Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Penumbra Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +33 vs. Q3 2022
- Shares held
- 34.5M
- +2.65M (+8.3%) vs. Q3 2022
- Total value
- $7.67B
- +$1.63B (+27.1%) vs. Q3 2022
- New holders
- 56
- 107 more added
- Sold out
- 23
- 84 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Yorktown Management & Research Co Inc | 1,850 | $411.6K | 0.50% | 00.0% | Unchanged |
| Teza Capital Management LLC | 1,780 | $396.0K | 0.08% | +1,780 | New |
| Profund Advisors LLC | 1,696 | $377.3K | 0.02% | +70+4.3% | Added |
| Mission Wealth Management, LP | 1,622 | $360.8K | 0.02% | −29−1.8% | Reduced |
| Advisors Asset Management, Inc. | 1,604 | $356.8K | 0.01% | −897−35.9% | Reduced |
| Rockefeller Capital Management L.P. | 1,585 | $352.0K | 0.00% | 00.0% | Unchanged |
| Paul Damon & Associates, Inc. | 1,525 | $339.3K | 0.28% | +1,525 | New |
| Spouting Rock Asset Management, LLC | 1,475 | $328.1K | 0.24% | −296−16.7% | Reduced |
| HSBC Holdings PLC | 1,420 | $315.6K | 0.00% | −1,918−57.5% | Reduced |
| Toroso Investments, LLC | 1,329 | $296.0K | 0.01% | −193−12.7% | Reduced |
| Cubist Systematic Strategies, LLC | 1,326 | $295.0K | 0.00% | +1,326 | New |
| BSW Wealth Partners | 1,318 | $293.0K | 0.06% | +142+12.1% | Added |
| Concorde Asset Management, LLC | 1,299 | $289.0K | 0.26% | −372−22.3% | Reduced |
| Abbot Financial Management, Inc. | 1,219 | $271.2K | 0.19% | +16+1.3% | Added |
| Titleist Asset Management, Ltd. | 1,200 | $267.0K | 0.06% | +1,200 | New |
| BNP Paribas Arbitrage, SA | 1,169 | $260.1K | 0.00% | −6,354−84.5% | Reduced |
| Coldstream Capital Management Inc | 1,156 | $257.2K | 0.01% | +1,156 | New |
| Veritable, L.P. | 1,121 | $249.4K | 0.00% | +1,121 | New |
| M&T Bank Corp | 1,121 | $248.9K | 0.00% | +19+1.7% | Added |
| Pathstone Family Office, LLC | 1,783 | $244.5K | 0.00% | +1,783 | New |
| Financial Advocates Investment Management | 1,001 | $222.7K | 0.02% | +1,001 | New |
| Two Sigma Securities, LLC | 999 | $222.2K | 0.03% | +999 | New |
| Advisor Partners II, LLC | 976 | $217.1K | 0.01% | +976 | New |
| Prelude Capital Management, LLC | 972 | $216.2K | 0.01% | −2,493−71.9% | Reduced |
| CIBC Asset Management Inc | 970 | $215.8K | 0.00% | −427−30.6% | Reduced |
| Los Angeles Capital Management LLC | 943 | $209.8K | 0.00% | +943 | New |
| Tower Research Capital LLC (TRC) | 873 | $194.0K | 0.01% | −697−44.4% | Reduced |
| HM Payson & Co | 500 | $111.2K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 500 | $111.2K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 499 | $111.0K | 0.01% | +4+0.8% | Added |
| Huntington National Bank | 471 | $104.8K | 0.00% | +470+47,000.0% | Added |
| Smithfield Trust Co | 381 | $85.0K | 0.01% | 00.0% | Unchanged |
| Horan Securities, Inc. | 300 | $66.7K | 0.04% | 00.0% | Unchanged |
| Washington Trust Co | 250 | $55.6K | 0.00% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 230 | $51.2K | 0.04% | +230 | New |
| Fifth Third Bancorp | 223 | $49.6K | 0.00% | +52+30.4% | Added |
| Hanseatic Management Services Inc | 184 | $41.0K | 0.10% | 00.0% | Unchanged |
| Signaturefd, LLC | 147 | $32.7K | 0.00% | +12+8.9% | Added |
| Belpointe Asset Management LLC | 146 | $32.5K | 0.00% | +146 | New |
| Steward Partners Investment Advisory, LLC | 145 | $32.3K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Management Corp | 135 | $30.0K | 0.01% | +135 | New |
| Lazard Asset Management LLC | 135 | $30.0K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 121 | $26.9K | 0.00% | +121 | New |
| Virtus Fund Advisers, LLC | 102 | $22.7K | 0.16% | +102 | New |
