Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Penumbra Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- +4 vs. Q4 2021
- Shares held
- 30.2M
- −152.3K (−0.5%) vs. Q4 2021
- Total value
- $6.71B
- −$2.01B (−23.1%) vs. Q4 2021
- New holders
- 41
- 98 more added
- Sold out
- 37
- 91 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $0 | 0.00% | +1 | New |
| Parkside Financial Bank & Trust | 1 | $0 | 0.00% | +1 | New |
| Global Retirement Partners, LLC | 2 | $0 | 0.00% | +2 | New |
| Disciplined Investments, LLC | 2 | $0 | 0.00% | +2 | New |
| Cordant, Inc. | 2 | $0 | 0.00% | +2 | New |
| Schubert & Co | 1 | $0 | 0.00% | +1 | New |
| Sutton Wealth Advisors Inc. | 1 | $222 | 0.00% | −3−75.0% | Reduced |
| Allworth Financial LP | 3 | $1.00K | 0.00% | −31−91.2% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | −14−77.8% | Reduced |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 3 | $1.00K | 0.00% | +1+50.0% | Added |
| JFS Wealth Advisors, LLC | 4 | $1.00K | 0.00% | +2+100.0% | Added |
| Glassman Wealth Services | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5 | $1.00K | 0.00% | +4+400.0% | Added |
| Financial Management Professionals, Inc. | 5 | $1.00K | 0.00% | +5 | New |
| TCWP LLC | 6 | $1.00K | 0.00% | +6 | New |
| Koshinski Asset Management, Inc. | 7 | $1.55K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 8 | $1.78K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $2.00K | 0.00% | −6−37.5% | Reduced |
| Quent Capital, LLC | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 7 | $2.00K | 0.00% | +4+133.3% | Added |
| Loomis Sayles & Co L P | 11 | $2.00K | 0.00% | +11 | New |
| TD Private Client Wealth LLC | 11 | $2.44K | 0.00% | −2−15.4% | Reduced |
| NuWave Investment Management, LLC | 13 | $3.00K | 0.00% | +13 | New |
| Benjamin F. Edwards & Company, Inc. | 20 | $4.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 16 | $4.00K | 0.00% | −4−20.0% | Reduced |
| TD Ameritrade Investment Management, LLC | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 26 | $6.00K | 0.00% | −5−16.1% | Reduced |
| First Bank & Trust | 37 | $8.00K | 0.00% | −153−80.5% | Reduced |
| Harding Loevner LP | 62 | $8.00K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 38 | $8.00K | 0.00% | +38 | New |
| Umb Bank N A | 42 | $9.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 41 | $9.00K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 40 | $9.00K | 0.00% | +20+100.0% | Added |
| Meeder Asset Management Inc | 47 | $10.0K | 0.00% | +47 | New |
| Fieldpoint Private Securities, LLC | 56 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tobam | 60 | $13.0K | 0.00% | −398−86.9% | Reduced |
| Signaturefd, LLC | 60 | $13.0K | 0.00% | +13+27.7% | Added |
| Riverview Trust Co | 70 | $16.0K | 0.01% | +70 | New |
| Group One Trading, L.P. | 86 | $19.0K | 0.00% | −579−87.1% | Reduced |
| Quadrant Capital Group LLC | 89 | $20.0K | 0.00% | +14+18.7% | Added |
| Endurance Wealth Management, Inc. | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 129 | $29.0K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 136 | $30.0K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 143 | $31.0K | 0.01% | −211−59.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 145 | $32.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 150 | $33.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 152 | $34.0K | 0.00% | +8+5.6% | Added |
| IndexIQ Advisors LLC | 154 | $34.0K | 0.00% | +15+10.8% | Added |
