PCM Fund, Inc.
PCM- Exchange
- NYSE
- SEC CIK
- 0000908187
No open-market purchases or sales by PCM Fund, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $10.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in PCM Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 24
- −1 vs. Q3 2023
- Shares held
- 1.26M
- +2.22K (+0.2%) vs. Q3 2023
- Total value
- $10.0M
- −$1.12M (−10.0%) vs. Q3 2023
- New holders
- 4
- 8 more added
- Sold out
- 5
- 7 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $10.0M |
| Q1 2026 | 28 | $9.77M |
| Q4 2025 | 31 | $9.62M |
| Q3 2025 | 26 | $7.55M |
| Q2 2025 | 23 | $6.35M |
| Q1 2025 | 22 | $7.57M |
| Q4 2024 | 21 | $5.81M |
| Q3 2024 | 20 | $5.77M |
| Q2 2024 | 24 | $5.62M |
| Q1 2024 | 23 | $10.5M |
| Q4 2023 | 24 | $10.0M |
| Q3 2023 | 25 | $11.2M |
| Q2 2023 | 24 | $11.3M |
| Q1 2023 | 25 | $8.04M |
| Q4 2022 | 22 | $7.00M |
| Q3 2022 | 24 | $7.22M |
| Q2 2022 | 22 | $7.76M |
| Q1 2022 | 24 | $8.11M |
| Q4 2021 | 23 | $8.38M |
| Q3 2021 | 24 | $8.32M |
| Q2 2021 | 20 | $8.26M |
| Q1 2021 | 19 | $8.28M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding PCM Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 14 | $110 | 0.00% | +1+7.7% | Added |
| Cape Investment Advisory, Inc. | 41 | $326 | 0.00% | +41 | New |
| FNY Investment Advisers, LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,057 | $8.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,876 | $14.9K | 0.00% | +1,737+1,249.6% | Added |
| Advisory Services Network, LLC | 8,602 | $68.5K | 0.00% | +8,602 | New |
| Focus Financial Network Inc | 10,443 | $84.0K | 0.00% | +10,443 | New |
| LPL Financial LLC | 12,440 | $99.0K | 0.00% | −6,416−34.0% | Reduced |
| CoreCap Advisors, LLC | 12,465 | $99.2K | 0.01% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 15,000 | $119.4K | 0.01% | +15,000 | New |
| Horizon Kinetics Asset Management LLC | 24,532 | $195.3K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 25,090 | $200.0K | 0.00% | −1,500−5.6% | Reduced |
| Raymond James & Associates | 26,521 | $211.1K | 0.00% | +690+2.7% | Added |
| Wells Fargo & Company | 31,296 | $249.1K | 0.00% | −28,509−47.7% | Reduced |
| UMA Financial Services, Inc. | 32,330 | $254.8K | 0.06% | 00.0% | Unchanged |
| Bank of America Corp | 32,611 | $259.6K | 0.00% | −471−1.4% | Reduced |
| Morgan Stanley | 40,686 | $323.9K | 0.00% | −5,862−12.6% | Reduced |
| MML Investors Services, LLC | 48,354 | $385.0K | 0.00% | +550+1.2% | Added |
| Advisor Group Holdings, Inc. | 59,074 | $470.2K | 0.00% | −28,679−32.7% | Reduced |
| Commonwealth Equity Services, LLC | 71,464 | $569.0K | 0.00% | +60.0% | Added |
| SOL Capital Management CO | 132,750 | $1.06M | 0.14% | −6,650−4.8% | Reduced |
| Financial Advocates Investment Management | 152,553 | $1.21M | 0.08% | +25,109+19.7% | Added |
| GWM Advisors LLC | 153,495 | $1.22M | 0.01% | +9,850+6.9% | Added |
| Foundations Investment Advisors, LLC | 364,632 | $2.94M | 0.08% | +55,772+18.1% | Added |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −28,710−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −17,451−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −723−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −377−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −234−100.0% | Sold out |