| Harbour Investments, Inc. | 101 | $22.5K | 0.00% | +21+26.3% | Added |
| Endurance Wealth Management, Inc. | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 96 | $21.4K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 91 | $20.0K | 0.01% | −325−78.1% | Reduced |
| Parallel Advisors, LLC | 86 | $19.1K | 0.00% | +5+6.2% | Added |
| M&R Capital Management Inc | 63 | $14.0K | 0.00% | +13+26.0% | Added |
| Nisa Investment Advisors, LLC | 60 | $13.0K | 0.00% | +2+3.4% | Added |
| Covestor Ltd | 55 | $12.0K | 0.01% | −52−48.6% | Reduced |
| Ci Investments Inc. | 54 | $12.0K | 0.00% | +1+1.9% | Added |
| Massmutual Trust Co FSB | 50 | $11.0K | 0.00% | −2−3.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 39 | $9.00K | 0.00% | −54−58.1% | Reduced |
| Baystate Wealth Management LLC | 41 | $9.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 40 | $8.90K | 0.00% | +40 | New |
| Glassman Wealth Services | 36 | $8.01K | 0.00% | +4+12.5% | Added |
| TCI Wealth Advisors, Inc. | 35 | $7.79K | 0.00% | +27+337.5% | Added |
| MCF Advisors LLC | 35 | $7.79K | 0.00% | +35 | New |
| Farmers & Merchants Investments Inc | 28 | $6.23K | 0.00% | +14+100.0% | Added |
| Crewe Advisors LLC | 22 | $4.89K | 0.00% | −18−45.0% | Reduced |
| Allworth Financial LP | 22 | $4.89K | 0.00% | +5+29.4% | Added |
| RWM Asset Management, LLC | 22 | $4.89K | 0.00% | +22 | New |
| Lindbrook Capital, LLC | 21 | $4.67K | 0.00% | −56−72.7% | Reduced |
| Beacon Capital Management, LLC | 21 | $4.67K | 0.00% | +21 | New |
| South State Corp. | 19 | $4.23K | 0.00% | −46−70.8% | Reduced |
| CVA Family Office, LLC | 15 | $3.34K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.23K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 10 | $2.23K | 0.00% | +3+42.9% | Added |
| Baker Avenue Asset Management, LP | 9 | $2.00K | 0.00% | −4,999−99.8% | Reduced |
| Raffa Wealth Management, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 6 | $1.33K | 0.00% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 5 | $1.11K | 0.00% | +5 | New |
| Beaird Harris Wealth Management, LLC | 5 | $1.11K | 0.00% | +5 | New |
| Capital Advisors, Ltd. LLC | 4 | $1.00K | 0.00% | −15−78.9% | Reduced |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 3 | $1.00K | 0.00% | +3 | New |
| GWM Advisors LLC | 20 | $894 | 0.00% | +20 | New |
| Clearstead Advisors, LLC | 4 | $890 | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 4 | $890 | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 4 | $890 | 0.00% | +4 | New |
| Prestige Wealth Management Group LLC | 3 | $667 | 0.00% | −11−78.6% | Reduced |
| BerganKDV Wealth Management, LLC | 3 | $667 | 0.00% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 3 | $667 | 0.00% | +3 | New |
| Accurate Wealth Management, LLC | 1 | $232 | 0.00% | +1 | New |
| AdvisorNet Financial, Inc | 1 | $222 | 0.00% | −1−50.0% | Reduced |
| Parkside Financial Bank & Trust | 1 | $222 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $222 | 0.00% | +1 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −136,400−100.0% | Sold out |
| Atika Capital Management LLC | 0 | $0 | 0.00% | −76,000−100.0% | Sold out |
| E. Ohman J:or Asset Management AB | 0 | $0 | 0.00% | −73,780−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −25,400−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −13,180−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −8,907−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −7,534−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −6,306−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −3,310−100.0% | Sold out |