Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Penumbra Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +33 vs. Q3 2022
- Shares held
- 34.5M
- +2.65M (+8.3%) vs. Q3 2022
- Total value
- $7.67B
- +$1.63B (+27.1%) vs. Q3 2022
- New holders
- 56
- 107 more added
- Sold out
- 23
- 84 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 1 | $222 | 0.00% | −1−50.0% | Reduced |
| Parkside Financial Bank & Trust | 1 | $222 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $222 | 0.00% | +1 | New |
| Accurate Wealth Management, LLC | 1 | $232 | 0.00% | +1 | New |
| Prestige Wealth Management Group LLC | 3 | $667 | 0.00% | −11−78.6% | Reduced |
| BerganKDV Wealth Management, LLC | 3 | $667 | 0.00% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 3 | $667 | 0.00% | +3 | New |
| Clearstead Advisors, LLC | 4 | $890 | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 4 | $890 | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 4 | $890 | 0.00% | +4 | New |
| GWM Advisors LLC | 20 | $894 | 0.00% | +20 | New |
| Capital Advisors, Ltd. LLC | 4 | $1.00K | 0.00% | −15−78.9% | Reduced |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 3 | $1.00K | 0.00% | +3 | New |
| McElhenny Sheffield Capital Management, LLC | 5 | $1.11K | 0.00% | +5 | New |
| Beaird Harris Wealth Management, LLC | 5 | $1.11K | 0.00% | +5 | New |
| Sutton Wealth Advisors Inc. | 6 | $1.33K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 9 | $2.00K | 0.00% | −4,999−99.8% | Reduced |
| Quent Capital, LLC | 10 | $2.23K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 10 | $2.23K | 0.00% | +3+42.9% | Added |
| CVA Family Office, LLC | 15 | $3.34K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 19 | $4.23K | 0.00% | −46−70.8% | Reduced |
| Lindbrook Capital, LLC | 21 | $4.67K | 0.00% | −56−72.7% | Reduced |
| Beacon Capital Management, LLC | 21 | $4.67K | 0.00% | +21 | New |
| Crewe Advisors LLC | 22 | $4.89K | 0.00% | −18−45.0% | Reduced |
| Allworth Financial LP | 22 | $4.89K | 0.00% | +5+29.4% | Added |
| RWM Asset Management, LLC | 22 | $4.89K | 0.00% | +22 | New |
| Farmers & Merchants Investments Inc | 28 | $6.23K | 0.00% | +14+100.0% | Added |
| TCI Wealth Advisors, Inc. | 35 | $7.79K | 0.00% | +27+337.5% | Added |
| MCF Advisors LLC | 35 | $7.79K | 0.00% | +35 | New |
| Glassman Wealth Services | 36 | $8.01K | 0.00% | +4+12.5% | Added |
| Farther Finance Advisors, LLC | 40 | $8.90K | 0.00% | +40 | New |
| Benjamin F. Edwards & Company, Inc. | 39 | $9.00K | 0.00% | −54−58.1% | Reduced |
| Baystate Wealth Management LLC | 41 | $9.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 50 | $11.0K | 0.00% | −2−3.8% | Reduced |
| Covestor Ltd | 55 | $12.0K | 0.01% | −52−48.6% | Reduced |
| Ci Investments Inc. | 54 | $12.0K | 0.00% | +1+1.9% | Added |
| Nisa Investment Advisors, LLC | 60 | $13.0K | 0.00% | +2+3.4% | Added |
| M&R Capital Management Inc | 63 | $14.0K | 0.00% | +13+26.0% | Added |
| Parallel Advisors, LLC | 86 | $19.1K | 0.00% | +5+6.2% | Added |
| Harvest Fund Management Co., Ltd | 91 | $20.0K | 0.01% | −325−78.1% | Reduced |
| Ellevest, Inc. | 96 | $21.4K | 0.00% | 00.0% | Unchanged |
| Endurance Wealth Management, Inc. | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 101 | $22.5K | 0.00% | +21+26.3% | Added |
| Virtus Fund Advisers, LLC | 102 | $22.7K | 0.16% | +102 | New |
| Altshuler Shaham Ltd | 121 | $26.9K | 0.00% | +121 | New |
| Lazard Asset Management LLC | 135 | $30.0K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Management Corp | 135 | $30.0K | 0.01% | +135 | New |
| Steward Partners Investment Advisory, LLC | 145 | $32.3K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 146 | $32.5K | 0.00% | +146 | New |
