Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Penumbra Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- +4 vs. Q4 2021
- Shares held
- 30.2M
- −152.3K (−0.5%) vs. Q4 2021
- Total value
- $6.71B
- −$2.01B (−23.1%) vs. Q4 2021
- New holders
- 41
- 98 more added
- Sold out
- 37
- 91 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Russell Investments Group, Ltd. | 1,079 | $239.0K | 0.00% | −3,210−74.8% | Reduced |
| Silvant Capital Management LLC | 1,072 | $238.0K | 0.05% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,059 | $235.2K | 0.01% | +367+53.0% | Added |
| Two Sigma Securities, LLC | 1,000 | $222.0K | 0.03% | +1,000 | New |
| Macquarie Group Ltd | 983 | $218.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 973 | $216.0K | 0.00% | −4,166−81.1% | Reduced |
| Vontobel Holding Ltd. | 996 | $216.0K | 0.00% | 00.0% | Unchanged |
| BSW Wealth Partners | 968 | $215.0K | 0.05% | −264−21.4% | Reduced |
| M&T Bank Corp | 960 | $212.0K | 0.00% | +28+3.0% | Added |
| Financial Counselors Inc | 950 | $211.0K | 0.00% | +150+18.8% | Added |
| Gs Investments, Inc. | 1,110 | $208.0K | 0.12% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 933 | $207.0K | 0.06% | +933 | New |
| Occudo Quantitative Strategies LP | 922 | $205.0K | 0.02% | −78−7.8% | Reduced |
| Private Advisor Group, LLC | 899 | $200.0K | 0.00% | +68+8.2% | Added |
| Leonteq Securities AG | 550 | $122.2K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 500 | $111.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 482 | $107.0K | 0.00% | +482 | New |
| Covestor Ltd | 442 | $98.0K | 0.07% | +290+190.8% | Added |
| Nisa Investment Advisors, LLC | 438 | $97.0K | 0.00% | −465−51.5% | Reduced |
| Smithfield Trust Co | 381 | $84.0K | 0.01% | −255−40.1% | Reduced |
| Horan Securities, Inc. | 300 | $67.0K | 0.04% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 300 | $67.0K | 0.10% | +300 | New |
| First Horizon Advisors, Inc. | 272 | $60.0K | 0.00% | −150−35.5% | Reduced |
| Gemmer Asset Management LLC | 229 | $50.0K | 0.01% | +3+1.3% | Added |
| Fifth Third Bancorp | 189 | $42.0K | 0.00% | +30+18.9% | Added |
| Private Capital Group, LLC | 183 | $41.0K | 0.01% | +7+4.0% | Added |
| Ci Investments Inc. | 177 | $39.0K | 0.00% | −7−3.8% | Reduced |
| Captrust Financial Advisors | 152 | $34.0K | 0.00% | +8+5.6% | Added |
| IndexIQ Advisors LLC | 154 | $34.0K | 0.00% | +15+10.8% | Added |
| Central Trust Co | 150 | $33.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 145 | $32.0K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 143 | $31.0K | 0.01% | −211−59.6% | Reduced |
| South State Corp. | 136 | $30.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 129 | $29.0K | 0.00% | 00.0% | Unchanged |
| Endurance Wealth Management, Inc. | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 89 | $20.0K | 0.00% | +14+18.7% | Added |
| Group One Trading, L.P. | 86 | $19.0K | 0.00% | −579−87.1% | Reduced |
| Riverview Trust Co | 70 | $16.0K | 0.01% | +70 | New |
| Tobam | 60 | $13.0K | 0.00% | −398−86.9% | Reduced |
| Signaturefd, LLC | 60 | $13.0K | 0.00% | +13+27.7% | Added |
| Fieldpoint Private Securities, LLC | 56 | $12.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 47 | $10.0K | 0.00% | +47 | New |
| Umb Bank N A | 42 | $9.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 41 | $9.00K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 40 | $9.00K | 0.00% | +20+100.0% | Added |
| First Bank & Trust | 37 | $8.00K | 0.00% | −153−80.5% | Reduced |
| Harding Loevner LP | 62 | $8.00K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 38 | $8.00K | 0.00% | +38 | New |
| Concord Wealth Partners | 26 | $6.00K | 0.00% | −5−16.1% | Reduced |
| TD Ameritrade Investment Management, LLC | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 20 | $4.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 16 | $4.00K | 0.00% | −4−20.0% | Reduced |
| NuWave Investment Management, LLC | 13 | $3.00K | 0.00% | +13 | New |
| TD Private Client Wealth LLC | 11 | $2.44K | 0.00% | −2−15.4% | Reduced |
| Parallel Advisors, LLC | 10 | $2.00K | 0.00% | −6−37.5% | Reduced |
| Quent Capital, LLC | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 7 | $2.00K | 0.00% | +4+133.3% | Added |
| Loomis Sayles & Co L P | 11 | $2.00K | 0.00% | +11 | New |
| Raffa Wealth Management, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 7 | $1.55K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3 | $1.00K | 0.00% | −31−91.2% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | −14−77.8% | Reduced |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 3 | $1.00K | 0.00% | +1+50.0% | Added |
| JFS Wealth Advisors, LLC | 4 | $1.00K | 0.00% | +2+100.0% | Added |
| Glassman Wealth Services | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5 | $1.00K | 0.00% | +4+400.0% | Added |
| Financial Management Professionals, Inc. | 5 | $1.00K | 0.00% | +5 | New |
| TCWP LLC | 6 | $1.00K | 0.00% | +6 | New |
| Sutton Wealth Advisors Inc. | 1 | $222 | 0.00% | −3−75.0% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $0 | 0.00% | +1 | New |
| Parkside Financial Bank & Trust | 1 | $0 | 0.00% | +1 | New |
| Global Retirement Partners, LLC | 2 | $0 | 0.00% | +2 | New |
| Disciplined Investments, LLC | 2 | $0 | 0.00% | +2 | New |
| Cordant, Inc. | 2 | $0 | 0.00% | +2 | New |
| Schubert & Co | 1 | $0 | 0.00% | +1 | New |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −159,200−100.0% | Sold out |
| E. Ohman J:or Asset Management AB | 0 | $0 | 0.00% | −67,750−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −29,092−100.0% | Sold out |
| Crestline Management, LP | 0 | $0 | 0.00% | −17,886−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −7,884−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −4,902−100.0% | Sold out |
| Banco Bilbao Vizcaya Argentaria, S.A. | 0 | $0 | 0.00% | −4,147−100.0% | Sold out |
| Bank of Nova Scotia | 0 | $0 | 0.00% | −3,583−100.0% | Sold out |
| AGF Investments LLC | 0 | $0 | 0.00% | −3,311−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −3,045−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −2,739−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −2,455−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −2,085−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −1,746−100.0% | Sold out |
| Yorktown Management & Research Co Inc | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Agf Investments Inc. | 0 | $0 | 0.00% | −1,496−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −1,474−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −1,431−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −1,009−100.0% | Sold out |