealth Group LLC | 2,925 | $707.6K | 0.17% | 00.0% | Unchanged |
| Rathbone Brothers plc | 3,000 | $725.7K | 0.01% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 3,071 | $743.0K | 0.02% | +2,881+1,516.3% | Added |
| Securian Asset Management, Inc | 3,255 | $787.4K | 0.02% | −204−5.9% | Reduced |
| STRS Ohio | 3,435 | $830.0K | 0.00% | +567+19.8% | Added |
| PEAK6 Investments LLC | 3,463 | $837.8K | 0.04% | +3,463 | New |
| Tower Research Capital LLC (TRC) | 3,702 | $895.6K | 0.03% | +895+31.9% | Added |
| PDT Partners, LLC | 3,811 | $921.9K | 0.12% | +1,611+73.2% | Added |
| Engineers Gate Manager LP | 3,865 | $935.0K | 0.03% | +3,865 | New |
| SG Americas Securities, LLC | 4,053 | $980.0K | 0.01% | +2,053+102.6% | Added |
| New York Life Investment Management LLC | 4,074 | $985.5K | 0.01% | +2,116+108.1% | Added |
| Gilder Gagnon Howe & Co LLC | 4,099 | $991.6K | 0.02% | −39−0.9% | Reduced |
| Polaris Wealth Advisory Group, LLC | 4,107 | $993.5K | 0.08% | +4,107 | New |
| Pictet Asset Management Holding SA | 4,123 | $997.4K | 0.00% | +4,123 | New |
| Leavell Investment Management, Inc. | 4,350 | $1.05M | 0.07% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 4,490 | $1.09M | 0.01% | −183−3.9% | Reduced |
| State of Alaska, Department of Revenue | 4,570 | $1.10M | 0.01% | −175−3.7% | Reduced |
| Castleark Management LLC | 4,718 | $1.14M | 0.06% | −16,412−77.7% | Reduced |
| Highland Capital Management, LLC | 4,800 | $1.16M | 0.08% | −338−6.6% | Reduced |
| Exchange Traded Concepts, LLC | 4,943 | $1.20M | 0.03% | −224−4.3% | Reduced |
| BNP Paribas Arbitrage, SA | 5,065 | $1.23M | 0.00% | +454+9.8% | Added |
| Virginia Retirement Systems Et Al | 5,100 | $1.23M | 0.01% | +900+21.4% | Added |
| Walleye Trading LLC | 5,179 | $1.25M | 0.03% | +5,179 | New |
| Pacer Advisors, Inc. | 5,214 | $1.26M | 0.00% | −2,970−36.3% | Reduced |
| JustInvest LLC | 5,251 | $1.27M | 0.04% | +481+10.1% | Added |
| AQR Capital Management LLC | 5,499 | $1.33M | 0.00% | −5,742−51.1% | Reduced |
| Congress Wealth Management LLC | 5,564 | $1.35M | 0.03% | −675−10.8% | Reduced |
| Linden Thomas Advisory Services, LLC | 5,651 | $1.37M | 0.30% | +784+16.1% | Added |
| Congress Asset Management Co | 5,791 | $1.40M | 0.01% | −1,466−20.2% | Reduced |
| XTX Topco Ltd | 6,087 | $1.47M | 0.25% | +6,087 | New |
| Utah Retirement Systems | 6,164 | $1.49M | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 6,251 | $1.51M | 0.06% | +6,251 | New |
| Bessemer Group Inc | 6,385 | $1.54M | 0.00% | +455+7.7% | Added |
| Citigroup Inc | 6,414 | $1.55M | 0.00% | −5,801−47.5% | Reduced |
| Motley Fool Asset Management LLC | 6,471 | $1.57M | 0.13% | +124+2.0% | Added |
| Allianz Asset Management GmbH | 6,545 | $1.58M | 0.00% | +2,445+59.6% | Added |
| Handelsbanken Fonder AB | 6,658 | $1.61M | 0.01% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 6,782 | $1.64M | 0.00% | +6,782 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 6,824 | $1.65M | 0.01% | −10,677−61.0% | Reduced |
| Cubist Systematic Strategies, LLC | 6,970 | $1.69M | 0.02% | −18,651−72.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,055 | $1.71M | 0.01% | +1,079+18.1% | Added |
| Oak Ridge Investments LLC | 7,112 | $1.72M | 0.22% | −241−3.3% | Reduced |
| Zacks Investment Management | 7,322 | $1.77M | 0.02% | −215−2.9% | Reduced |
| Algert Global LLC | 7,360 | $1.78M | 0.08% | +7,360 | New |
| Advisor Group Holdings, Inc. | 7,396 | $1.79M | 0.00% | +21+0.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 7,507 | $1.82M | 0.18% | +4,563+155.0% | Added |
| ClariVest Asset Management LLC | 7,578 | $1.83M | 0.10% | +16+0.2% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,784 | $1.88M | 0.02% | −10,707−57.9% | Reduced |
| New Mexico Educational Retirement Board | 7,800 | $1.89M | 0.08% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 7,804 | $1.89M | 0.08% | −7−0.1% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 8,000 | $1.94M | 0.05% | −513−6.0% | Reduced |
| Qube Research & Technologies Ltd | 8,185 | $1.98M | 0.01% | −48,114−85.5% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 8,372 | $2.03M | 0.00% | −488−5.5% | Reduced |
| F/M Investments LLC | 8,461 | $2.05M | 1.53% | +1,612+23.5% | Added |
| Xponance, Inc. | 8,482 | $2.05M | 0.03% | +92+1.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,525 | $2.06M | 0.06% | +24+0.3% | Added |
| Mariner, LLC | 8,532 | $2.06M | 0.01% | +210+2.5% | Added |
| Ameritas Investment Partners, Inc. | 8,620 | $2.09M | 0.08% | −933−9.8% | Reduced |
| State of Michigan Retirement System | 9,214 | $2.23M | 0.01% | −200−2.1% | Reduced |
| Blair William & Co | 9,298 | $2.25M | 0.01% | +20+0.2% | Added |
| Lord, Abbett & Co. LLC | 9,486 | $2.29M | 0.01% | −175,850−94.9% | Reduced |
| Thrivent Financial for Lutherans | 9,624 | $2.33M | 0.01% | −250−2.5% | Reduced |
| Jump Financial, LLC | 9,694 | $2.35M | 0.09% | +6,594+212.7% | Added |
| Arizona State Retirement System | 10,347 | $2.50M | 0.02% | +159+1.6% | Added |
| Deutsche Bank AG | 10,442 | $2.53M | 0.00% | −327−3.0% | Reduced |
| Oregon Public Employees Retirement Fund | 10,791 | $2.61M | 0.04% | −239−2.2% | Reduced |
| Illinois Municipal Retirement Fund | 10,793 | $2.61M | 0.05% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 10,900 | $2.64M | 0.06% | −300−2.7% | Reduced |
| LMR Partners LLP | 10,972 | $2.65M | 0.06% | −54−0.5% | Reduced |
| Teacher Retirement System of Texas | 11,098 | $2.69M | 0.02% | −213−1.9% | Reduced |
| UBS Group AG | 11,103 | $2.69M | 0.00% | +3,097+38.7% | Added |
| Ensign Peak Advisors, Inc | 11,110 | $2.69M | 0.01% | 00.0% | Unchanged |