| Signaturefd, LLC | 147 | $32.7K | 0.00% | +12+8.9% | Added |
| Hanseatic Management Services Inc | 184 | $41.0K | 0.10% | 00.0% | Unchanged |
| Fifth Third Bancorp | 223 | $49.6K | 0.00% | +52+30.4% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 230 | $51.2K | 0.04% | +230 | New |
| Washington Trust Co | 250 | $55.6K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 300 | $66.7K | 0.04% | 00.0% | Unchanged |
| Smithfield Trust Co | 381 | $85.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 471 | $104.8K | 0.00% | +470+47,000.0% | Added |
| Quadrant Capital Group LLC | 499 | $111.0K | 0.01% | +4+0.8% | Added |
| HM Payson & Co | 500 | $111.2K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 500 | $111.2K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 873 | $194.0K | 0.01% | −697−44.4% | Reduced |
| Los Angeles Capital Management LLC | 943 | $209.8K | 0.00% | +943 | New |
| CIBC Asset Management Inc | 970 | $215.8K | 0.00% | −427−30.6% | Reduced |
| Prelude Capital Management, LLC | 972 | $216.2K | 0.01% | −2,493−71.9% | Reduced |
| Advisor Partners II, LLC | 976 | $217.1K | 0.01% | +976 | New |
| Two Sigma Securities, LLC | 999 | $222.2K | 0.03% | +999 | New |
| Financial Advocates Investment Management | 1,001 | $222.7K | 0.02% | +1,001 | New |
| Pathstone Family Office, LLC | 1,783 | $244.5K | 0.00% | +1,783 | New |
| M&T Bank Corp | 1,121 | $248.9K | 0.00% | +19+1.7% | Added |
| Veritable, L.P. | 1,121 | $249.4K | 0.00% | +1,121 | New |
| Coldstream Capital Management Inc | 1,156 | $257.2K | 0.01% | +1,156 | New |
| BNP Paribas Arbitrage, SA | 1,169 | $260.1K | 0.00% | −6,354−84.5% | Reduced |
| Titleist Asset Management, Ltd. | 1,200 | $267.0K | 0.06% | +1,200 | New |
| Abbot Financial Management, Inc. | 1,219 | $271.2K | 0.19% | +16+1.3% | Added |
| Concorde Asset Management, LLC | 1,299 | $289.0K | 0.26% | −372−22.3% | Reduced |
| BSW Wealth Partners | 1,318 | $293.0K | 0.06% | +142+12.1% | Added |
| Cubist Systematic Strategies, LLC | 1,326 | $295.0K | 0.00% | +1,326 | New |
| Toroso Investments, LLC | 1,329 | $296.0K | 0.01% | −193−12.7% | Reduced |
| HSBC Holdings PLC | 1,420 | $315.6K | 0.00% | −1,918−57.5% | Reduced |
| Spouting Rock Asset Management, LLC | 1,475 | $328.1K | 0.24% | −296−16.7% | Reduced |
| Paul Damon & Associates, Inc. | 1,525 | $339.3K | 0.28% | +1,525 | New |
| Rockefeller Capital Management L.P. | 1,585 | $352.0K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 1,604 | $356.8K | 0.01% | −897−35.9% | Reduced |
| Mission Wealth Management, LP | 1,622 | $360.8K | 0.02% | −29−1.8% | Reduced |
| Profund Advisors LLC | 1,696 | $377.3K | 0.02% | +70+4.3% | Added |
| Teza Capital Management LLC | 1,780 | $396.0K | 0.08% | +1,780 | New |
| Yorktown Management & Research Co Inc | 1,850 | $411.6K | 0.50% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,852 | $412.0K | 0.00% | +162+9.6% | Added |
| CWM, LLC | 1,850 | $412.0K | 0.00% | −1,510−44.9% | Reduced |
| Shelton Capital Management | 1,871 | $416.2K | 0.04% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 2,122 | $472.1K | 0.31% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 2,162 | $481.0K | 0.02% | −1,749−44.7% | Reduced |
| Prudential Financial Inc | 2,173 | $483.4K | 0.00% | +4+0.2% | Added |
| Inceptionr LLC | 2,528 | $562.4K | 0.30% | +2,528 | New |
| Maryland State Retirement & Pension System | 2,765 | $615.1K | 0.02% | +2,765 | New |
| Royal Bank of Canada | 2,928 | $652.0K | 0.00% | +1,650+129.1% | Added |
| ProShare Advisors LLC | 2,949 | $656.0K | 0.00% | −572−16.2% | Reduced |