| Ci Investments Inc. | 177 | $39.0K | 0.00% | −7−3.8% | Reduced |
| Private Capital Group, LLC | 183 | $41.0K | 0.01% | +7+4.0% | Added |
| Fifth Third Bancorp | 189 | $42.0K | 0.00% | +30+18.9% | Added |
| Gemmer Asset Management LLC | 229 | $50.0K | 0.01% | +3+1.3% | Added |
| First Horizon Advisors, Inc. | 272 | $60.0K | 0.00% | −150−35.5% | Reduced |
| Horan Securities, Inc. | 300 | $67.0K | 0.04% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 300 | $67.0K | 0.10% | +300 | New |
| Smithfield Trust Co | 381 | $84.0K | 0.01% | −255−40.1% | Reduced |
| Nisa Investment Advisors, LLC | 438 | $97.0K | 0.00% | −465−51.5% | Reduced |
| Covestor Ltd | 442 | $98.0K | 0.07% | +290+190.8% | Added |
| PEAK6 Investments LLC | 482 | $107.0K | 0.00% | +482 | New |
| HM Payson & Co | 500 | $111.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 550 | $122.2K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 899 | $200.0K | 0.00% | +68+8.2% | Added |
| Occudo Quantitative Strategies LP | 922 | $205.0K | 0.02% | −78−7.8% | Reduced |
| Campbell & CO Investment Adviser LLC | 933 | $207.0K | 0.06% | +933 | New |
| Gs Investments, Inc. | 1,110 | $208.0K | 0.12% | 00.0% | Unchanged |
| Financial Counselors Inc | 950 | $211.0K | 0.00% | +150+18.8% | Added |
| M&T Bank Corp | 960 | $212.0K | 0.00% | +28+3.0% | Added |
| BSW Wealth Partners | 968 | $215.0K | 0.05% | −264−21.4% | Reduced |
| UBS Group AG | 973 | $216.0K | 0.00% | −4,166−81.1% | Reduced |
| Vontobel Holding Ltd. | 996 | $216.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 983 | $218.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 1,000 | $222.0K | 0.03% | +1,000 | New |
| American Portfolios Advisors | 1,059 | $235.2K | 0.01% | +367+53.0% | Added |
| Silvant Capital Management LLC | 1,072 | $238.0K | 0.05% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,079 | $239.0K | 0.00% | −3,210−74.8% | Reduced |
| Franklin Resources Inc | 1,158 | $256.0K | 0.00% | −3,180−73.3% | Reduced |
| Verition Fund Management LLC | 1,162 | $258.0K | 0.00% | +1,162 | New |
| Laurel Wealth Advisors, Inc. | 1,200 | $267.0K | 0.02% | 00.0% | Unchanged |
| Abbot Financial Management, Inc. | 1,207 | $268.0K | 0.13% | +74+6.5% | Added |
| The PNC Financial Services Group, Inc. | 1,211 | $269.0K | 0.00% | +164+15.7% | Added |
| Canada Pension Plan Investment Board | 1,315 | $292.0K | 0.00% | +26+2.0% | Added |
| Veritable, L.P. | 1,352 | $300.0K | 0.00% | +319+30.9% | Added |
| Los Angeles Capital Management LLC | 1,381 | $307.0K | 0.00% | −794−36.5% | Reduced |
| CIBC Asset Management Inc | 1,499 | $333.0K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 1,338 | $349.0K | 0.01% | −64−4.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 1,634 | $363.0K | 0.00% | +1,634 | New |
| Mission Wealth Management, LP | 1,651 | $367.0K | 0.02% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,659 | $369.0K | 0.25% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 1,679 | $373.0K | 0.00% | −399−19.2% | Reduced |
| Profund Advisors LLC | 1,783 | $396.0K | 0.02% | −256−12.6% | Reduced |
| Royal Bank of Canada | 1,857 | $413.0K | 0.00% | −2,998−61.8% | Reduced |
| Paloma Partners Management Co | 1,868 | $415.0K | 0.03% | +1,868 | New |
| Shelton Capital Management | 1,871 | $416.0K | 0.02% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 2,057 | $457.0K | 0.00% | +2,057 | New |
| AlphaCrest Capital Management LLC | 2,110 | $469.0K | 0.03% | +761+56.4% | Added |